Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fenix Parts, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001615153 Filed Document 0001615153-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Carleon Strategic Equity Offshore Ltd. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544423 Filed Document 0001544423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Global Fund, Ltd. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit-Suisse USA LLC CIK Number 0001375133 Filed Document 0001375133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset India Bond Fund, L.L.C. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001634331 Filed Document 0001634331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betterment Holdings, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001508388 Filed Document 0000905718-15-000271 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Biologics Modular, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001525032 Filed Document 0001525032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
EMPIRE PETROLEUM CORP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0001072613-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
VOYAGER SPECIALISTS LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072439 Filed Document 0001072439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER PARTNERS L P See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit-Suisse USA LLC, SunTrust Inv Srvs, and Bel Air CIK Number 0001038088 Filed Document 0001038088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redmile Capital Offshore Fund, Ltd. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513079 Filed Document 0001513079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADESCO, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001634588 Filed Document 0001591408-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Applied Digital Research Corp See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001634480 Filed Document 0001634480-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN QP LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001282700 Filed Document 0001013594-15-000164 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beneffect, LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Supramed, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Serone Key Opportunities Fund LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633740 Filed Document 0001633740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Frontier Opportunity Fund, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634235 Filed Document 0000935836-15-000131 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serone Key Opportunities Fund Ltd See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633743 Filed Document 0001633743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Status Jet, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers G. Michael Lawshe CIK Number 0001632533 Filed Document 0001632533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088060 Filed Document 0001140361-15-008399 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPMP, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001634694 Filed Document 0001634694-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BBR EQUITY LONG SHORT QP LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283833 Filed Document 0001013594-15-000169 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARLEON FUND LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001404405 Filed Document 0001404405-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Customized Strategies II, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600703 Filed Document 0001600703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Trac Real Estate Fund II, LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634685 Filed Document 0001634685-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EquityZen HotelTonight Fund LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam CIK Number 0001634393 Filed Document 0001445866-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Power Partners II, L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Avalon Wealth Management, LLC, and Etgal Holdings, Ltd. CIK Number 0001610053 Filed Document 0001140361-15-008286 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vape Holdings, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-001357 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VITUS ENERGY LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577081 Filed Document 0001577081-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Encore Energy, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Staniel Capital, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634716 Filed Document 0001634716-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
VOYAGER GLOBAL SELECT FUND LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC CIK Number 0001491351 Filed Document 0001491351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Star Producing LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577668 Filed Document 0001577668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
NGM BIOPHARMACEUTICALS INC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001426332 Filed Document 0001426332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN DISTRESSED REAL ESTATE DEBT FUND III, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001634397 Filed Document 0001634397-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAFCO-VOYAGER GLOBAL FUND LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $215,293 Associated Brokers / Dealers N/A CIK Number 0001384714 Filed Document 0001384714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ForceField Energy Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,782,500 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-15-000776 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Abbott Capital Private Equity Investors 2015, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633671 Filed Document 0001633671-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KINGSFORD CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142742 Filed Document 0000935836-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREEF REAL ESTATE SECURITIES COMMINGLED FUND LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217697 Filed Document 0001217697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescription Advisory Systems & Technology, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001634504 Filed Document 0001209191-15-017160 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
JOHNSTON INTERNATIONAL EQUITY FUND II LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439914 Filed Document 0001473541-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Learn Big, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001577464 Filed Document 0001577464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GEO Investors Renewable Infrastructure Fund II, LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634706 Filed Document 0001634706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Voyager Global Select Fund Ltd See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC CIK Number 0001493382 Filed Document 0001493382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carleon Strategic Equity Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001317334 Filed Document 0001317334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valor Capital Partners LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001631663 Filed Document 0001631663-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lazard Emerging Markets Debt Blend Fund (US), L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001569081 Filed Document 0001569081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seegrid Corp See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $11,115,754 Associated Brokers / Dealers N/A CIK Number 0001634707 Filed Document 0001634707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $28,984,608 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund