Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IOF VII, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001595231 Filed Document 0001595231-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fortress United, LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598233 Filed Document 0001598233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prestoncrest Capital Fund, LP See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607634 Filed Document 0001607634-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Option To Acquire
RIVERNORTH TRADING PARTNERS, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579916 Filed Document 0001579916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Consumer Partners Offshore, Ltd. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373046 Filed Document 0000919574-14-003753 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNEY INC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $16,056,308 Associated Brokers / Dealers First Analysis Securities Corporation CIK Number 0001397602 Filed Document 0001397602-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Courtagen Life Sciences, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498636 Filed Document 0001498636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Hickory Preserve Holdings, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $15,443,200 Associated Brokers / Dealers N/A CIK Number 0001611124 Filed Document 0001611124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wood River B-1 Joint Venture See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $472,629 Associated Brokers / Dealers N/A CIK Number 0001611036 Filed Document 0001611036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Rivet & Cuff, Inc See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610371 Filed Document 0001610371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VISUALANT INC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-14-000267 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mariner Group Capital Markets, Inc., and Jeffery Anderson CIK Number 0001432468 Filed Document 0001140361-14-026049 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001366814 Filed Document 0000950142-14-001361 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Aggressive Technology Trader Fund #1 LLC See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552484 Filed Document 0001552484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xooker, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Halcyon Cabot Partners, Ltd. CIK Number 0001584268 Filed Document 0000911959-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Connor Group Real Estate Income & Growth Fund XII, LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Various CIK Number 0001610847 Filed Document 0001610847-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Component Re-Engineering Co. Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610961 Filed Document 0001610961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Hollis Capital Partners, L.P. See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892991 Filed Document 0001095449-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABK Capital, LP See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611167 Filed Document 0001611167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e360 Power Fund, LP See All Filings	D/A	2014-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490874 Filed Document 0001315863-14-000383 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund IX LLC See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $2,685,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611027 Filed Document 0001611027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CannaPharmaRX, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608686 Filed Document 0001065949-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BAIN CAPITAL VENTURE COINVESTMENT FUND, L.P. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001609318 Filed Document 0001610577-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazil Interactive Media, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0000945617 Filed Document 0000945617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Asterias Biotherapeutics, Inc. See All Filings	D	2014-06-18 00:00:00 UTC
Amount To Be Raised $3,276,000 Associated Brokers / Dealers N/A CIK Number 0001572552 Filed Document 0001462573-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Virsec Systems, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610921 Filed Document 0001610921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pompano Beach CNG Partners, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Brandon Cruiz CIK Number 0001610898 Filed Document 0001610898-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
H-Food Holdings, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $13,070,000 Associated Brokers / Dealers N/A CIK Number 0001610760 Filed Document 0000950103-14-004206 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Knightvest PB, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,485,000 Associated Brokers / Dealers None CIK Number 0001610960 Filed Document 0001610960-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Canute Onshore, LLC See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579034 Filed Document 0001140361-14-025850 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BakerCorp International Holdings, Inc. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521101 Filed Document 0000895345-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBOA FINANCIAL, INC. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584412 Filed Document 0001140361-14-026036 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLINE PARTNERS LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001443577 Filed Document 0001405086-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celsion CORP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0000749647 Filed Document 0000749647-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MHEG Community Fund 43, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001610854 Filed Document 0001610854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Name Acquisition A, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001609378 Filed Document 0001609378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
New 4th AP Company, Limited Partnership See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,121,966 Associated Brokers / Dealers N/A CIK Number 0001611173 Filed Document 0001611173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Misty May-Treanor Sports Center, LP See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611055 Filed Document 0001611055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Instinct Health Science, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $685,754 Associated Brokers / Dealers N/A CIK Number 0001610313 Filed Document 0001140361-14-025949 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OpenGov, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $19,122,362 Associated Brokers / Dealers N/A CIK Number 0001611801 Filed Document 0001611801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alphaworks Quibb Two, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610992 Filed Document 0001610992-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FreshDesk Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001544522 Filed Document 0001544522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Cayman Fund Ltd See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505381 Filed Document 0001505381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MLC OFFSHORE, LTD. See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P., WFS, LLC, J.P. Morgan Securities LLC, and Aqueduct Capital Group, LLC CIK Number 0001297944 Filed Document 0000919574-14-003744 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zen Enterprises, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001610972 Filed Document 0001493152-14-001934 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
H-source, Inc. See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001611049 Filed Document 0001611049-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sphere 3D Corp See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $39,098 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001591956 Filed Document 0001062993-14-003755 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Civic Capital Fund I See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307115 Filed Document 0000898432-14-000854 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rentar Environmental Solutions Inc See All Filings	D/A	2014-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001381753 Filed Document 0001553350-14-000659 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gulf States Health Partners, LLC See All Filings	D	2014-06-17 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001611101 Filed Document 0001611101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity