Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pembrook Community Investors LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001404823 Filed Document 0001404823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $51,280 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000210 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marda Medical, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001514859 Filed Document 0001178858-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO International Portfolio Subsidiary LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606471 Filed Document 0000943663-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZO, INC. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $20,000,018 Associated Brokers / Dealers N/A CIK Number 0001505264 Filed Document 0001505264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
VII Peaks BDC Investors, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612140 Filed Document 0001612140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Credit Opportunity Fund III LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., and Picton S.A. CIK Number 0001565243 Filed Document 0000950142-14-001526 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Art Craft Entertainment, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,354,921 Associated Brokers / Dealers N/A CIK Number 0001611945 Filed Document 0001611945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Catchafire, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,871,924 Associated Brokers / Dealers N/A CIK Number 0001464350 Filed Document 0001231919-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub C3P LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $333,333 Associated Brokers / Dealers N/A CIK Number 0001612087 Filed Document 0001612087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argex Titanium Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,873,361 Associated Brokers / Dealers Ecoban Securities Corportion CIK Number 0001612932 Filed Document 0001612932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Debt
Andy Yeung See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001612781 Filed Document 0001612781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LEPAGE PARTNERS LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439786 Filed Document 0001439786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Savile Row MLP III, LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
VoltServer Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $3,200,291 Associated Brokers / Dealers N/A CIK Number 0001551253 Filed Document 0001551253-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Edumedics LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001578224 Filed Document 0000911959-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OpenDoor Labs Inc. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $9,950,000 Associated Brokers / Dealers N/A CIK Number 0001609437 Filed Document 0001609437-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Sun Sponsor, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001611864 Filed Document 0001611864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sama Resources Inc./Ressources Sama Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $144,962 Associated Brokers / Dealers N/A CIK Number 0001475252 Filed Document 0001140361-14-027840 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MHEG Fund 42, LP See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001612642 Filed Document 0001612642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Aspect US Institutional Fund Ltd See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001330073 Filed Document 0001315863-14-000422 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDSHIPS OPPORTUNITY FUND QP LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580712 Filed Document 0000919574-14-003929 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manzama, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001506596 Filed Document 0001506596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $6,619,600 Associated Brokers / Dealers Scott Diamond and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oro Sahara, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567131 Filed Document 0001567131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kahala Apartments CC4R, LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001568197 Filed Document 0001568197-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MoviePass, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001516331 Filed Document 0001516331-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Hirzel HLSE5, LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554952 Filed Document 0001315863-14-000427 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Webaoo (USA) Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612166 Filed Document 0001612307-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sitrion Holdings, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612722 Filed Document 0001612722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AdmitSee LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612749 Filed Document 0001612749-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $43,750,914 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Empire Genomics, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608855 Filed Document 0001608855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
William Blair International Systematic Research Fund LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001525375 Filed Document 0001525375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroGREEN Polymers Inc See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $43,000,000 Associated Brokers / Dealers N/A CIK Number 0001292871 Filed Document 0001292871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ZIMBRA, INC. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001444190 Filed Document 0001444190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Madalena Energy Inc. See All Filings	D	2014-07-06 00:00:00 UTC
Amount To Be Raised $34,638,706 Associated Brokers / Dealers Dundee Securities Ltd. CIK Number 0001382498 Filed Document 0001140361-14-027853 Exclusions or Exemptions 506b Accepted Date 2014-07-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WESTPORT DELRAY BEACH SELF STORAGE LLC See All Filings	D	2014-07-04 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001613981 Filed Document 0001613981-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PowerTeam Services Holdco, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565472 Filed Document 0001181431-14-026309 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Title Alliance of Maine, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001595973 Filed Document 0001595973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
RETURN PATH INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001108129 Filed Document 0001108129-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
US Encode Corp See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612535 Filed Document 0001612535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Goldman Sachs Social Impact Fund, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001584985 Filed Document 0001140361-14-027558 Exclusions or Exemptions 506c Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHEROKEE FINANCIAL LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $197,000 Associated Brokers / Dealers Cantone Research, Inc. CIK Number 0001569009 Filed Document 0001569009-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Smart Lunches, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $5,785,339 Associated Brokers / Dealers N/A CIK Number 0001557404 Filed Document 0001557404-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QUATERRA RESOURCES INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
ONLY PLAYING Ltd LIABILITY Co See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001611971 Filed Document 0001611971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AL-Alchemist-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $209,500 Associated Brokers / Dealers N/A CIK Number 0001612702 Filed Document 0001612702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarona Frontier Markets International Fund 2 LP See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580681 Filed Document 0000902664-14-003031 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Novadiol Australia, Inc. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001578175 Filed Document 0001578175-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Debt