Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROYAL BANK OF CANADA See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-000722 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
AVEX, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Silver Leaf Partners LLC CIK Number 0001453896 Filed Document 0001453896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Actively Learn Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $899,955 Associated Brokers / Dealers N/A CIK Number 0001586575 Filed Document 0001586575-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND (DELAWARE), L.P. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599688 Filed Document 0001599688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AquaMost, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001535244 Filed Document 0000892712-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Deerwood Partners, LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456037 Filed Document 0001456037-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EmboMedics, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001592901 Filed Document 0001181431-14-004686 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Marshall Wace TOPS European Fund Ltd See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001140361-14-005045 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521223 Filed Document 0001521223-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $2,274,685 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Carleon Strategic Intermediate Offshore Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544867 Filed Document 0001544867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Bank Pharmaceuticals, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,333,250 Associated Brokers / Dealers N/A CIK Number 0001566373 Filed Document 0001566373-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nearbrook Capital, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598048 Filed Document 0001598048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
AWH OPPORTUNITY FUND I LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211291 Filed Document 0001211291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HB Multi-Strategy Holdings, Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468558 Filed Document 0000899140-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LCG Hedged Equity Fund, Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542515 Filed Document 0001144204-14-005605 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carleon Strategic Equity Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317334 Filed Document 0001317334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WestStar Capital LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001598936 Filed Document 0001598936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
aPEEL Technologies, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,250,016 Associated Brokers / Dealers N/A CIK Number 0001595566 Filed Document 0001595566-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
AWHG 1800 LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers n/a CIK Number 0001598161 Filed Document 0001598161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EMG AE Woodford Holdings, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $460,000,000 Associated Brokers / Dealers N/A CIK Number 0001596382 Filed Document 0001596382-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer II Corp. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick J. Whelchel, Christopher S. Harrison, and Lori D. Mayfield CIK Number 0001598821 Filed Document 0001598821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor See Blue Fund, Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541036 Filed Document 0001509304-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USTRINGER LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598868 Filed Document 0001598868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
GUGGENHEIM PLUS L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC CIK Number 0001167867 Filed Document 0001167867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brenham Capital Fund, L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539381 Filed Document 0001539381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ampersand 2014 Limited Partnership See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. and Harken Capital Securities, LLC CIK Number 0001596970 Filed Document 0001596970-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond State Ventures III LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001598768 Filed Document 0001598768-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Premins Company, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569824 Filed Document 0001569824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Crude Energy, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593513 Filed Document 0001593513-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Boylston Fund Drizly, a series of AngelList-Bton-Funds, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001597286 Filed Document 0001597286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Absorption Pharmaceuticals, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001549050 Filed Document 0001209191-14-010917 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND-A (DELAWARE), L.P. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599687 Filed Document 0001599688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celilo Group Media, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598805 Filed Document 0001598805-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon India DI Fund LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597501 Filed Document 0001597501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/PARS Offshore Fund Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541372 Filed Document 0001541372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENOVIA DIGITAL EXCHANGE Corp See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,040,000 Associated Brokers / Dealers Scarsdale Equities, LLC CIK Number 0001598439 Filed Document 0001598439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PWA Riverview Office Tower, LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587597 Filed Document 0001587597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,426,094 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Expa Capital, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001598969 Filed Document 0001598969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Weiss Enterprises, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001545887 Filed Document 0001545887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Heights Capital Partners, LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001568375 Filed Document 0001568375-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mills Park REIT LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599101 Filed Document 0001599101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
vWise Inc See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,745,582 Associated Brokers / Dealers N/A CIK Number 0001415743 Filed Document 0001415743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TENAXIS MEDICAL INC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001362677 Filed Document 0001362677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medical Breakthroughs Fund, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001598815 Filed Document 0001380389-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-000720 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Trans-Europe Buyout Partners VIII (US), LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598290 Filed Document 0001315863-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-B.io-Fund, a series of AngelList-JB-Funds, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $277,500 Associated Brokers / Dealers N/A CIK Number 0001595825 Filed Document 0001597315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Advanced Architectural Products, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598783 Filed Document 0000926044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity