|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595011
- Filed Document
- 0001140361-14-003209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001066886
- Filed Document
- 0001315863-14-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597779
- Filed Document
- 0001597779-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440035
- Filed Document
- 0000897069-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513184
- Filed Document
- 0000902664-14-000334
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001476759
- Filed Document
- 0000919574-14-000396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $8,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597808
- Filed Document
- 0001597808-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $4,524,164
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351903
- Filed Document
- 0001351903-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $5,308,050
- Associated Brokers / Dealers
- Inland Securities Corporation, Thomas J. Ealy, Allan L. Watson, Alfred W. Hovis, Jr., Herbert Alston, Larry R. Law, Douglas A. Henrickson, Joe P. Moore, Jr., Joseph G. Michaletz, Ronald E. Machtan, Joseph A. Nugent, Robert J. Cummings, Frederick P. Baerenz, Eric A. Bicknese, Andrew C. Pesha, and Jason B. Vanclef
- CIK Number
- 0001577375
- Filed Document
- 0001577375-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596218
- Filed Document
- 0001596218-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597533
- Filed Document
- 0001597533-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551990
- Filed Document
- 0001551990-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $8,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597807
- Filed Document
- 0001597807-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001177383
- Filed Document
- 0000919574-14-000391
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001425764
- Filed Document
- 0000902664-14-000339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001598144
- Filed Document
- 0001598144-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351903
- Filed Document
- 0001351903-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541296
- Filed Document
- 0001541295-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579116
- Filed Document
- 0001579116-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554220
- Filed Document
- 0001554220-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $3,737,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535583
- Filed Document
- 0001535583-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598326
- Filed Document
- 0001196395-14-000013
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001597742
- Filed Document
- 0001597742-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597629
- Filed Document
- 0001192482-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $717,123
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582719
- Filed Document
- 0001582719-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571358
- Filed Document
- 0001571358-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,000,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597817
- Filed Document
- 0001597817-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001597751
- Filed Document
- 0001597751-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443315
- Filed Document
- 0001443315-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C. and Barclays Capital Inc
- CIK Number
- 0001436293
- Filed Document
- 0000919574-14-000395
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001172960
- Filed Document
- 0001172960-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598341
- Filed Document
- 0001181431-14-003979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001065716
- Filed Document
- 0001315863-14-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $10,637,905
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351905
- Filed Document
- 0001351905-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548250
- Filed Document
- 0001548250-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $32,035,241
- Associated Brokers / Dealers
- Desjardins Securities Inc. and Canaccord Genuity Corp.
- CIK Number
- 0001598107
- Filed Document
- 0001140361-14-003121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001170073
- Filed Document
- 0000871613-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473383
- Filed Document
- 0000902664-14-000333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437860
- Filed Document
- 0000902664-14-000338
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001002493
- Filed Document
- 0000871613-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001479341
- Filed Document
- 0000919574-14-000390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436925
- Filed Document
- 0000902664-14-000340
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FUSION PARTNERS and LYXOR ASSET MANAGEMENT INC.
- CIK Number
- 0001457342
- Filed Document
- 0000919574-14-000388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541320
- Filed Document
- 0000919574-14-000383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $1,703,749
- Associated Brokers / Dealers
- Arete Wealth Management LLC
- CIK Number
- 0001598103
- Filed Document
- 0001140361-14-003568
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372962
- Filed Document
- 0001372962-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001362918
- Filed Document
- 0001540389-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526732
- Filed Document
- 0001526732-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372962
- Filed Document
- 0001372962-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511165
- Filed Document
- 0001095449-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|