Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grosvenor Enhanced Long/Short Equity Fund, Ltd See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509304 Filed Document 0001509304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THERMO FISHER SCIENTIFIC INC. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000097745 Filed Document 0000097745-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XLCR CAPITAL PARTNERS LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523070 Filed Document 0001013594-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BlueCrest Energy Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001598632 Filed Document 0001598632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Pascal Investment Partners L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541688 Filed Document 0001541688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Route One Offshore Master Fund, L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502996 Filed Document 0000935836-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MS Preferred Private Issue Series II, LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001576397 Filed Document 0001574152-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Private Investment Partners III, LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001568264 Filed Document 0001568264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/BlueCrest Capital Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001568783 Filed Document 0001568783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCN North American Fund REIT See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001598770 Filed Document 0000902664-14-000499 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aviary Investco II LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $458,322 Associated Brokers / Dealers N/A CIK Number 0001599032 Filed Document 0001599032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mioposto Northwest, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001598677 Filed Document 0001598677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $355,555 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST STONE CENTER, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $32,000 Associated Brokers / Dealers N/A CIK Number 0001564922 Filed Document 0001564922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Health Sciences Access Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001466799 Filed Document 0001466799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnePIN, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001344534 Filed Document 0001344534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jones County Quarry Investors, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $5,560,000 Associated Brokers / Dealers N/A CIK Number 0001597068 Filed Document 0001597068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Radical Beauty International, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001577424 Filed Document 0001577424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CORSAIR SELECT OFFSHORE, LTD. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Landsberger CIK Number 0001564766 Filed Document 0001013594-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Oil Development Holdings, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001599015 Filed Document 0001599015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
UPower, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584928 Filed Document 0001354488-14-000467 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ABEOME CORP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001210071 Filed Document 0001210071-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crumbs Bake Shop, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Glass Ratner Advisory & Capital Group LLC CIK Number 0001476719 Filed Document 0001476719-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rubik Holdings, Ltd. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598607 Filed Document 0001598607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ACCELEPRISE TM CO-INVEST I, L.P. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598925 Filed Document 0001598925-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUDY DAYS, INC. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598808 Filed Document 0001461859-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Daric, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580121 Filed Document 0001376474-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
AngelList-OTG-Fund, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $119,983 Associated Brokers / Dealers N/A CIK Number 0001597310 Filed Document 0001597315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Point Source LP See All Filings	D/A	2014-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530999 Filed Document 0001530999-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
South Street Capital Onshore Fund L.P. See All Filings	D/A	2014-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568829 Filed Document 0001568829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forge Real Estate Partners III, LP See All Filings	D/A	2014-02-01 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001566172 Filed Document 0001200876-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Arrowstreet Global Equity - Alpha Extension Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553829 Filed Document 0001553829-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISM OFFSHORE FUND, LTD. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217802 Filed Document 0000919574-14-000479 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust PC Segregated Portfolio Co 1 - EnTrust Div Ltd PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598678 Filed Document 0001013594-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NaturalShrimp Holdings Inc See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001416806 Filed Document 0001416806-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PCM EMG Opportunity L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001598172 Filed Document 0001598206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MCM OFFSHORE CREDIT MARKET NEUTRAL FUND, LTD. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455474 Filed Document 0000902664-14-000486 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483006 Filed Document 0000898432-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREO Master Trust See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598740 Filed Document 0001598740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN CREEK PARTNERS SPV-AGHL, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $8,160,000 Associated Brokers / Dealers Joseph John Gil CIK Number 0001598411 Filed Document 0000919574-14-000501 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust PC Segregated Portfolio Co 1 - EnTrust Keystone PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598700 Filed Document 0001013594-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Capital Income Fund, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001598893 Filed Document 0001598893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Technology Equilibrium Fund LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565557 Filed Document 0001565557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innate Pharma, SA See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $27,417,392 Associated Brokers / Dealers Leerink Swann LLC CIK Number 0001598599 Filed Document 0001598599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FRANCE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arrowstreet Global Equity - ACWI Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563833 Filed Document 0001563833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stoke, Inc See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001295491 Filed Document 0001295491-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
United Manufacturing Holdings, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $17,562,000 Associated Brokers / Dealers N/A CIK Number 0001598863 Filed Document 0001598863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet EAFE Alpha Extension Fund II, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482582 Filed Document 0001482582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCS Family Fund I, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596840 Filed Document 0001596840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund