Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CRYSTALPLEX CORP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0000898432-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Altalis Capital Partners, LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-14-001933 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $10,466,708 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alliance Mortgage Fund LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595297 Filed Document 0001595297-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $3,717,936 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARLINGTON GLOBAL VALUE FUND L P See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336025 Filed Document 0001336025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Coast Venture Fund, L.P. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600796 Filed Document 0001600796-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bongiovi Media & Technology, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001545049 Filed Document 0001019687-14-000643 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Compology, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600835 Filed Document 0001600835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BIO Wellness, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001512148 Filed Document 0001512148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bulu, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,163,005 Associated Brokers / Dealers N/A CIK Number 0001600853 Filed Document 0001600853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
RREEF REAL ESTATE SECURITIES COMMINGLED FUND LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217697 Filed Document 0001217697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001159160 Filed Document 0001356649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Tacoma Hotel, LP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers Vaughan de Kirby CIK Number 0001600842 Filed Document 0001600842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-009016 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Theorema Europe Fund Plus, Ltd. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489296 Filed Document 0001489296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Theorema Europe Fund Ltd See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350859 Filed Document 0001350859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mineralist, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,702,000 Associated Brokers / Dealers N/A CIK Number 0001600895 Filed Document 0001600892-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MQ Global Macro Fund LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533812 Filed Document 0001533812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG DISTRESSED DEBT FUND II LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443774 Filed Document 0001443774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VirtualU, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576074 Filed Document 0001576074-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Henderson AlphaGen Octanis Series, a Series of LGMA LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001540551 Filed Document 0001575909-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $10,466,708 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000106 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TiqIQ, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001541129 Filed Document 0001541129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GLOBAL HEALTHCARE REIT, INC. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers GVC Capital CIK Number 0000727346 Filed Document 0001011034-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SpendSmart Payments Co See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001062273 Filed Document 0001140361-14-009251 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $21,255,525 Associated Brokers / Dealers John Sanford and David Marshall CIK Number 0001135856 Filed Document 0001135856-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Flavor Ingredient Holdings, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,851,000 Associated Brokers / Dealers N/A CIK Number 0001601197 Filed Document 0001601197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NuoDB, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $16,177,946 Associated Brokers / Dealers N/A CIK Number 0001505400 Filed Document 0001505400-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
3D SYSTEMS CORP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000910638 Filed Document 0001171843-14-000918 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,473,337,454 Associated Brokers / Dealers William Lynch and Donald Tippett CIK Number 0001135856 Filed Document 0001135856-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Chambers Street Global Fund, LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545552 Filed Document 0001013594-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Biomarkers, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001581877 Filed Document 0001581877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BioTrace Medical, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $3,576,970 Associated Brokers / Dealers N/A CIK Number 0001600446 Filed Document 0001600446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deja View Concepts, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001600876 Filed Document 0001600876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ephesus Lighting, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001565677 Filed Document 0001565677-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharmacy Portfolio VI DST See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $11,604,054 Associated Brokers / Dealers Joral T. Schmalle, Robert L. Boggess, Joseph G. Michaletz, John G. Chess, Brian G. Brown, Brody R. Bray, Ronald E. Machtan, Karen M. McKim-Schurga, Joseph A. Nugent, Craig M. Rollins, Taylor D. Ashland, Kirk D. Dobson, John M. O'Brien, Kelvin S. Lau, Richard B. Sorensen, Laila S. Marshallpence, Heather R. Koch, and Eric W. Kuchel CIK Number 0001584460 Filed Document 0001584460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ten Oaks Partners, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $247,250 Associated Brokers / Dealers N/A CIK Number 0001596917 Filed Document 0001596917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $32,065,688 Associated Brokers / Dealers Francis Andrew Moran CIK Number 0001135856 Filed Document 0001135856-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Raine Venture Partners I LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001584454 Filed Document 0001584454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intervale Capital Fund III, L.P. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001600328 Filed Document 0001600328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIREPOWER TECHNOLOGY INC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600801 Filed Document 0001144204-14-011199 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TAG RELATIVE VALUE CLIENT FUND LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099584 Filed Document 0001099584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global PURE Bakken Joint Venture III See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600892 Filed Document 0001600892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
York Global Value SP, a Segregated Portfolio of LGMA SPC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, Atlantic Trust Company, Certitude Global Investments Limited, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001540999 Filed Document 0001575909-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Magic to do Tour LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600059 Filed Document 0001144204-14-011396 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RealtyShares 1, LLC, Series L See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $117,000 Associated Brokers / Dealers N/A CIK Number 0001600700 Filed Document 0001600700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $19,607,670 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Boardwalk Frozen Treats, LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc. and 1st Discount Brokerage, Inc. CIK Number 0001580000 Filed Document 0001580000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Net Return Fund, LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monness Crespi Hardt & Co., Inc. CIK Number 0001364017 Filed Document 0000919574-14-001929 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund