Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Beatrice Funding LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571814 Filed Document 0001140361-14-025564 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TREVI SYSTEMS INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,861,240 Associated Brokers / Dealers N/A CIK Number 0001510171 Filed Document 0001510171-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Blue Pine Financial Opportunities Fund II, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588793 Filed Document 0001588793-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG Carlyle Private Equity Fund, LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001560916 Filed Document 0001560916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WMI HOLDINGS CORP. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0000933136 Filed Document 0000896595-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OndaVia, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001610833 Filed Document 0001610833-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Phase 5 Group, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610875 Filed Document 0001144204-14-037685 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Plasmonix, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $564,942 Associated Brokers / Dealers N/A CIK Number 0001521534 Filed Document 0001521534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TrackingPoint, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $29,203,533 Associated Brokers / Dealers N/A CIK Number 0001594297 Filed Document 0001594297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canadian Special Opportunity Fund, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574475 Filed Document 0001140361-14-025633 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montana Placer Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001610826 Filed Document 0001610826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
W3 Holdings LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532411 Filed Document 0001532411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peak Ventures Fund I, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001610058 Filed Document 0001610058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Farragut MBH Acquisition Corp. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,834,333 Associated Brokers / Dealers N/A CIK Number 0001610588 Filed Document 0001610588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fireside CalAg, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $93,627,610 Associated Brokers / Dealers Zelman Partners, LLC CIK Number 0001609778 Filed Document 0001609778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Dubois, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $7,444,444 Associated Brokers / Dealers N/A CIK Number 0001611371 Filed Document 0001461373-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND I SPC LTD See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE and MULTIPLE CIK Number 0000941031 Filed Document 0000941031-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
J.P. Morgan Global Access Private Investments Vintage 2014, LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001603356 Filed Document 0001012975-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
24 Hour Holdings I Corp. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $585,000,000 Associated Brokers / Dealers N/A CIK Number 0001609432 Filed Document 0000895345-14-000189 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-L.it-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $190,520 Associated Brokers / Dealers N/A CIK Number 0001610799 Filed Document 0001610799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLG European Distressed Fund LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001551785 Filed Document 0000902664-14-002809 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LogFire, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $8,205,000 Associated Brokers / Dealers N/A CIK Number 0001610851 Filed Document 0001610851-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Nias Fund, Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-14-000379 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
BGA Horizon Fund, LLC - HRP3 Series See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $10,020,000 Associated Brokers / Dealers N/A CIK Number 0001609962 Filed Document 0001609962-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightRoll Inc See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,242,738 Associated Brokers / Dealers N/A CIK Number 0001410436 Filed Document 0001410436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MONITISE PLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,569,375 Associated Brokers / Dealers N/A CIK Number 0001442324 Filed Document 0001442324-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Flagler Master Fund SPC Ltd. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610727 Filed Document 0001012975-14-000400 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mewbourne Energy Partners 14-A, L.P. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers VSR Financial Services, Inc., Cetera Advisors LLC, Commonwealth Financial Network, The Strategic Financial Alliance, Inc., Sammons Securities Company, LLC, Lincoln Investment Planning, Inc., Alliance Affiliated Equities Corporation, M Holdings Securities, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Sigma Financial Corporation, Girard Securities, Inc.,, and H. Beck, Inc. CIK Number 0001599360 Filed Document 0001599360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prusik Asia Fund plc See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519428 Filed Document 0000902664-14-002811 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAESARS ENTERTAINMENT OPERATING COMPANY, INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $4,160,000 Associated Brokers / Dealers N/A CIK Number 0000858395 Filed Document 0001209191-14-041341 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEVADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Bankers Settlement Services Capital Region LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $12,000 Associated Brokers / Dealers N/A CIK Number 0001347146 Filed Document 0001347146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AC 9 LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001610578 Filed Document 0001610578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Affordable Housing Fund 3, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610832 Filed Document 0001610832-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Eagle Hill Exploration Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $31,784 Associated Brokers / Dealers N/A CIK Number 0001610827 Filed Document 0001610827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Apixio Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,500,024 Associated Brokers / Dealers N/A CIK Number 0001479676 Filed Document 0001231919-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TREVI SYSTEMS INC. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001510171 Filed Document 0001510171-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Stream TV Networks, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $17,250,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001518633 Filed Document 0001518633-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND II SPC LTD See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE and MULTIPLE CIK Number 0001269194 Filed Document 0000941031-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
Stratex Oil & Gas Holdings, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Radnor Research & Trading Company LLC CIK Number 0001482361 Filed Document 0001213900-14-004169 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
KUROTO FUND INTERNATIONAL LTD See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439224 Filed Document 0001610577-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saltwater Reclamation Fund I, LLC See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001600659 Filed Document 0001600659-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Credit Suisse Securitized Products Master Fund Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537954 Filed Document 0001537954-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lutetium Financial Partners, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567428 Filed Document 0000902664-14-002810 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OPENPHONE INC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $4,139,561 Associated Brokers / Dealers N/A CIK Number 0001608119 Filed Document 0001608119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GatheredTable, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001609646 Filed Document 0001609646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MOBILE AUTHENTICATION CORP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610562 Filed Document 0001610562-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
FORTRESS REAL ESTATE OPPORTUNITIES FUND II (C) LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001610134 Filed Document 0001140361-14-025613 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSRA NY MOB, DST See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $8,020,000 Associated Brokers / Dealers N/A CIK Number 0001610470 Filed Document 0001610470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
PVF I Offshore, L.P. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001610057 Filed Document 0001610057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity