Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Claris Vision Holdings LLC See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001531043 Filed Document 0001531043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
US Retina LLC See All Filings	D/A	2015-03-01 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001577214 Filed Document 0001477932-15-001585 Exclusions or Exemptions 506b Accepted Date 2015-03-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Meltz, Inc. See All Filings	D	2015-03-01 00:00:00 UTC
Amount To Be Raised $85,700 Associated Brokers / Dealers N/A CIK Number 0001635163 Filed Document 0001635163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NYES LEDGE CAPITAL PARTNERS, LP See All Filings	D/A	2015-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325724 Filed Document 0000919574-16-011508 Exclusions or Exemptions 506b Accepted Date 2015-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite House Capital, L.P. See All Filings	D/A	2015-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584780 Filed Document 0001584780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Center Lake Capital, L.P. See All Filings	D/A	2015-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627589 Filed Document 0001627589-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boyd Watterson GSA Fund, LP See All Filings	D/A	2015-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588315 Filed Document 0001588315-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pomelo Offshore Fund Ltd. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC and Barclays Capital Inc. CIK Number 0001543251 Filed Document 0001013594-15-000178 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Select Direct Private Equity (US), LP See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569771 Filed Document 0001569771-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kensico Offshore Fund II Ltd See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424763 Filed Document 0001424763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Happly, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $1,452,285 Associated Brokers / Dealers N/A CIK Number 0001510104 Filed Document 0001510104-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Botanical Leasing, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001611039 Filed Document 0001611039-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SCP Absolute Return Fund, L.P. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001348826 Filed Document 0000902664-15-001437 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somerset Global Emerging Markets Fund LLC See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419792 Filed Document 0001012975-15-000159 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-15-000217 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDMAN SACHS INVESTMENT PARTNERS MANAGER EMPLOYEE FUND LP See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001424655 Filed Document 0001140361-15-009383 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hammes Partners II, L.P. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001594480 Filed Document 0001594480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cade Opportunity Fund, LP See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562814 Filed Document 0001562814-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geologic Resource Fund L P See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328973 Filed Document 0001328973-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
University Park, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001635180 Filed Document 0001635180-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Merion Multifamily Fund II, L.P. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001628906 Filed Document 0001628906-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Thunderbird Offshore Fund Ltd See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634646 Filed Document 0000902664-15-001432 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLPRD L.P. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001635174 Filed Document 0001315863-15-000224 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SINGLE OAK VENTURES, LP See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001634817 Filed Document 0001493152-15-000678 Exclusions or Exemptions 506c Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OPAL ENERGY CORP See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $2,419,460 Associated Brokers / Dealers N/A CIK Number 0001432511 Filed Document 0001432511-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised $68,085,846 Associated Brokers / Dealers Donald Tippett, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Goldman Sachs Investment Partners Offshore, L.P. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001420395 Filed Document 0001140361-15-009376 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewFlux LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $74,997 Associated Brokers / Dealers NewFlux LLC CIK Number 0001635226 Filed Document 0001635226-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IMAPDATA INC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001210097 Filed Document 0001210097-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PSI ENTERPRISES, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $88,165,624 Associated Brokers / Dealers N/A CIK Number 0001634558 Filed Document 0001634558-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GEOLOGIC RESOURCE OPPORTUNITIES FUND LP See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436637 Filed Document 0001436637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP III INVESTMENT HOLDINGS, L.P. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458163 Filed Document 0001181431-15-003583 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GIGA TRONICS INC See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised $1,570,634 Associated Brokers / Dealers N/A CIK Number 0000719274 Filed Document 0001437749-15-003645 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MedFin Solutions, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634748 Filed Document 0001634748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
FISCHER GLOBAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381680 Filed Document 0000919574-15-002454 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENUE INTERNATIONAL, LTD. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001180908 Filed Document 0001405086-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Core Bond Fund LLC See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415710 Filed Document 0001415710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HANCOCK VENTURES, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634818 Filed Document 0001493152-15-000680 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BTG PLC See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450431 Filed Document 0001450431-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TCM Asia Opportunities (US Feeder) Fund Ltd See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550818 Filed Document 0001315863-15-000212 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent Partners LAPEF VI Limited Partnership See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634195 Filed Document 0001634195-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC European Capital - Argos Co-Investment-1 LP See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635091 Filed Document 0001635091-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aseko Inc. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Amstatz, Inc. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610721 Filed Document 0001393725-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ProtoLytic, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634735 Filed Document 0001634735-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PARK WEST INVESTORS LP See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001330646 Filed Document 0001330646-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Squared Capital Partners LP See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570406 Filed Document 0001570406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Family Partnership, L.P. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909621 Filed Document 0000919574-15-002446 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appalachian Mountain Brewery, Inc. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597061 Filed Document 0001597061-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, D.H. Hill Securities, LLLP, Much Wealth Management, Inc., and Whitehall-Parker Securities, Inc. CIK Number 0001534460 Filed Document 0001534460-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund