Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PRISM OFFSHORE FUND, LTD. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217802 Filed Document 0000919574-14-000479 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust PC Segregated Portfolio Co 1 - EnTrust Div Ltd PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598678 Filed Document 0001013594-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NaturalShrimp Holdings Inc See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001416806 Filed Document 0001416806-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PCM EMG Opportunity L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001598172 Filed Document 0001598206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MCM OFFSHORE CREDIT MARKET NEUTRAL FUND, LTD. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455474 Filed Document 0000902664-14-000486 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483006 Filed Document 0000898432-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREO Master Trust See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598740 Filed Document 0001598740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN CREEK PARTNERS SPV-AGHL, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $8,160,000 Associated Brokers / Dealers Joseph John Gil CIK Number 0001598411 Filed Document 0000919574-14-000501 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust PC Segregated Portfolio Co 1 - EnTrust Keystone PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598700 Filed Document 0001013594-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Capital Income Fund, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001598893 Filed Document 0001598893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Technology Equilibrium Fund LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565557 Filed Document 0001565557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innate Pharma, SA See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $27,417,392 Associated Brokers / Dealers Leerink Swann LLC CIK Number 0001598599 Filed Document 0001598599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FRANCE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arrowstreet Global Equity - ACWI Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563833 Filed Document 0001563833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stoke, Inc See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001295491 Filed Document 0001295491-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
United Manufacturing Holdings, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $17,562,000 Associated Brokers / Dealers N/A CIK Number 0001598863 Filed Document 0001598863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet EAFE Alpha Extension Fund II, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482582 Filed Document 0001482582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCS Family Fund I, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596840 Filed Document 0001596840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS Opportunities Onshore LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468771 Filed Document 0001468769-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entermedia Tax-Exempt Partners, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175561 Filed Document 0000919574-14-000506 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDUCTIVE CAPITAL L P See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001366400 Filed Document 0000935836-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Energy, Power, & Infrastructure Capital Fund LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598297 Filed Document 0001598295-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Adler WCCI,LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $6,920,000 Associated Brokers / Dealers N/A CIK Number 0001599110 Filed Document 0001019687-14-000368 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Honeygo Capital Fund, LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598710 Filed Document 0001598710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warberg WF I LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598838 Filed Document 0001598838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alloy Long-Only US Equity Fund, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566813 Filed Document 0001566813-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arrowstreet International Equity - ACWI ex US Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573981 Filed Document 0001573981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity International Services, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001598847 Filed Document 0001598847-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Quez Rutland Place, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,562,900 Associated Brokers / Dealers N/A CIK Number 0001599099 Filed Document 0001019687-14-000363 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ClearSky Power & Technology Fund I LLC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Rock Lake Associates and Sinclair & Company, LLC CIK Number 0001545427 Filed Document 0001545427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CLOUD ENGINES INC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001392084 Filed Document 0001392084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACIF I REIT, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598503 Filed Document 0001598503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CloudOne Corp See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,960,000 Associated Brokers / Dealers N/A CIK Number 0001598980 Filed Document 0001140361-14-004210 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
12/21 Capital Management, L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597103 Filed Document 0001597103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AGRICULTURAL GAS CO See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $166,414 Associated Brokers / Dealers N/A CIK Number 0001175682 Filed Document 0001175682-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Capital Energy Resources, L.P. - 7 See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598729 Filed Document 0001556919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
TMG Solutions Plaza REIT 1, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598718 Filed Document 0001598718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMG Chase Crossing REIT, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598717 Filed Document 0001598717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PCM Woodford Co-Invest L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598206 Filed Document 0001598206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Aid Beverages, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $3,255,504 Associated Brokers / Dealers N/A CIK Number 0001598538 Filed Document 0001598538-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISM PARTNERS, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001086234 Filed Document 0000919574-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIY Asheville 2014, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001598970 Filed Document 0001598970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MEPT Block 6 REIT LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598435 Filed Document 0001598435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Standley Plastics, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598425 Filed Document 0001598425-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Lyons Legacy Performance Horses Revenue Fund, LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586771 Filed Document 0001586771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Luminari Capital, L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001597004 Filed Document 0001597004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Entermedia Growth Partners, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158712 Filed Document 0000919574-14-000505 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust PC Segregated Portfolio Co 1 - EnTrust ISBI PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598675 Filed Document 0001013594-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO U.S. INCOME REIT, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001598698 Filed Document 0001598698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LFL PARTNERS L P See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347716 Filed Document 0000935836-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Adler WCCII, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $15,235,000 Associated Brokers / Dealers N/A CIK Number 0001599109 Filed Document 0001019687-14-000369 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity