Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AKERMIN INC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001342132 Filed Document 0001342132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Green Light Energy Solutions Corp See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001597020 Filed Document 0001376474-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIFTH AVENUE GLOBAL EQUITY FUND LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422149 Filed Document 0000919574-14-000253 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RW Fund, LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538916 Filed Document 0001140361-14-002149 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrayBul Woods Edge, LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $2,740,000 Associated Brokers / Dealers N/A CIK Number 0001596248 Filed Document 0001596226-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Conservation Fund (Offshore), Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416229 Filed Document 0000919574-14-000246 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voleon Investors Fund LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566611 Filed Document 0001597002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XCOR AEROSPACE INC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001456497 Filed Document 0001140361-14-002144 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
entegra technologies inc. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Willamette Angel Conference 2014 LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001597015 Filed Document 0001597015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Persistence Mining, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557791 Filed Document 0001557791-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ligandal Technology LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589489 Filed Document 0001589489-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OPPENHEIMER ACTIVIST PARTNERS L P See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001356364 Filed Document 0000902664-14-000335 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bergey's GMC, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596528 Filed Document 0001596528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Advantic, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596916 Filed Document 0001596916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRHF Custom, LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566786 Filed Document 0001140361-14-002151 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001140361-14-002827 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ANGLES MEDIA CORP. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001597062 Filed Document 0001597062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flashnotes, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001597038 Filed Document 0001597038-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Bond Fund QP, LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001510459 Filed Document 0001510459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Guru Technologies, Inc. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001592783 Filed Document 0001592783-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReMind Technologies, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596833 Filed Document 0001596833-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
RIEF Strategic Partners Fund LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Renaissance Institutional Management LLC CIK Number 0001509650 Filed Document 0001509650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Davidson Kempner International (BVI), Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505337 Filed Document 0000902664-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Appreciation Fund IV, Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480559 Filed Document 0001140361-14-002150 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Vernon Global Opportunity Fund II LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597039 Filed Document 0001597039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SEAMANS GLOBAL BOND FUND LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001339312 Filed Document 0001339312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Sapere CTA Fund LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335537 Filed Document 0000919574-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Select Equity Partnership LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINNS POINT PARTNERS, LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595741 Filed Document 0000919574-14-000233 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIRECTIONAL RESEARCH & TRADING PARTNERS LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264396 Filed Document 0001264396-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ullico Diversified International Equity Fund, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Howe, Luke, Norkus, Michael, Goetz, Griffin, and Courtright, Donald CIK Number 0001374721 Filed Document 0001374721-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Townsend Real Estate Alpha Fund I, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001556836 Filed Document 0001556836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCREP V CO-INVESTMENT LTD. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001597012 Filed Document 0001597012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE VALUE CREATION FUND LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341103 Filed Document 0000919574-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ullico International Group Trust See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Howe, Luke, Norkus, Michael, Goetz, Griffin, and Courtright, Donald CIK Number 0001465719 Filed Document 0001465719-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Mosaic Storage Systems, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001569160 Filed Document 0001569160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
GrayBul Litchfield, LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $5,295,000 Associated Brokers / Dealers N/A CIK Number 0001596226 Filed Document 0001596226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mountaineer Partners, LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538680 Filed Document 0000919574-14-000238 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Erickson Royalty Fund I, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001596719 Filed Document 0001596719-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Compliance Science, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $8,249,983 Associated Brokers / Dealers Warren H. Spar CIK Number 0001597136 Filed Document 0001597136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEDAR ROCK CAPITAL PARTNERS LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221943 Filed Document 0000919574-14-000240 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breckhurst Commodity Fund, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513832 Filed Document 0001513832-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENVILLE FACILITY INVESTORS LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001446056 Filed Document 0001446056-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Ultra Athlete, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548332 Filed Document 0001548332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Charming Charlie Holdings Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,399,981 Associated Brokers / Dealers N/A CIK Number 0001596788 Filed Document 0001596788-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AgSquared, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535133 Filed Document 0001535133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity