Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
aPEEL Technologies, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,250,016 Associated Brokers / Dealers N/A CIK Number 0001595566 Filed Document 0001595566-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
AWHG 1800 LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers n/a CIK Number 0001598161 Filed Document 0001598161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EMG AE Woodford Holdings, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $460,000,000 Associated Brokers / Dealers N/A CIK Number 0001596382 Filed Document 0001596382-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer II Corp. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick J. Whelchel, Christopher S. Harrison, and Lori D. Mayfield CIK Number 0001598821 Filed Document 0001598821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor See Blue Fund, Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541036 Filed Document 0001509304-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USTRINGER LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598868 Filed Document 0001598868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
GUGGENHEIM PLUS L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC CIK Number 0001167867 Filed Document 0001167867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brenham Capital Fund, L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539381 Filed Document 0001539381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ampersand 2014 Limited Partnership See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. and Harken Capital Securities, LLC CIK Number 0001596970 Filed Document 0001596970-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond State Ventures III LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001598768 Filed Document 0001598768-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Premins Company, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569824 Filed Document 0001569824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Crude Energy, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593513 Filed Document 0001593513-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Boylston Fund Drizly, a series of AngelList-Bton-Funds, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597286 Filed Document 0001597286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Absorption Pharmaceuticals, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001549050 Filed Document 0001209191-14-010917 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND-A (DELAWARE), L.P. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599687 Filed Document 0001599688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celilo Group Media, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598805 Filed Document 0001598805-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon India DI Fund LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597501 Filed Document 0001597501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/PARS Offshore Fund Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541372 Filed Document 0001541372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENOVIA DIGITAL EXCHANGE Corp See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,040,000 Associated Brokers / Dealers Scarsdale Equities, LLC CIK Number 0001598439 Filed Document 0001598439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PWA Riverview Office Tower, LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587597 Filed Document 0001587597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,426,094 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Expa Capital, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001598969 Filed Document 0001598969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Weiss Enterprises, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001545887 Filed Document 0001545887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Heights Capital Partners, LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001568375 Filed Document 0001568375-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mills Park REIT LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599101 Filed Document 0001599101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
vWise Inc See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,745,582 Associated Brokers / Dealers N/A CIK Number 0001415743 Filed Document 0001415743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TENAXIS MEDICAL INC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001362677 Filed Document 0001362677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medical Breakthroughs Fund, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001598815 Filed Document 0001380389-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-000720 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Trans-Europe Buyout Partners VIII (US), LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598290 Filed Document 0001315863-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-B.io-Fund, a series of AngelList-JB-Funds, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $277,500 Associated Brokers / Dealers N/A CIK Number 0001595825 Filed Document 0001597315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Advanced Architectural Products, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598783 Filed Document 0000926044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Enhanced Long/Short Equity Fund, Ltd See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509304 Filed Document 0001509304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THERMO FISHER SCIENTIFIC INC. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000097745 Filed Document 0000097745-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XLCR CAPITAL PARTNERS LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523070 Filed Document 0001013594-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BlueCrest Energy Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001598632 Filed Document 0001598632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Pascal Investment Partners L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541688 Filed Document 0001541688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Route One Offshore Master Fund, L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502996 Filed Document 0000935836-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MS Preferred Private Issue Series II, LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001576397 Filed Document 0001574152-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Private Investment Partners III, LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001568264 Filed Document 0001568264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/BlueCrest Capital Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001568783 Filed Document 0001568783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCN North American Fund REIT See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001598770 Filed Document 0000902664-14-000499 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aviary Investco II LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $458,322 Associated Brokers / Dealers N/A CIK Number 0001599032 Filed Document 0001599032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mioposto Northwest, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001598677 Filed Document 0001598677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $355,555 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST STONE CENTER, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $32,000 Associated Brokers / Dealers N/A CIK Number 0001564922 Filed Document 0001564922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Health Sciences Access Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001466799 Filed Document 0001466799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnePIN, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001344534 Filed Document 0001344534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jones County Quarry Investors, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $5,560,000 Associated Brokers / Dealers N/A CIK Number 0001597068 Filed Document 0001597068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity