|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001156335
- Filed Document
- 0001566114-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576280
- Filed Document
- 0001576280-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001268577
- Filed Document
- 0000926877-14-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598507
- Filed Document
- 0001598499-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598547
- Filed Document
- 0001598547-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599105
- Filed Document
- 0001599105-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599939
- Filed Document
- 0001599939-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598470
- Filed Document
- 0001598470-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $7,560,000
- Associated Brokers / Dealers
- Stephen Russell
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley & Co. LLC and Melville Island, LLC
- CIK Number
- 0001321655
- Filed Document
- 0001321655-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313151
- Filed Document
- 0000919574-14-001186
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $33,320,656
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456754
- Filed Document
- 0001599901-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561796
- Filed Document
- 0000902664-14-001011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $27,933,169
- Associated Brokers / Dealers
- Donald Tippett
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600149
- Filed Document
- 0001181431-14-007006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $1,379,613
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576356
- Filed Document
- 0001576356-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JOHN CARTER BAILEY, JR. and Brian David Zeiler
- CIK Number
- 0001477279
- Filed Document
- 0001477279-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rothschild Investment Corporation
- CIK Number
- 0001593174
- Filed Document
- 0000921895-14-000353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400335
- Filed Document
- 0001315863-14-000104
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $12,479,447
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474547
- Filed Document
- 0000949353-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598469
- Filed Document
- 0001598518-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities Inc.
- CIK Number
- 0001435833
- Filed Document
- 0001012975-14-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001219167
- Filed Document
- 0000899140-14-000275
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY
- CIK Number
- 0001347127
- Filed Document
- 0001347127-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman LLC
- CIK Number
- 0001600321
- Filed Document
- 0001140361-14-008116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598513
- Filed Document
- 0001598518-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $1,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598993
- Filed Document
- 0001598993-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $3,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599664
- Filed Document
- 0001599664-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian D. Marvin, Adam T. Taylor, and Dace Blaskovitz
- CIK Number
- 0000861215
- Filed Document
- 0000898432-14-000242
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373863
- Filed Document
- 0001424089-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000825744
- Filed Document
- 0001599483-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570194
- Filed Document
- 0001570194-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541802
- Filed Document
- 0001541802-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600069
- Filed Document
- 0001600069-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600044
- Filed Document
- 0001600044-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600225
- Filed Document
- 0001600225-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $48,000,000
- Associated Brokers / Dealers
- Sandler O'Neill + Partners, L.P.
- CIK Number
- 0001143921
- Filed Document
- 0001598457-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $11,032,457
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516430
- Filed Document
- 0001516430-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- XT Capital Partners, LLC
- CIK Number
- 0001457275
- Filed Document
- 0001457275-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $1,631,906
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600197
- Filed Document
- 0001600197-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $6,751,364
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296472
- Filed Document
- 0001461373-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- CAVU Securities, LLC
- CIK Number
- 0001363573
- Filed Document
- 0001354488-14-000790
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $37,500,000
- Associated Brokers / Dealers
- Cowen and Company, LLC
- CIK Number
- 0001267602
- Filed Document
- 0001267602-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599124
- Filed Document
- 0001461373-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598529
- Filed Document
- 0001598518-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373866
- Filed Document
- 0001424089-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $28,800,000
- Associated Brokers / Dealers
- Andy Moran
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508621
- Filed Document
- 0001013594-14-000152
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Appian Natural Resources Fund LP
- CIK Number
- 0001586780
- Filed Document
- 0001586780-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $100,485,846
- Associated Brokers / Dealers
- Donald Tippett
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|