Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TWM HEDGE FUND PARTNERS LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Fund A, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001600247 Filed Document 0001600247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clip Interactive, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001554818 Filed Document 0001554818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Whitecap Helena Associates, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001598993 Filed Document 0001598993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507936 Filed Document 0000913849-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Domestic Managers, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133709 Filed Document 0001133709-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commerce Ventures, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001569693 Filed Document 0001569693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AMP Fund II L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $13,525,000 Associated Brokers / Dealers N/A CIK Number 0001584056 Filed Document 0001584056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
INIMITI CAPITAL PARTNERS I (CAYMAN), L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001553896 Filed Document 0001553896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
JP Morgan IIF ERISA LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. CIK Number 0001384001 Filed Document 0001140361-14-007296 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Parallel Fund A, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600070 Filed Document 0001600070-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rimrock Retail Holdings II, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598545 Filed Document 0001598518-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SENO MEDICAL INSTRUMENTS, INC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers N/A CIK Number 0001367976 Filed Document 0001367976-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bramshill Opportunities Fund, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600029 Filed Document 0001600029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
eCommerce Growth Fund I, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $2,125,000 Associated Brokers / Dealers N/A CIK Number 0001597805 Filed Document 0001597805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Musistic, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001599903 Filed Document 0001599903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Athena Olive Tree Multi-Asset Fund LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randall Byrnes CIK Number 0001467238 Filed Document 0001408727-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Client Access 10, L.P. Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599933 Filed Document 0001599933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLESTAR OFFSHORE FUND LTD See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001312570 Filed Document 0001312570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Throwdown Labs, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599938 Filed Document 0001599938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WINDACRE PARTNERSHIP INTERNATIONAL FUND LTD See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599720 Filed Document 0000919574-14-000885 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HJS Fund I LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569661 Filed Document 0001569661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Emerging Markets Fund L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599755 Filed Document 0001599758-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BlackRock NTR Renewable Power Fund (Feeder B), L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley Asia Limited, and Bank Morgan Stanley AG CIK Number 0001552018 Filed Document 0001140361-14-008539 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cokeville, LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001595920 Filed Document 0001080368-14-000006 Exclusions or Exemptions 504 and 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vision Fund, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001600102 Filed Document 0001600102-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
VECTORMAX Corp See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-14-008435 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MTS Health Investors III, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $188,027,500 Associated Brokers / Dealers DU PASQUIER & CO., INC. and Probitas Funds Group, LLC CIK Number 0001526540 Filed Document 0001526540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BDR Mount Baker I LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001600107 Filed Document 0001600107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
WYTEC INTERNATIONAL INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560143 Filed Document 0001065949-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAYENNE MEDICAL INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001330717 Filed Document 0001330717-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wavetec Vision Systems Inc See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001402824 Filed Document 0001402824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MYDISTRIKT INC. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600014 Filed Document 0001600014-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Greenspring Global Partners VI-B, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ALFILUX Partners, Newcastle Distributors LLC, and PAS Advisory Services (T/A Principle Advisory Services) CIK Number 0001593583 Filed Document 0001593583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Multi-Strategy Portfolio Sherpa, LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001569206 Filed Document 0001140361-14-006634 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CosmeSys, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001599647 Filed Document 0001599647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Gelato Fiasco, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001555971 Filed Document 0001555971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
DBR Phase III US Investors LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $9,035,000 Associated Brokers / Dealers N/A CIK Number 0001600140 Filed Document 0001600140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
COMM-N-SENSE CORP. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001599608 Filed Document 0001599608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DBR Phase III PR Investors LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600079 Filed Document 0001600079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Post Traditional High Yield Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494266 Filed Document 0001494266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MABVAX THERAPEUTICS INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $15,089,998 Associated Brokers / Dealers N/A CIK Number 0001429968 Filed Document 0001429968-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kultevat, Inc. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers N/A CIK Number 0001599925 Filed Document 0001599925-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Post Ltd Term High Yield Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475247 Filed Document 0001475247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PATE CAPITAL PARTNERS LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001269841 Filed Document 0001269841-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Post Senior Loan Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566589 Filed Document 0001566589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity