Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIPER JAFFRAY COMPANIES See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001230245 Filed Document 0001230245-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Debt
VERITEQ See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,816,667 Associated Brokers / Dealers Dawson James Securities CIK Number 0000924642 Filed Document 0001437749-14-011012 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianceBernstein Next 50 Emerging Markets (Delaware) Fund, L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604390 Filed Document 0000902664-14-002816 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
6fusion USA, Inc. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001499612 Filed Document 0001499612-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ARC FUND LP See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425403 Filed Document 0001425403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tosca US L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578944 Filed Document 0000919574-14-003693 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XIV L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595295 Filed Document 0000935836-14-000352 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AE Permian Co-Investment, LP See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $420,000,000 Associated Brokers / Dealers N/A CIK Number 0001607261 Filed Document 0001607261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASD Therapeutics Partners LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610464 Filed Document 0001610464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
BD Creekside Apartments Phase I, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001604484 Filed Document 0001604484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-14-000374 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Church Updates, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001610712 Filed Document 0001014108-14-000158 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PROXIMA CAPITAL, LP See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centara Capital Securities, Inc. CIK Number 0001412006 Filed Document 0000919574-14-003700 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yorktown University See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Richard Jack Bishirjian CIK Number 0001587998 Filed Document 0001587998-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wing Lake Capital Offshore Fund, Ltd. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551624 Filed Document 0000919574-14-003692 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TruTag Technologies, Inc. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $17,413,518 Associated Brokers / Dealers Bedminster Financial Group, Ltd. CIK Number 0001560969 Filed Document 0001560969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Rocksure North America Fund LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001610537 Filed Document 0001610537-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GeneWeave Biosciences, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $11,999,998 Associated Brokers / Dealers N/A CIK Number 0001497446 Filed Document 0001497446-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Processing See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590349 Filed Document 0001019687-14-002400 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Criterium Group, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001610294 Filed Document 0001610294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VenX, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001477238 Filed Document 0001477238-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Salient Opportunistic Real Estate Fund, L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610278 Filed Document 0001610278-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Universa BSPP Equity & Fixed Income Fund, L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549583 Filed Document 0000935836-14-000346 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmell Therapeutics Corp See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461483 Filed Document 0001507943-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cold Plasma Medical Technologies, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001488790 Filed Document 0001488790-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kathie's Kitchen LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001610553 Filed Document 0001610553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Crestview Partners III (Co-Investment B), L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609994 Filed Document 0000950103-14-004126 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS TACS MARKET CONTINUOUS INTERNATIONAL LLC See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430331 Filed Document 0001140361-14-025120 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter Industrial Value Fund III, L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $792,500,000 Associated Brokers / Dealers N/A CIK Number 0001595934 Filed Document 0001595934-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
INTELLICYT CORP See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001446979 Filed Document 0001446979-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Flashstarts Partners Fund 2014 LP See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610592 Filed Document 0001610592-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR MARBLE PLACE TE FUND L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576740 Filed Document 0001382963-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERITEQ See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-011011 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001431959 Filed Document 0001199835-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Danbury Multifamily Holdings, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $15,328,488 Associated Brokers / Dealers Benzion Kahana, Alexander Erlichman, Shlomo Ness, RYR Equities, Yacha Sutton, and David Turner CIK Number 0001610534 Filed Document 0001610534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Universa Black Swan Protection Protocol XV L.P. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600869 Filed Document 0000935836-14-000353 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Distillery, Ltd. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001610509 Filed Document 0001610509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Triblio, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,395,890 Associated Brokers / Dealers N/A CIK Number 0001610693 Filed Document 0001140361-14-025303 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PARACOSM INC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588203 Filed Document 0001588203-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Alternatives Capital Partners IV, LP See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Astra Financial Corp See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001606139 Filed Document 0001606139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Declara, Inc. See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $17,088,765 Associated Brokers / Dealers N/A CIK Number 0001606341 Filed Document 0001606341-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wing Lake Capital Partners, LP See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551685 Filed Document 0000919574-14-003691 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravity Renewables, Inc. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579977 Filed Document 0001579977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crestview Partners III (DE Offshore), L.P. See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001609894 Filed Document 0000950103-14-004127 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kathie's Kitchen LLC See All Filings	D/A	2014-06-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001610553 Filed Document 0001610553-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SE Jacksonville MM, LLC See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $6,055,000 Associated Brokers / Dealers N/A CIK Number 0001609943 Filed Document 0001609943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Standing Stone Prospect Partners See All Filings	D	2014-06-11 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001610611 Filed Document 0001610611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other