Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Syndax Pharmaceuticals Inc See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,270,093 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-14-006850 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BHV Entrepreneurship Fund II, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001570374 Filed Document 0001582261-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA WAREHOUSE, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001597992 Filed Document 0001597992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Pacific Private Equity Fund I L.P. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596146 Filed Document 0001596146-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Loomis Sayles Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
INVESCO INSTITUTIONAL TRUST See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001459165 Filed Document 0001459165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE CROWN RESOURCES INC. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers None CIK Number 0001366407 Filed Document 0001477932-14-000393 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
EMC Alpha Fund, LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
GOSPEL MUSIC, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $179,000 Associated Brokers / Dealers N/A CIK Number 0001598300 Filed Document 0001598300-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
U.S. RARE EARTHS, INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $312,500 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lucky Strike Resources Ltd. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $51,960 Associated Brokers / Dealers N/A CIK Number 0001587899 Filed Document 0001176256-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HINTO ENERGY, INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001087734 Filed Document 0001065949-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Georgia Urology Real Estate - Cumming, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001598337 Filed Document 0001598337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LL Manhattanville LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598240 Filed Document 0001019056-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLIGAN OPERATING ENTITY, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001598157 Filed Document 0001144204-14-004951 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers None CIK Number 0001365916 Filed Document 0001365916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Upstart Network, Inc. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001555581 Filed Document 0001555581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Planet, Ltd. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001598098 Filed Document 0001598098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIDE POINT OFFSHORE FUND, LTD. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554254 Filed Document 0000919574-14-000404 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yoyo Card, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,919,999 Associated Brokers / Dealers N/A CIK Number 0001598002 Filed Document 0001181431-14-003997 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Arden Sage Access Ltd. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001348815 Filed Document 0001348815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COIN SERVICES LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598311 Filed Document 0001598311-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AZG Manhattanville LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598241 Filed Document 0001019056-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cameron Harbor Land Group See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598553 Filed Document 0001209191-14-005486 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Pricefalls LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Pricefalls LLC CIK Number 0001505750 Filed Document 0001505750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-14-005886 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Blue Harbour Institutional Partners Offshore, Ltd. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546739 Filed Document 0001315863-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAION AG See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $4,097,400 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Schvey, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001598116 Filed Document 0001598116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercedes South 3-D Joint Venture See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001598429 Filed Document 0001354488-14-000368 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
FOCUSED INVESTORS FUND L P See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001380089 Filed Document 0001380089-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Multi-Manager Master Portfolio, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464987 Filed Document 0001464987-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Harbour Strategic Value Partners Offshore Ltd See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414646 Filed Document 0001315863-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Caxton, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526360 Filed Document 0001526360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtual World Computing, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,287,811 Associated Brokers / Dealers N/A CIK Number 0001502880 Filed Document 0001502880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Morris Global Strategies (Cayman), Ltd. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484302 Filed Document 0001484302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wooden Leg LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001598336 Filed Document 0001598336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
500 Luchadores, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562654 Filed Document 0001562654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SELECTICA INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $13,935,570 Associated Brokers / Dealers Lake Street Capital Markets, LLC CIK Number 0001090908 Filed Document 0001437749-14-001492 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Amundi Smith Breeden Institutional Short Duration Fund See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494601 Filed Document 0000919574-14-000403 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Trauma Care Inc. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $12,189,999 Associated Brokers / Dealers Ehrenberg Chesler Securities, Inc. CIK Number 0001589872 Filed Document 0001589872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dislocation Opportunities Access Fund (U.S.), L.P. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001598036 Filed Document 0001598036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwater Energy Fund II LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598185 Filed Document 0001598185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BEECHER GAZELLE FUND, L.P. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060312 Filed Document 0001060312-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clean Wave Technologies, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $8,762,152 Associated Brokers / Dealers N/A CIK Number 0001473159 Filed Document 0001473159-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum GoldenTree, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001458218 Filed Document 0001458218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Harbour Strategic Value Partners LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414949 Filed Document 0001315863-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Mast, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526364 Filed Document 0001526364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Chilton Global Natural Resources, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001417091 Filed Document 0001417091-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund