Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595669 Filed Document 0000898432-14-000187 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andor Opportunity Offshore Fund Ltd See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517636 Filed Document 0000919574-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AquaSpy Group, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers None CIK Number 0001493759 Filed Document 0001493759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
TIY Academy, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001594454 Filed Document 0001594454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BR SQUARED FINANCIAL, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516286 Filed Document 0001516286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
ASCEND PARTNERS FUND I, LTD. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001140329 Filed Document 0001405086-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NCD INVESTORS, A DELAWARE MULTIPLE SERIES LLC/AOPTIX TECHNOLOGIES (SECONDARY PURCHASE) - (NCD SERIES A) See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597261 Filed Document 0001597261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABACI CAPITAL, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541441 Filed Document 0001541441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Strategically Acquired Real Estate Investment Fund III LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001594514 Filed Document 0001594514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE CAPITAL FUND, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001597336 Filed Document 0001597336-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IA VAPOGENIX, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $132,500 Associated Brokers / Dealers N/A CIK Number 0001597440 Filed Document 0001597440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marlin Fund, Limited Partnership See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kuck, Roxane Mellor, and Thomas R. Mellor CIK Number 0000942668 Filed Document 0000919574-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humacyte, Inc See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $49,100,000 Associated Brokers / Dealers N/A CIK Number 0001385943 Filed Document 0001385943-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
TRUMBULL (US) CORE MULTI-FUND LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567146 Filed Document 0001567146-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tanteo Spirits, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001561211 Filed Document 0001561211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greywolf Strategic Fund SPC, Ltd. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596926 Filed Document 0000945621-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Street Townhomes LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001597221 Filed Document 0001597221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Marlin Fund III, Limited Partnership See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467026 Filed Document 0000919574-14-000301 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silicon Harbor Ventures L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596959 Filed Document 0001596959-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., and Andrew B. Linbeck CIK Number 0001415987 Filed Document 0001415987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPEN TEXT CORP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001002638 Filed Document 0001002638-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Snehta, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001532050 Filed Document 0001532050-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GK Preferred Income II (Ridgmar), LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Arete Wealth Management, Inc., and Source Capital Group CIK Number 0001585777 Filed Document 0001585777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ClearSky Data, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $12,350,000 Associated Brokers / Dealers N/A CIK Number 0001597253 Filed Document 0001597253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CommonWealth Opportunity (Cayman) Fund Ltd. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505165 Filed Document 0001505165-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Partners Fund II LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001288471 Filed Document 0001405086-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari Multi-Strategy Credit Fund Ltd See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001510148 Filed Document 0001510148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardax Pharma, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Portfolio Advisors Alliance, Inc. and Agincourt Ltd. CIK Number 0001579166 Filed Document 0001579166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Accelerate FC Fund IV LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $861,000 Associated Brokers / Dealers N/A CIK Number 0001592402 Filed Document 0001592402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Odyssey Professionals V, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597468 Filed Document 0001181431-14-002788 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kora Fund LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596587 Filed Document 0001140361-14-002380 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Partners Fund II, Ltd. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001288472 Filed Document 0001405086-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PPR CS Manager, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $45,894 Associated Brokers / Dealers N/A CIK Number 0001597687 Filed Document 0001597687-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STW RESOURCES HOLDING CORP. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357838 Filed Document 0001415889-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Leaf Investment Partners, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129620 Filed Document 0000919574-14-000297 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massey Quick Multi Manager Equity Fund QP LP See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594883 Filed Document 0001594883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Willow Group, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001597456 Filed Document 0000905729-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Dock Technologies, Inc. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594233 Filed Document 0001594233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Fintan Capital Partners L P See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners, LLC CIK Number 0001325830 Filed Document 0001140361-14-002486 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IM ASIA FUND LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431412 Filed Document 0001431412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
GOZIO, INC. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595044 Filed Document 0001595044-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SPINDLE, INC. See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403802 Filed Document 0001393905-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEI Prime Rate Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001546282 Filed Document 0001546282-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
CMWA Micro Cap Fund LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisor Networks LLC /CA See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-14-002328 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Light Street Argon, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552400 Filed Document 0001569049-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenNx360 Capital Partners II, L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001541513 Filed Document 0001541513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity