Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SAPIC Global Macro Fund L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459546 Filed Document 0001459546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Opportunity Fund, LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496742 Filed Document 0001095449-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANUWAVE Health, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001417663 Filed Document 0001417663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oaktree Real Estate Opportunities Fund VI, L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001549532 Filed Document 0001181431-14-005944 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
K2 LONG SHORT FUND LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wachovia Alternative Strategies Group, Inc, JP Morgan Securities Inc, Citigroup Global Markets Inc., and Merrill Lynch Pierce Fenner & Smith Incorporated CIK Number 0001231119 Filed Document 0001565908-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindShare Capital Management, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424224 Filed Document 0001424224-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
M-311 Meridian Associates, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $4,640,000 Associated Brokers / Dealers N/A CIK Number 0001597902 Filed Document 0001597902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
USGP II (Parallel) Fund, LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers GREENHILL & CO., LLC CIK Number 0001569628 Filed Document 0001569628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL WITH OPPORTUNISTIC SHORTING FUND See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408863 Filed Document 0001408863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN NON-US CONCENTRATED FUND See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442331 Filed Document 0001442331-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001587948-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RAVENSWOOD II LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173435 Filed Document 0001527269-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inmar Investment Holdings, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $166,302,329 Associated Brokers / Dealers N/A CIK Number 0001599684 Filed Document 0001599684-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wave Semiconductor, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001599764 Filed Document 0001599764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Solaris Capital Partners II, LP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597661 Filed Document 0001597661-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Multi-Asset Portfolio, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514301 Filed Document 0001514301-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Khalsa Energy Corp. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599899 Filed Document 0001599899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
ACI Multi-Strategy Market Neutral Fund, Ltd. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542074 Filed Document 0001542074-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Blank Range Matthews LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers none CIK Number 0001599431 Filed Document 0001599431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
UpTo, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001535432 Filed Document 0001181431-14-005730 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Earth Equity Farms, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001598552 Filed Document 0001598552-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gastke Inc. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001583544 Filed Document 0001583544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nash Holdings, Inc. (Robert Nash, President) See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001598920 Filed Document 0001598920-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $160,160 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
One Fulton Square Fund LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers e888 BIZ LLC CIK Number 0001599336 Filed Document 0001599336-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Physicians' Own Pharmacy, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001514331 Filed Document 0001514331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLUB HOLDINGS LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,926,921 Associated Brokers / Dealers N/A CIK Number 0001286287 Filed Document 0001286287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
AngelList-Prom-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $191,325 Associated Brokers / Dealers N/A CIK Number 0001599255 Filed Document 0001599255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Partners, L.P. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598885 Filed Document 0001315863-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D Product Imaging, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001597311 Filed Document 0001597311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Hedged Credit Fund, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462443 Filed Document 0001587948-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Opportunities Fund VI (Cayman), L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001549533 Filed Document 0001181431-14-005945 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORG Media Holdings, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $7,550,433 Associated Brokers / Dealers N/A CIK Number 0001599693 Filed Document 0001599693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HABROK LP See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297623 Filed Document 0000902664-14-000596 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PPM AMERICA PRIVATE EQUITY FUND V LP See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001598574 Filed Document 0001598574-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tarpon Biosystems Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001411180 Filed Document 0001411180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
K2 Overseas Investors I Ltd See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., and GS Capital Management LLC CIK Number 0001319591 Filed Document 0001565908-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alston Long-Term Opportunities Fund LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001488689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Surgimatix, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001529483 Filed Document 0001529483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Petros-Pacesetter Arkansas Fund I, LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $5,567,433 Associated Brokers / Dealers N/A CIK Number 0001599021 Filed Document 0001599021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Wave Semiconductor, Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001599764 Filed Document 0001599764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Telepath Data, Inc. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589639 Filed Document 0001589639-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Rotella Acrospire Global Equity Fund LLC See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599428 Filed Document 0001599428-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP STRATEGIC OPPORTUNITIES FUND II LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166203 Filed Document 0001387131-14-000424 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ACADIAN ALL COUNTRY WORLD EX US LONG-SHORT FUND See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408861 Filed Document 0001408861-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN EMERGING MARKETS LOCAL DEBT FUND, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442339 Filed Document 0001442339-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buchanan Phoenix Rising Fund, LLC See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised $21,880,000 Associated Brokers / Dealers N/A CIK Number 0001564393 Filed Document 0001564393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Open Counter Enterprises Inc. See All Filings	D	2014-02-07 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001599497 Filed Document 0001599497-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACP FUNDS TRUST See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001205686 Filed Document 0001387131-14-000429 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Ravenswood Investment Co L.P. See All Filings	D/A	2014-02-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001527269 Filed Document 0001527269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund