Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PFL CORPORATE ACCOUNT ONE See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc., Rob Shor Insurance Associates, Inc., FAS Corp., and UBS Financial Services CIK Number 0001132469 Filed Document 0001132469-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $16,742,425 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WAYPOINT PARTNERS LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Capital Investment Partners LLC CIK Number 0001427782 Filed Document 0001427782-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Marathon European Credit Opportunity Fund II, Ltd. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596121 Filed Document 0001596121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viewpointe TPII LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $8,380,000 Associated Brokers / Dealers N/A CIK Number 0001600701 Filed Document 0001600701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ombitron, Inc. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001571887 Filed Document 0001571887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mindbody, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $50,043,267 Associated Brokers / Dealers N/A CIK Number 0001458962 Filed Document 0001458962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $13,028,082 Associated Brokers / Dealers Bryant Kirk, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HCG Grant Square, LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001600613 Filed Document 0001600613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LTD See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001206259 Filed Document 0001013594-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NarrtiveTrack Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001587076 Filed Document 0001587076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
LIGHTHOUSE MULTI-STRATEGY FUND, L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001456071 Filed Document 0001422652-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BBR PRIVATE INVESTMENT FUND - SERIES G, LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574016 Filed Document 0001013594-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG/SHORT, LTD. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466795 Filed Document 0001013594-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOSHEN GLOBAL EQUITY, L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377062 Filed Document 0001405086-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Midnight Madness Distilling LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001577067 Filed Document 0001577067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capitol City Angel Fund, LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600687 Filed Document 0001600687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
DW MultiOp Bakken #13, LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001600797 Filed Document 0001600797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
eNeura Therapeutics LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stratex Oil & Gas Holdings, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Radnor Research & Trading Company LLC CIK Number 0001482361 Filed Document 0001213900-14-001128 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
HOPLITE PARTNERS, L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351763 Filed Document 0000919574-14-001914 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tonzof Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers Halen Capital CIK Number 0001599340 Filed Document 0001599340-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PFL CORPORATE ACCOUNT ONE See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc., Rob Shor Insurance Associates, Inc., FAS Corp., and UBS Financial Services CIK Number 0001132469 Filed Document 0001132469-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RKJS Bank See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600296 Filed Document 0001600296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381354 Filed Document 0001393725-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXTracker Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001597356 Filed Document 0001597356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001422652 Filed Document 0001422652-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WAYPOINT PARTNERS LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Capital Investment Partners LLC CIK Number 0001427782 Filed Document 0001427782-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Lighthouse Multi-Strategy Fund Ltd See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Suntrust Investment Services, Inc., UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., Primores AG, and APB Financial Group CIK Number 0001497810 Filed Document 0001422652-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Splitforce, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001600536 Filed Document 0001600536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MycoTechnology, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001589814 Filed Document 0001589814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381358 Filed Document 0001393725-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWER ARCH PARTNERS I (Q), LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600455 Filed Document 0001600455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extract Capital LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542746 Filed Document 0001542746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $6,454,761 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BBR ABSOLUTE RETURN QP LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001282700 Filed Document 0001013594-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNIDESK CORP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $10,249,999 Associated Brokers / Dealers N/A CIK Number 0001432491 Filed Document 0001432491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Virage Capital Partners LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578744 Filed Document 0001315863-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THESAN PHARMACEUTICALS, INC. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $49,513,148 Associated Brokers / Dealers N/A CIK Number 0001557975 Filed Document 0001595216-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings V, LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001600472 Filed Document 0001600472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR REAL ASSETS FUND II, LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574014 Filed Document 0001013594-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Charles2 Fund, Ltd. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599653 Filed Document 0001599653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalyst IT Services, Inc See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $241,000 Associated Brokers / Dealers N/A CIK Number 0001130605 Filed Document 0001140361-14-009098 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
eMoneyPool, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600991 Filed Document 0001600991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Providence MBS Fund, LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC CIK Number 0001291322 Filed Document 0001013594-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
NEWSMITH EUROPEAN FUND L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428891 Filed Document 0000902664-14-001317 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parker Lamar, LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001600705 Filed Document 0001600705-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MedProperties Investment Partners, LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001570390 Filed Document 0001570390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PTV IV, L.P. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001593757 Filed Document 0001593757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELKHORN FUND LLC See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160397 Filed Document 0001160397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund