Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hennessy Capital Partners I, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $5,825,000 Associated Brokers / Dealers N/A CIK Number 0001596173 Filed Document 0001596173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
STANDARD AT ATHENS, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001597824 Filed Document 0001597824-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Twain Note Issuer 3 LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $9,121,962 Associated Brokers / Dealers N/A CIK Number 0001599004 Filed Document 0001599004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Fund Ltd See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542038 Filed Document 0001542038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AL-Casetext-Fund, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $178,000 Associated Brokers / Dealers N/A CIK Number 0001590439 Filed Document 0001590439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNION BREW LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001599317 Filed Document 0001599317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DISCRETIONARY MANAGED FUTURES FUND LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001394948 Filed Document 0001140361-14-005751 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Partners, LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-14-000575 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCA DIVERSIFIED ALTERNATIVES PORTFOLIO LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388642 Filed Document 0001388642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum CFM, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526901 Filed Document 0001526901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TowerHill Long/Short Equity QP, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599513 Filed Document 0001599513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER EMERGING MARKETS FUND, A SEPARATE INVESTMENT FUND WITHIN THE SCHRODER CAPITAL MANAGEMENT COLLECTIVE TRUST See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001433069 Filed Document 0000819176-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IOSEMANTICS LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Chilton Global Natural Resources, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001372775 Filed Document 0001372775-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POINTER LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000863935 Filed Document 0000863935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HSRE REIT IV See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001597673 Filed Document 0001597673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON LOGIC TECHNOLOGY PARTNERS, INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598757 Filed Document 0001557789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Reef Capital Management, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001599176 Filed Document 0001599176-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Princeton Strategic Equity Fund, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798402 Filed Document 0000798402-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannae Capital Partners LTD See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563265 Filed Document 0001563265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Capital Collaborative '13, L.P. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588398 Filed Document 0001588398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Integral Spine Solutions, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599290 Filed Document 0001599290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
HRA Camelback 32, LP See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001599141 Filed Document 0001599141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tremblant Partners, LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157712 Filed Document 0000919574-14-000567 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Fish IV, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588118 Filed Document 0001588118-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Northwest Feilong Fund Ltd See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541826 Filed Document 0001541826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Provenire Technology Partners, LP See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595984 Filed Document 0001595984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Green & Grow, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001544934 Filed Document 0001544934-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
MOJO DATA SOLUTIONS, INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001523486 Filed Document 0001523486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business PUERTO RICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GoldPoint Partners Co-Investment V, LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562188 Filed Document 0001562188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE CAPITAL SMALL CAP FUND, L.P. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599168 Filed Document 0001599168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indoor Harvest Corp See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ANCHOR CAPITAL PARTNERS I LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001178694 Filed Document 0001178694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-Change-Fund, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $477,750 Associated Brokers / Dealers N/A CIK Number 0001591540 Filed Document 0001591540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datadog, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001561550 Filed Document 0001561550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hammerless, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599328 Filed Document 0001599328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Argonaut Global Macro Fund Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357296 Filed Document 0000919574-14-000574 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albizia ASEAN Opportunities Fund See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0000945621-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001326297 Filed Document 0001326297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Focused Equity Offshore Ltd See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580570 Filed Document 0000902664-14-000548 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POINTER (QP), L. P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001215575 Filed Document 0001215575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MRP V INSTITUTIONAL CO-INVESTMENT FUND LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569741 Filed Document 0001569741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESPIRATORY MOTION, INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $7,495,900 Associated Brokers / Dealers N/A CIK Number 0001538710 Filed Document 0001538710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SECURE64 SOFTWARE CORP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers FINANCIAL AMERICA SECURITIES INC. CIK Number 0001340919 Filed Document 0001340919-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
FRED-Woodlands, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001599346 Filed Document 0001599346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
ImmersiveTouch, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001598988 Filed Document 0001598988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Lumos Pharma, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001596584 Filed Document 0001596584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Independence Capital Appreciation Fund LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566999 Filed Document 0001599168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ES NG 3, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598859 Filed Document 0001598859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity