Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LLJ Retail Ventures 4 Holding, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $4,249,000 Associated Brokers / Dealers N/A CIK Number 0001584247 Filed Document 0001019687-14-000364 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PS OPPORTUNITIES OFFSHORE LTD See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460726 Filed Document 0001468769-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARIXA FUND I, LLC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001490898 Filed Document 0001490898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weber Capital Partners V, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001506663 Filed Document 0001506663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust Keystone PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598700 Filed Document 0001013594-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust 1199 PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598744 Filed Document 0001013594-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIOZONE PHARMACEUTICALS, INC. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers None CIK Number 0001412486 Filed Document 0001415889-14-000360 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wordseye Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599213 Filed Document 0001599213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SP Denver-Porter REIT I, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598531 Filed Document 0001598531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Row Sham Bow, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001519306 Filed Document 0001519306-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
MAK One Fund LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289595 Filed Document 0000919574-14-000485 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOGRAPHY INC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $3,524,998 Associated Brokers / Dealers N/A CIK Number 0001406128 Filed Document 0001406128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WILDCAT DISCOVERY TECHNOLOGIES, INC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $67,500 Associated Brokers / Dealers N/A CIK Number 0001382044 Filed Document 0001382044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EcoR1 Capital Fund Qualified, L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burrell Resources Group, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $20,300,000 Associated Brokers / Dealers N/A CIK Number 0001598804 Filed Document 0001598804-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Young Marvin L See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Marvin L. Young CIK Number 0001584694 Filed Document 0001584694-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Adage Capital Partners, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163846 Filed Document 0000902664-14-000485 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Albuquerque Suite Hospitality, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001503762 Filed Document 0001503762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Fund Qualified, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-15-000077 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRCF (CV-G) Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598441 Filed Document 0001598441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MGP XI REIT, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LCC CIK Number 0001598468 Filed Document 0001598468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Aid Beverages, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,792,922 Associated Brokers / Dealers N/A CIK Number 0001598538 Filed Document 0001598538-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TMG Solutions Plaza REIT 2, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598719 Filed Document 0001598719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Linked Senior, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $493,677 Associated Brokers / Dealers N/A CIK Number 0001502931 Filed Document 0001502931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Arrowstreet ACWI ex US Fund IV, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482691 Filed Document 0001482691-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONERISE CAPITAL PARTNERS MASTER FUND, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453985 Filed Document 0001453985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS INSTITUTIONAL ONSHORE LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528178 Filed Document 0001468769-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Bancshares, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598867 Filed Document 0001598867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SP Littleton REIT I, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598532 Filed Document 0001598532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preceptis Medical, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $4,382,102 Associated Brokers / Dealers N/A CIK Number 0001537953 Filed Document 0001181431-14-004542 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust 1839 PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598774 Filed Document 0001013594-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nyati Partners LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538047 Filed Document 0000919574-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Adler Manager, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001599031 Filed Document 0001019687-14-000358 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust UFCW so CA PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598829 Filed Document 0001013594-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GREENKRAFT, INC. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001398529 Filed Document 0001213900-14-000605 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conversion Sound Inc. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $7,519,558 Associated Brokers / Dealers Security Research Associates Inc. CIK Number 0001536721 Filed Document 0001536721-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cobrain Co See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553990 Filed Document 0001553990-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Symphony Senior Loan Fund (Nuveen) L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598378 Filed Document 0000935836-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Stratford Mesa, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001599038 Filed Document 0001019687-14-000360 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LLJ Stratford Somerset, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001599037 Filed Document 0001019687-14-000365 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GoodGeek,Inc. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596869 Filed Document 0001596869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mad River Long/Neutral Fund, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Guardian, LLC and Sterne, Agee & Leach, Inc. CIK Number 0001433679 Filed Document 0001433679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAK Capital International Ltd See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458464 Filed Document 0000919574-14-000484 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSREP DRA REIT I LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598604 Filed Document 0001598604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seawolf Offshore Fund, Ltd. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539372 Filed Document 0000919574-14-000476 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Angel Conference IV LM 2013 Investors, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $66,000 Associated Brokers / Dealers N/A CIK Number 0001598634 Filed Document 0001598634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
First Aid Beverages, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598538 Filed Document 0001598538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SP West Bloomfield REIT I, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598534 Filed Document 0001598534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VITAL THERAPIES INC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $31,979,470 Associated Brokers / Dealers N/A CIK Number 0001280776 Filed Document 0001280776-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tap House Holdings, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $4,360,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001593884 Filed Document 0001593884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity