|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard Greenman
- CIK Number
- 0001324669
- Filed Document
- 0001324669-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $137,154
- Associated Brokers / Dealers
- Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598247
- Filed Document
- 0001140361-14-003609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597906
- Filed Document
- 0001162677-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598105
- Filed Document
- 0001140361-14-004366
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $6,958,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594293
- Filed Document
- 0001594293-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $3,654,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598399
- Filed Document
- 0001598399-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001598467
- Filed Document
- 0001598467-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598335
- Filed Document
- 0001598335-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530798
- Filed Document
- 0000902664-14-000436
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598511
- Filed Document
- 0001598511-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594573
- Filed Document
- 0001594573-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $29,140,899
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001529111
- Filed Document
- 0001529111-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001160142
- Filed Document
- 0001160142-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $3,010,917
- Associated Brokers / Dealers
- Patrick Sullivan, Andrew McGinnis, and Dave Buckalew
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470863
- Filed Document
- 0001250853-14-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Compass Securities Corporation, Capital Management Partners, Inc., and Summit Equities, Inc.
- CIK Number
- 0001015794
- Filed Document
- 0001015794-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405582
- Filed Document
- 0000919574-14-000430
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Passco Capital, Inc.
- CIK Number
- 0001558278
- Filed Document
- 0001558278-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $134,075,632
- Associated Brokers / Dealers
- William Lynch
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405345
- Filed Document
- 0001411484-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001245125
- Filed Document
- 0001245125-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598450
- Filed Document
- 0001144204-14-005764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416817
- Filed Document
- 0000819176-14-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $3,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586295
- Filed Document
- 0001586295-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598196
- Filed Document
- 0000935836-14-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oakpoint Advisors, LLC
- CIK Number
- 0001568268
- Filed Document
- 0001315863-14-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001255733
- Filed Document
- 0001255733-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438695
- Filed Document
- 0000819176-14-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,025,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598487
- Filed Document
- 0001598487-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $53,325
- Associated Brokers / Dealers
- Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569020
- Filed Document
- 0001569020-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000948334
- Filed Document
- 0000919574-14-000428
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596869
- Filed Document
- 0001596869-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,020,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597320
- Filed Document
- 0001597320-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226076
- Filed Document
- 0000919574-14-000442
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596372
- Filed Document
- 0001596372-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $218,930
- Associated Brokers / Dealers
- Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597515
- Filed Document
- 0001597515-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $625,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598522
- Filed Document
- 0001598522-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $6,958,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594293
- Filed Document
- 0001594293-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598028
- Filed Document
- 0001598028-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596326
- Filed Document
- 0001140361-14-003608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $4,470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589707
- Filed Document
- 0001589707-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $378,859
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598773
- Filed Document
- 0001183740-14-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MANITOBA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, CHRISTOPER SCOTT HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, and LORI MAYFIELD
- CIK Number
- 0001598109
- Filed Document
- 0001598109-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $66,888,990
- Associated Brokers / Dealers
- UBS Limited
- CIK Number
- 0001579213
- Filed Document
- 0001579213-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
SEGREGATED PORTFOLIO A OF SUMMIT ROCK PRIVATE EQUITY (OFFSHORE) PORTFOLIO I, SPC
See All Filings
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427752
- Filed Document
- 0000819176-14-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $13,883,448
- Associated Brokers / Dealers
- Inland Securities Corporation, Patrick W. Albrecht, Athena Chang, Christina S. Nielson, Joe P. Moore, Jr., Joseph A. Nugent, Jeffrey A. Bourdage, Richard S. Hyams, Dominick A. Ciocia, John P. Harvey, Jr., Andrew C. Pesha, Christopher E. Krejci, Samuel J. Angelo, Jr., Kenneth K. Tanaka, Jason T. Ice, Jason L. Steele, Brandon S. Wagner, Usha M. Sharma, Sung P. Lee, Michael A. Freeman, and Ewald M. Von Kanel
- CIK Number
- 0001582619
- Filed Document
- 0001582619-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $16,742,425
- Associated Brokers / Dealers
- Patrick Sullivan, Andrew McGinnis, and Dave Buckalew
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|