Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surgery Center at Tanasbourne, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $854,726 Associated Brokers / Dealers N/A CIK Number 0001493933 Filed Document 0001493933-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tower Square Capital Partners IV-A, L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001598727 Filed Document 0001598727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Summerhill, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $2,410,000 Associated Brokers / Dealers N/A CIK Number 0001597363 Filed Document 0001597363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY ACCESS FUND LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439526 Filed Document 0001439526-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meditory Corp. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001592140 Filed Document 0001592140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Wolf-Tek LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001578935 Filed Document 0001578935-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Cannae Capital Partners(Onshore), LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563304 Filed Document 0001563304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTNER INVESTMENTS L P See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343211 Filed Document 0000935836-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Light Capital Gold Harvest, L.P. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001139678 Filed Document 0001095449-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Velorum Prime LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599158 Filed Document 0001599158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Light Capital Gold Harvest, L.P. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001139678 Filed Document 0001095449-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AFG Investment Partners III LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283995 Filed Document 0000919574-14-000530 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingfish Capital Partners I, LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599028 Filed Document 0001599028-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Thirteen Partners, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-14-000509 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xlumena, Inc. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $33,705,151 Associated Brokers / Dealers Aquilo Partners, L.P. CIK Number 0001436217 Filed Document 0001436217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub M9J LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $201,750 Associated Brokers / Dealers N/A CIK Number 0001599343 Filed Document 0001599343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CISTA SYSTEM CORP. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584424 Filed Document 0001584424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Huracan Capital Concentrated Special Situations, L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598992 Filed Document 0001598989-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Handybook, Inc. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $3,728,926 Associated Brokers / Dealers N/A CIK Number 0001597815 Filed Document 0001597815-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AFG Investment Partners LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001186961 Filed Document 0000919574-14-000528 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expa Capital, LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001598969 Filed Document 0001598969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CLEAR CATHETER SYSTEMS, Inc See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001441046 Filed Document 0001441046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Crowdpac, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $2,149,995 Associated Brokers / Dealers N/A CIK Number 0001598832 Filed Document 0001598832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VII LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001598544 Filed Document 0001598579-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Analytic U.S. Low Volatility Fund LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568138 Filed Document 0001568138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCava, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $3,005,562 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perry Investors LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001512337 Filed Document 0000950103-15-000938 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PC Reflections, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597361 Filed Document 0001597361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PC Pineview, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $869,000 Associated Brokers / Dealers N/A CIK Number 0001597107 Filed Document 0001597107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cottingham Development Fund, LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382086 Filed Document 0001095449-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellor Select Fund, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567677 Filed Document 0001567677-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sycamore Partners Fund I, LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001597193 Filed Document 0001597193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tower Square Capital Partners IV, L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001597019 Filed Document 0001597019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HABER PARTNERS LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001210066 Filed Document 0001210066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Switch Labs Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $4,825,152 Associated Brokers / Dealers N/A CIK Number 0001597759 Filed Document 0001597759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TREE CAPITAL EQUITY FUND II, LTD. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527148 Filed Document 0000919574-14-000522 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rama Fund, LLC See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001451215 Filed Document 0001451215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EyeVerify, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001547951 Filed Document 0001547951-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Loud Games, Inc. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001598390 Filed Document 0001598390-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
PENTHERA PARTNERS INC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001140361-14-005082 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Alvarez & Marsal Partners Fund, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $2,652,000 Associated Brokers / Dealers N/A CIK Number 0001492774 Filed Document 0001492774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 21, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593975 Filed Document 0001593975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Pass Key, Inc. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589808 Filed Document 0001589808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
LP Investors V, LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598666 Filed Document 0001181431-14-004911 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-14-000510 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ICO THERAPEUTICS INC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $7,930,682 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001421642 Filed Document 0001421642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EAGLE INCOME APPRECIATION PARTNERS LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460736 Filed Document 0001460736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algonquin Fund LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347555 Filed Document 0001347555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petbrosia, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001598958 Filed Document 0001598958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WTC Fundamental Opportunistic Credit Fund, LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001568122 Filed Document 0001568122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund