Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mountaineer Offshore Fund, Ltd. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599261 Filed Document 0000919574-14-000592 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Bridges Emerging Markets Fund LP See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541474 Filed Document 0001541474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost Capital Partners, LP See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540737 Filed Document 0000919574-14-000578 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon MSC Structured Credit Fund, L.P. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569257 Filed Document 0001569257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC European Focus Fund LP See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599424 Filed Document 0000902664-14-000655 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Confluence Capital, L.P. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457778 Filed Document 0001457778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MONARCH OPPORTUNITIES FUND LTD See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450314 Filed Document 0001450393-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arch Therapeutics, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001537561 Filed Document 0001144204-14-006709 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
American Oil Development Fund, LLC See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001587920 Filed Document 0001587920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FIFS Holdings Corp. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561827 Filed Document 0001561827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIVIDE DRIVES, INC. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $43,000 Associated Brokers / Dealers N/A CIK Number 0001599566 Filed Document 0001599566-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Clarus Lifesciences III, L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers Magog & Cie Limited CIK Number 0001597143 Filed Document 0001597143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JDCPHOSPHATE, INC. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $234,270 Associated Brokers / Dealers N/A CIK Number 0001544512 Filed Document 0001544512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AUTRIS See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441362 Filed Document 0001214659-14-000928 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BA Nutrition, LLC See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001512796 Filed Document 0001512796-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Crosswise) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001599509 Filed Document 0001599509-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Huracan Capital Concentrated Special Situations, L.P. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598992 Filed Document 0001598992-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Sandalwood Creek Apartments LLC See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers none CIK Number 0001598414 Filed Document 0001512926-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SeeMore Interactive, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001549845 Filed Document 0001549845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Seven Bridges Emerging Markets Fund Ltd. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598934 Filed Document 0001598934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TapReel, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598131 Filed Document 0001598131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Surge Global Energy, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001053648 Filed Document 0001493152-14-000370 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in Highcon) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001599506 Filed Document 0001599506-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in enVerid) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $1,078,000 Associated Brokers / Dealers N/A CIK Number 0001599492 Filed Document 0001599492-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Sunbelt Energy Partners #27 L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $1,782,500 Associated Brokers / Dealers N/A CIK Number 0001599313 Filed Document 0001599313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Makeena, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599478 Filed Document 0001599478-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Regulus Therapeutics Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $9,999,992 Associated Brokers / Dealers N/A CIK Number 0001505512 Filed Document 0001505512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KL Investment Partners Fund LP See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569499 Filed Document 0001569499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WWB Isis Fund, L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001598095 Filed Document 0001598095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
African Resource Group, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001577978 Filed Document 0001577978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
IGENICA INC See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $14,067,117 Associated Brokers / Dealers N/A CIK Number 0001453044 Filed Document 0001453044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon MSC Structured Credit Fund Ltd. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568977 Filed Document 0001568977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMPF 2014, LP See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001599384 Filed Document 0001599384-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pulse Therapeutics, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001518707 Filed Document 0001518707-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Signpost Capital Master Fund Ltd. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540736 Filed Document 0000919574-14-000577 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CM Finance Inc See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $32,727,270 Associated Brokers / Dealers N/A CIK Number 0001578348 Filed Document 0001140361-14-005063 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Realtyshares 1, LLC, Series J See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $112,000 Associated Brokers / Dealers N/A CIK Number 0001599412 Filed Document 0001599412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $6,730,396 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Weathergage Capital Investments 2014 LP See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers N/A CIK Number 0001598914 Filed Document 0001598914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MONARCH DEBT RECOVERY FUND LTD See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001450393 Filed Document 0001450393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BlueConic Holding, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001599421 Filed Document 0001599421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Multifamily REIT III See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001599604 Filed Document 0001599604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Deckman Control Systems, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001599277 Filed Document 0001599277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
(OurCrowd Investment in MST) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $814,000 Associated Brokers / Dealers N/A CIK Number 0001599496 Filed Document 0001599496-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Chart.io, Inc. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $2,412,950 Associated Brokers / Dealers N/A CIK Number 0001533606 Filed Document 0001533606-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORNERSTONE MANAGEMENT PARTNERS INC See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031912 Filed Document 0001031912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Argo II) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001589789 Filed Document 0001589789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D/A	2014-02-06 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Legend Securities Inc. CIK Number 0001084267 Filed Document 0001468128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OurCrowd (Investment in MST - II) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $286,000 Associated Brokers / Dealers N/A CIK Number 0001599508 Filed Document 0001599508-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in Highcon - II) L.P. See All Filings	D	2014-02-06 00:00:00 UTC
Amount To Be Raised $740,300 Associated Brokers / Dealers N/A CIK Number 0001599507 Filed Document 0001599507-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity