|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markerts Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001488381
- Filed Document
- 0001488381-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540739
- Filed Document
- 0001540739-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $481,745
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001410324
- Filed Document
- 0001183740-14-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594621
- Filed Document
- 0001594621-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001598761
- Filed Document
- 0001598761-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $5,094,328
- Associated Brokers / Dealers
- Tracy R. Turner, Chester Ju, Warren J. Thomas, Joshua P. Ungerecht, Rena B. Morris, John G. Chess, Daniel T. Hawtree, David B. Levinson, Robert R. Tweed, Joseph M. Insalaco, Joseph G. Michaletz, Craig A. Hoff, Kenneth M. Chong, Richard J. Heuberger, Michael A. Bendix, Joral T. Schmalle, Douglas J. Lagerstrom, Christopher T. Miller, Gregory A. Block, Corbin S. Thomas, Troy Thomas, John P. Harvey, Jr., Robert J. Carlson, Curtis H. Smiley, Kyle D. Addington, Robert J. Binkele, and Daniel P. Raupp
- CIK Number
- 0001585758
- Filed Document
- 0001585758-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $5,500,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484074
- Filed Document
- 0001484074-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506939
- Filed Document
- 0001506939-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001598752
- Filed Document
- 0001598752-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568339
- Filed Document
- 0000950142-14-000221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583781
- Filed Document
- 0001583781-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- La Honda Advisors LLC
- CIK Number
- 0001493704
- Filed Document
- 0001493704-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511821
- Filed Document
- 0000919574-14-000471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522736
- Filed Document
- 0001595990-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487434
- Filed Document
- 0001487434-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595969
- Filed Document
- 0001595969-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $1,678,480
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597104
- Filed Document
- 0001597104-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453262
- Filed Document
- 0001209191-14-006121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541108
- Filed Document
- 0000898432-14-000124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001572531
- Filed Document
- 0000819176-14-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406150
- Filed Document
- 0000935836-14-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549084
- Filed Document
- 0001455244-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $2,670,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596805
- Filed Document
- 0001596805-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001125496
- Filed Document
- 0001125496-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566734
- Filed Document
- 0000902664-14-000464
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598658
- Filed Document
- 0001598658-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560639
- Filed Document
- 0001560639-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597473
- Filed Document
- 0000902664-14-000476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001552058
- Filed Document
- 0001552058-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564744
- Filed Document
- 0001564744-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $7,505,894
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001323678
- Filed Document
- 0001323678-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $4,924,158
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411494
- Filed Document
- 0001181431-14-004358
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $357,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598253
- Filed Document
- 0001598253-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ETHIOPIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $1,497,189
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566931
- Filed Document
- 0001181431-14-004734
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $189,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597078
- Filed Document
- 0001597078-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458228
- Filed Document
- 0001140361-14-004040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598519
- Filed Document
- 0001598519-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $270,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597079
- Filed Document
- 0001597079-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511778
- Filed Document
- 0000919574-14-000470
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001422974
- Filed Document
- 0001245105-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $943,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597105
- Filed Document
- 0001597105-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598325
- Filed Document
- 0001598325-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $1,241,501
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574382
- Filed Document
- 0001574382-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540823
- Filed Document
- 0001540823-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001591349
- Filed Document
- 0000819176-14-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597480
- Filed Document
- 0000902664-14-000475
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511735
- Filed Document
- 0001213900-14-000576
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568386
- Filed Document
- 0001568386-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598650
- Filed Document
- 0001598650-14-000001
- Exclusions or Exemptions
- 505, 504.1, and 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-30 00:00:00 UTC |
- Amount To Be Raised
- $4,725,000
- Associated Brokers / Dealers
- RAINMAKER SECURITIES INC.
- CIK Number
- 0001456104
- Filed Document
- 0001456104-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|