Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aleutian Fund, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456386 Filed Document 0001456386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Avidity NanoMedicines LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $9,067,850 Associated Brokers / Dealers N/A CIK Number 0001599901 Filed Document 0001599901-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WIND ROSE FUND LTD See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vilas Fund, LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600375 Filed Document 0001600375-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mayfield India II, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566761 Filed Document 0001566761-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Europe Opportunities Fund, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001484188 Filed Document 0001405086-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MERRITT COMMUNITY CAPITAL FUND XVI, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $80,500,000 Associated Brokers / Dealers N/A CIK Number 0001600254 Filed Document 0001600254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buchanan Mortgage Holdings, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers n/a CIK Number 0001594439 Filed Document 0001594439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PharmRight Corp See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers J. Randall Parker CIK Number 0001600431 Filed Document 0001600431-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Symphony Event Driven Opportunities Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invincea, Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $17,325,444 Associated Brokers / Dealers N/A CIK Number 0001459375 Filed Document 0001459375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Asset Partners High Yield Fund LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296063 Filed Document 0000919574-14-001848 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chatham Eureka Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485024 Filed Document 0000919574-14-001850 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archeio Technologies, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600183 Filed Document 0001600183-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JHO I LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001600304 Filed Document 0001600304-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Mobidia Technology Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $38,901 Associated Brokers / Dealers N/A CIK Number 0001477210 Filed Document 0001140361-14-008380 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BlueCreek Net Realty Fund I, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001600312 Filed Document 0001600312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SC INDIA PRINCIPALS FUND IV LTD. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599942 Filed Document 0001599942-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solimar Associates LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,037,588 Associated Brokers / Dealers N/A CIK Number 0001606305 Filed Document 0001606305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BLR Capital Partners, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001281170 Filed Document 0000919574-14-001847 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAION AG See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,349,671 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Microventure Marketplace Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers William Clark CIK Number 0001511691 Filed Document 0001511691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Carrhae Capital Long Master Fund Ltd See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599934 Filed Document 0000902664-14-001195 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Pinnacle Physicals & Financing LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436620 Filed Document 0001268349-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VANDEVEER PARTNERS, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commerce Square Trading CIK Number 0000899348 Filed Document 0000899348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND LEGEND FUND LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569687 Filed Document 0001405086-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Warren County PC#1, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,704,000 Associated Brokers / Dealers N/A CIK Number 0001569943 Filed Document 0001569943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $70,322 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baring Investment Series, LLC - Baring Focused EAFE Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576352 Filed Document 0001576352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Surgical Products IX, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001600168 Filed Document 0001600168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Curoverse, Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,699,999 Associated Brokers / Dealers N/A CIK Number 0001586571 Filed Document 0001586571-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lone Pine Resources Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001506932 Filed Document 0001104659-14-011027 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring World Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564276 Filed Document 0001564276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baring Investment Series, LLC - Baring International Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491482 Filed Document 0001491482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Structured Credit Opportunities Fund Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569440 Filed Document 0001569440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-001285 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
NORTHWEST PETROLEUM INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Robert Van Etten CIK Number 0000837833 Filed Document 0000837833-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Braddock Partners Offshore, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407066 Filed Document 0000919574-14-001859 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC ATLANTA INVESTCO LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001600433 Filed Document 0001600433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Capital Benefit, Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $417,000 Associated Brokers / Dealers N/A CIK Number 0001600373 Filed Document 0001600373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
EMG AENO Co-Investment, LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers N/A CIK Number 0001597459 Filed Document 0001597459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contech Holdings, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600381 Filed Document 0001600381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Little Rock Medical Imaging, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001568297 Filed Document 0001568297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Partners Capital Condor Fund VII (Cayman), L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588934 Filed Document 0001588934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sharestates, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600426 Filed Document 0001600426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
SG Aurora Fund (Onshore) L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483918 Filed Document 0001140361-14-008220 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protein Metrics Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600469 Filed Document 0000950103-14-001174 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Payplant P2P Fund LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595043 Filed Document 0001595043-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund