Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DST INVESTMENTS IX, L.P. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600521 Filed Document 0001600521-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKY BROADWAY LIMITED PARTNERSHIP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001591052 Filed Document 0001591052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ballast Healthcare Partners Feeder (Cayman) Ltd. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582276 Filed Document 0001582276-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deja View Concepts, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001600876 Filed Document 0001600876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ARLINGTON DIVERSIFIED FUND LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001284604 Filed Document 0001284604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Causeway International Opportunities Group Trust See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Cone, Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001433532 Filed Document 0001507943-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-ART-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $102,000 Associated Brokers / Dealers N/A CIK Number 0001600532 Filed Document 0001600532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVUS Clinical Trials, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001538864 Filed Document 0001538864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Octagon High Income Fund LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513944 Filed Document 0001513944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513945 Filed Document 0001513945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helixbind, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001599879 Filed Document 0000897069-14-000163 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GigMasters.com Inc See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001600777 Filed Document 0001600777-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OxiCool, Inc See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,214,436 Associated Brokers / Dealers N/A CIK Number 0001551871 Filed Document 0001551871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $18,987,362 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UMS NYC Ltd LIABILITY Co See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557141 Filed Document 0001557141-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nexus eWater Pty Ltd See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001572390 Filed Document 0001446933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
Tata Opportunities Fund LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001531463 Filed Document 0001531463-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Value Series, a Series of LGMA LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001540552 Filed Document 0001575909-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Inflation Hedged Assets II, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers none CIK Number 0001600725 Filed Document 0001600725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-009018 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zilks Foods LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Pasadera Capital, LLC CIK Number 0001519790 Filed Document 0001519790-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Garrett Multi-Well Joint Venture See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001600902 Filed Document 0001600902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Net Return Fund, Ltd. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monness Crespi Hardt & Co., Inc. CIK Number 0001381619 Filed Document 0000919574-14-001930 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIF CHANNELVIEW BLOCKER, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $163,072,846 Associated Brokers / Dealers N/A CIK Number 0001600549 Filed Document 0001140361-14-009189 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Burl Concepts, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600874 Filed Document 0001600874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
StrongSteel Investment Fund, LP. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $9,880,000 Associated Brokers / Dealers N/A CIK Number 0001600614 Filed Document 0001493152-14-000561 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
29SC MF Fund I, LP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001601075 Filed Document 0001144204-14-011965 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Whipstock Co-Investment Fund LP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600669 Filed Document 0000902664-14-001377 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Distillery Company, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600790 Filed Document 0001015325-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MUTUALINK INC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ballast Healthcare Partners Feeder (US) LP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582331 Filed Document 0001582276-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARIABLE, INC. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001577088 Filed Document 0001577088-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AL-ART-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $132,780 Associated Brokers / Dealers N/A CIK Number 0001600531 Filed Document 0001600531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bizdrive USA Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bizdrive USA CIK Number 0001600883 Filed Document 0001600883-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAUSEWAY INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Cone, Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001197407 Filed Document 0001507943-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2014 Ultra-Safe Fund, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001600652 Filed Document 0001600652-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gondwana Energy Corp. See All Filings	D/A	2014-02-23 00:00:00 UTC
Amount To Be Raised $535,527 Associated Brokers / Dealers N/A CIK Number 0001596558 Filed Document 0001596558-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
Quarterly Inc. See All Filings	D/A	2014-02-23 00:00:00 UTC
Amount To Be Raised $4,245,846 Associated Brokers / Dealers N/A CIK Number 0001544768 Filed Document 0001544768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wooster Capital, L.P. See All Filings	D/A	2014-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229576 Filed Document 0000902664-14-001327 Exclusions or Exemptions 506b Accepted Date 2014-02-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SaEquity Opportunity Fund I, L.L.C. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600673 Filed Document 0001600673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
High Quality Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381361 Filed Document 0001393725-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayNearMe, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001464805 Filed Document 0001464805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merganser Core Bond Fund LLC See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001569031 Filed Document 0001569031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maven Ventures Growth Labs Fund I, L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001570259 Filed Document 0001570259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lyxor Diversified Fund Ltd See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542695 Filed Document 0001140361-14-008976 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
March Altus Fund LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567769 Filed Document 0000950142-14-000494 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001381362 Filed Document 0001393725-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoplite Offshore Fund, Ltd. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351764 Filed Document 0000919574-14-001915 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
St. Paul Place, Ltd. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599652 Filed Document 0001599653-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KANALY HEDGED EQUITY FUND, LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600718 Filed Document 0000913849-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund