Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AFG Investment Partners LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001186961 Filed Document 0000919574-14-000528 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expa Capital, LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001598969 Filed Document 0001598969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CLEAR CATHETER SYSTEMS, Inc See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001441046 Filed Document 0001441046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Crowdpac, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $2,149,995 Associated Brokers / Dealers N/A CIK Number 0001598832 Filed Document 0001598832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VII LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001598544 Filed Document 0001598579-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Analytic U.S. Low Volatility Fund LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568138 Filed Document 0001568138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCava, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $3,005,562 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perry Investors LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001512337 Filed Document 0000950103-15-000938 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PC Reflections, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597361 Filed Document 0001597361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PC Pineview, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $869,000 Associated Brokers / Dealers N/A CIK Number 0001597107 Filed Document 0001597107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cottingham Development Fund, LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382086 Filed Document 0001095449-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellor Select Fund, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567677 Filed Document 0001567677-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sycamore Partners Fund I, LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001597193 Filed Document 0001597193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tower Square Capital Partners IV, L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001597019 Filed Document 0001597019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HABER PARTNERS LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001210066 Filed Document 0001210066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Switch Labs Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $4,825,152 Associated Brokers / Dealers N/A CIK Number 0001597759 Filed Document 0001597759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TREE CAPITAL EQUITY FUND II, LTD. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527148 Filed Document 0000919574-14-000522 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rama Fund, LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001451215 Filed Document 0001451215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EyeVerify, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001547951 Filed Document 0001547951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Loud Games, Inc. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001598390 Filed Document 0001598390-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
PENTHERA PARTNERS INC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001140361-14-005082 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Alvarez & Marsal Partners Fund, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $2,652,000 Associated Brokers / Dealers N/A CIK Number 0001492774 Filed Document 0001492774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 21, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593975 Filed Document 0001593975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Pass Key, Inc. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589808 Filed Document 0001589808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
LP Investors V, LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598666 Filed Document 0001181431-14-004911 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-14-000510 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ICO THERAPEUTICS INC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $7,930,682 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001421642 Filed Document 0001421642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EAGLE INCOME APPRECIATION PARTNERS LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460736 Filed Document 0001460736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algonquin Fund LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347555 Filed Document 0001347555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petbrosia, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001598958 Filed Document 0001598958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WTC Fundamental Opportunistic Credit Fund, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001568122 Filed Document 0001568122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Materials Holdings L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $20,750,000 Associated Brokers / Dealers N/A CIK Number 0001597498 Filed Document 0001209191-14-006986 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Change Collective, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,487,527 Associated Brokers / Dealers N/A CIK Number 0001599164 Filed Document 0001599164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mayberry Media, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599236 Filed Document 0001599236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zero Coupon Pharmacy III DST See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $4,871,587 Associated Brokers / Dealers Eric S. Scaff, Robert S. Smith, John S. Weiss, Robert R. Tweed, Rocco A. Cortese, Robert A. Cannon, Warren J. Thomas, Robert N. DeKlotz, Sr., Barry W. LeMay, Robyn H. Lee, Samuel J. Angelo, Jr., John W. Goff, Peter D. Fisher, Dwight K. Kay, Martin H. McFarlin, Patrick R. Conway, Kathleen C. Bennett, Inland Securities Corporation, Troy Thomas, Christopher T. Miller, and Christina S. Nielson CIK Number 0001587853 Filed Document 0001587853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Safety Products/JHC Acquisition Corp. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001526050 Filed Document 0001393725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sequel Capital Fund II, L.P. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $50,435,000 Associated Brokers / Dealers N/A CIK Number 0001542750 Filed Document 0001542750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tri Global Energy, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001461516 Filed Document 0001461516-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Drilling Program VI LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001598543 Filed Document 0001598579-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
PERFORMANCE TRUST OPPORTUNITY FUND II, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447711 Filed Document 0000902664-14-000508 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clinipace Inc See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
MOD Super Fast Pizza Holdings, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001598730 Filed Document 0001598730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Atlantic Holding Company, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001290677 Filed Document 0001591528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
Staxxon LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001508796 Filed Document 0001508796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Perry Investors LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001512337 Filed Document 0000950103-14-000791 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lyon Street Qualified Investors, L.P. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567508 Filed Document 0000935836-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Property Holdings Corp. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001597025 Filed Document 0001597025-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Makena Contingent Capital Account III-E, L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001599189 Filed Document 0001599189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAFETY PRODUCTS INVESTMENT, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001526053 Filed Document 0001393725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marketing Technology Concepts, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599155 Filed Document 0001599155-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity