Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RTW OFFSHORE FUND ONE, LTD. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493217 Filed Document 0000919574-14-003851 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XI (B) (Feeder), L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575137 Filed Document 0000950142-14-001433 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Round Capital V Partners Fund, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,758,248 Associated Brokers / Dealers N/A CIK Number 0001611012 Filed Document 0001611012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Spark Capital Growth Fund LP See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $374,000,000 Associated Brokers / Dealers N/A CIK Number 0001608868 Filed Document 0001608868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RS7 Holdings, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $15,264,000 Associated Brokers / Dealers N/A CIK Number 0001611258 Filed Document 0001611258-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 13, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001612005 Filed Document 0001612005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $8,255,470 Associated Brokers / Dealers Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dual Quiver Oil & Gas Holdings, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $486,000 Associated Brokers / Dealers N/A CIK Number 0001612082 Filed Document 0001612082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Whitebox Special Opportunities Fund, LP - Series O See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001525513 Filed Document 0001525513-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
chloe & isabel, inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $3,250,001 Associated Brokers / Dealers N/A CIK Number 0001611865 Filed Document 0001231919-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Birmingham Surgery Center LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,335,600 Associated Brokers / Dealers N/A CIK Number 0001408548 Filed Document 0001408548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Aspire Bariatrics, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001538993 Filed Document 0001538993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Care Connectors, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612044 Filed Document 0000892251-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VMO Capital Fund, LP See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525606 Filed Document 0001525606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VEPF V FAF, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612132 Filed Document 0001612132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LifePrint Group, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $9,000,001 Associated Brokers / Dealers N/A CIK Number 0001560677 Filed Document 0001560677-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KPCB Digital Growth Fund II, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001611736 Filed Document 0001611731-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YEMYO, INC. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613058 Filed Document 0001611367-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Nutritional Medicinals, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001606893 Filed Document 0001606893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 14, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001612003 Filed Document 0001612005-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CounterTack Inc. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $19,842,139 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
First Round Capital V, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $174,950,000 Associated Brokers / Dealers N/A CIK Number 0001611069 Filed Document 0001611069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WHITEGLOVE HEALTH INC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001429664 Filed Document 0001429664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff International Equity Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373866 Filed Document 0001373866-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIF V Private Investors, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001609401 Filed Document 0000950103-14-004444 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shearwater Onshore LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611135 Filed Document 0001140361-14-026874 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCG LV Debt V REIT, LP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001612016 Filed Document 0001612016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gridco, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001525042 Filed Document 0001525042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WINTERGREEN PARTNERS OFFSHORE FUND, LTD See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376026 Filed Document 0000919574-14-003848 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Index Group, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001516213 Filed Document 0001516213-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Farmhouse Culture, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001612139 Filed Document 0001612139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Hotel Group, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers Cambridge Hoel Group, LLC CIK Number 0001612192 Filed Document 0001612192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cloud66 Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $118,000 Associated Brokers / Dealers N/A CIK Number 0001612076 Filed Document 0001612076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Varde Fund XI (A) (Feeder), L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575136 Filed Document 0000950142-14-001432 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Strategic Fixed Income Partnership, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI Strategies, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $21,671 Associated Brokers / Dealers Jason Burlie, Steven Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-14-000208 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SUN CAPITAL PARTNERS VI, L.P. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,100,000,000 Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and GLOBAL INVESTOR SERVICES, L.C. CIK Number 0001565171 Filed Document 0001565171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ATHEROCOR CORP See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001609732 Filed Document 0001609732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
chloe & isabel, inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $14,200,011 Associated Brokers / Dealers N/A CIK Number 0001611865 Filed Document 0001231919-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DESRI II, L.L.C. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC. CIK Number 0001582729 Filed Document 0001582729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avistone West Tech, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001611951 Filed Document 0001611951-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Melody Capital Partners Onshore Credit Fund, L.P. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593131 Filed Document 0000950142-14-001437 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROYSTONE CAPITAL OFFSHORE FUND LTD. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574464 Filed Document 0000919574-14-003850 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copperas Cove Property, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $2,175,000 Associated Brokers / Dealers N/A CIK Number 0001610944 Filed Document 0001610944-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DESRI IV, L.L.C. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC., BROCK SECURITIES LLC, WATTS CAPITAL, LLC, and BEDMINSTER FINANCIAL GROUP, LIMITED CIK Number 0001582730 Filed Document 0001582730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ruck-Fund, a series of AngelList-PC-Funds, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001611889 Filed Document 0001611889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Local Currency Fund See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001610577 Filed Document 0001611190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chickasha Wind Power, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611987 Filed Document 0001611987-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity