Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $86,930 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EMG AE Woodford Co-Investment, LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $161,552,774 Associated Brokers / Dealers N/A CIK Number 0001596395 Filed Document 0001596395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $45,808 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LG Capital Fund, LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527638 Filed Document 0001527638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LG Capital Offshore Fund, Ltd. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597179 Filed Document 0001597179-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $9,831,352 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Goldman Sachs Funds II SICAV See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001539799 Filed Document 0001140361-14-003531 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archer Capital Offshore Fund, Ltd See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Advisors, LLC and Oakpoint Advisors, LLC CIK Number 0001539578 Filed Document 0001315863-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUN Behavioral HoldCo, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $31,000,024 Associated Brokers / Dealers N/A CIK Number 0001598403 Filed Document 0001598403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NMRKT Inc See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001598498 Filed Document 0001598498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
FundersClub 9BY LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001593119 Filed Document 0001593119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICHAEL SIMPSON PIPELINE, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers R. M. Duncan . CIK Number 0001584875 Filed Document 0001584875-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Unico Northwest Fund III LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590917 Filed Document 0001590917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Group WHM Wolf Creek Fund, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, HighTower Securities, LLC, and Triad Advisors, Inc. CIK Number 0001540490 Filed Document 0001140361-14-003562 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rembrandt Partners ERISA Fund Ltd See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation, Capital Management Partners, Inc, and Summit Equities, Inc. CIK Number 0001371263 Filed Document 0001371263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLE HILL TOTAL RETURN FUND LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483538 Filed Document 0001012975-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DEME Offshore Fund, Ltd. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437888 Filed Document 0000919574-14-000440 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Owl Energy Services Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $76,000 Associated Brokers / Dealers N/A CIK Number 0001598822 Filed Document 0001140361-14-004166 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Brewla, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $142,322 Associated Brokers / Dealers N/A CIK Number 0001598554 Filed Document 0001598554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Children's Investment Fund See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331547 Filed Document 0000902664-14-000438 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList Philz Coffee Fund, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $384,801 Associated Brokers / Dealers N/A CIK Number 0001597319 Filed Document 0001597319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324673 Filed Document 0001324673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axxess Compounding II, LLLP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $470,000 Associated Brokers / Dealers N/A CIK Number 0001595664 Filed Document 0001595664-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
CNS RESPONSE, INC. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000822370 Filed Document 0001144204-14-004808 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Sqwiggle-Fund, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $369,490 Associated Brokers / Dealers N/A CIK Number 0001597333 Filed Document 0001597333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JEN IV CO-INVEST LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRUMP SECURITIES LLC CIK Number 0001572077 Filed Document 0001572077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $19,785,665 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK SELECT EQUITY (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433060 Filed Document 0000819176-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-UX-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $202,999 Associated Brokers / Dealers N/A CIK Number 0001595826 Filed Document 0001595826-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Security Capital Preferred Growth-T LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001565169 Filed Document 0001565169-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TOURADJI INDEX PLUS I LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405363 Filed Document 0001411484-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Veritex Holdings, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $5,425,000 Associated Brokers / Dealers N/A CIK Number 0001501570 Filed Document 0001501570-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $50,842 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Summit Rock Hedged Equity Portfolio, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416825 Filed Document 0000819176-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INCONTEXT SOLUTIONS, INC. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $4,348,750 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TOCQUEVILLLE BULLION RESERVE LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southport Selador Fund, LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509377 Filed Document 0000919574-14-000444 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEN IV CO-INVEST 2 LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRUMP SECURITIES LLC CIK Number 0001597464 Filed Document 0001597464-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT ROCK PRIVATE EQUITY PORTFOLIO I, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424685 Filed Document 0000819176-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CABOT CORP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers GOLDMAN, SACHS & CO. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0000016040 Filed Document 0001598490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Dev Equity, LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001525750 Filed Document 0001140361-14-003509 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $9,831,352 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prado, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001598374 Filed Document 0001598374-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Archer Capital Fund, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Advisors, LLC and Oakpoint Advisors, LLC CIK Number 0001539577 Filed Document 0001315863-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JACOBS ENGINEERING GROUP INC /DE/ See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $808,869 Associated Brokers / Dealers N/A CIK Number 0000052988 Filed Document 0001144204-14-004749 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Block Hobbs LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $7,350 Associated Brokers / Dealers N/A CIK Number 0001598066 Filed Document 0001598066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315038 Filed Document 0000930413-14-000366 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Other
AMGEN INC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Goldman, Sachs & Co., Barclays Capital Inc., Citigroup Global Markets Inc., Banc of America Securities LLC, Morgan Stanley & Co. Incorporated, and Deutsche Bank Securities Inc. CIK Number 0000318154 Filed Document 0001209191-14-005573 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Central Park Group Activist Fund, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, HighTower Securities, LLC, and Raymond James Financial Services, Inc CIK Number 0001540486 Filed Document 0001140361-14-003554 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE HILL TOTAL RETURN FUND LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483539 Filed Document 0001012975-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity