|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589568
- Filed Document
- 0001589568-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597160
- Filed Document
- 0001553350-14-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, CHRISTOPHER S. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, and LORI D. MAYFIELD
- CIK Number
- 0001596561
- Filed Document
- 0001596561-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537122
- Filed Document
- 0001537122-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G. Research, Inc.
- CIK Number
- 0001341206
- Filed Document
- 0000919574-14-000284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524221
- Filed Document
- 0001524221-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Captrust Financial Advisors, Captrust Financial Advisors, Captrust Financial Advisors, and Captrust Financial Advisors
- CIK Number
- 0001496100
- Filed Document
- 0000919574-14-000272
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596587
- Filed Document
- 0000905718-15-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459642
- Filed Document
- 0001459642-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593450
- Filed Document
- 0001593449-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502828
- Filed Document
- 0001502828-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Morgan Stanley HedgePremier/Graham Discretionary 6V Portfolio Offshore Fund Ltd
See All Filings
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001510770
- Filed Document
- 0001510774-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596746
- Filed Document
- 0001596746-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001280666
- Filed Document
- 0001280666-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fabio Piccolo Fiore Restaurant, Inc.
- CIK Number
- 0001596886
- Filed Document
- 0001596886-14-000001
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510314
- Filed Document
- 0001565908-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $29,085,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597312
- Filed Document
- 0001597312-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593193
- Filed Document
- 0001593193-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Middlebury Securities
- CIK Number
- 0001597196
- Filed Document
- 0001597196-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001599120
- Filed Document
- 0000898432-14-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001596745
- Filed Document
- 0001596745-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- THOMAS WILSON WEISEL, N/A, and N/A
- CIK Number
- 0001476956
- Filed Document
- 0000919574-14-000269
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597179
- Filed Document
- 0001597179-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Oaktree Emerging Markets Absolute Return (Cayman) Fund, Ltd.
See All Filings
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001076312
- Filed Document
- 0001181431-14-003702
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415286
- Filed Document
- 0001415286-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509659
- Filed Document
- 0001509659-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001075058
- Filed Document
- 0001075058-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $73,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597189
- Filed Document
- 0001597189-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596878
- Filed Document
- 0001596878-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $6,585,919
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552132
- Filed Document
- 0001552132-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001596834
- Filed Document
- 0001596834-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G. Research, Inc.
- CIK Number
- 0000929811
- Filed Document
- 0000919574-14-000283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589873
- Filed Document
- 0001589873-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $15,985,452
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001476509
- Filed Document
- 0001140361-14-002256
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591340
- Filed Document
- 0001181431-14-002545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508838
- Filed Document
- 0001508838-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508837
- Filed Document
- 0001508837-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535186
- Filed Document
- 0001535186-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $4,914,423
- Associated Brokers / Dealers
- Scarsdale Equities LLC
- CIK Number
- 0001535652
- Filed Document
- 0001535652-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $41,544,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595968
- Filed Document
- 0001595968-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $820,697
- Associated Brokers / Dealers
- Trout Capital LLC
- CIK Number
- 0001594923
- Filed Document
- 0001594923-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- GERMANY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Chelsea Morgan Securities, Inc. d/b/a Chelsea Financial Services and Wynston Hill Capital, LLC
- CIK Number
- 0001517653
- Filed Document
- 0001213900-14-000264
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G. Research, Inc.
- CIK Number
- 0001413183
- Filed Document
- 0000919574-14-000276
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001596808
- Filed Document
- 0001596808-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $33,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001371994
- Filed Document
- 0001019687-14-000174
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $46,369,994
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521993
- Filed Document
- 0001521993-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583696
- Filed Document
- 0001583696-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001375606
- Filed Document
- 0001375606-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596835
- Filed Document
- 0000919574-14-000290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567322
- Filed Document
- 0001567322-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|