Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mariner Incubation Fund 2012, L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570002 Filed Document 0001570002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVANTAGE ADVISERS GLOBAL GROWTH, LTD. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001255612 Filed Document 0000902664-14-000829 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NJ STORAGE INVESTORS, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001599826 Filed Document 0001599826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
LIBREMAX SL OFFSHORE FUND, LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599467 Filed Document 0000919574-14-000704 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLTAGE SECURITY INC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001270915 Filed Document 0001181431-14-006502 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Freestone Senior Loan Fund LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598712 Filed Document 0001598712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVANTAGE ADVISERS GLOBAL GROWTH, L.L.C. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001255618 Filed Document 0000902664-14-000831 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DiCE Molecules Corp See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595038 Filed Document 0001595038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, LLC CIK Number 0001467826 Filed Document 0001467826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bakken Income Fund LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GNS Hillier Global Opportunities Fund See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542116 Filed Document 0001542116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ubix Labs, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001599392 Filed Document 0001599392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WinPro Parking,LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001599991 Filed Document 0001599991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Union Point Opportunities Institutional Fund, Ltd. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600002 Filed Document 0001600002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Long Fund Ltd See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599914 Filed Document 0000902664-14-000805 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001136174 Filed Document 0001136174-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIO BLAST PHARMA LTD. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001596812 Filed Document 0001144204-14-008309 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
FIG Capital Investments, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570213 Filed Document 0001570213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sunible Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600057 Filed Document 0001600057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pardo Renaissance Fund, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599784 Filed Document 0001019056-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MentorMe, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001599559 Filed Document 0001599559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VSJF Flexible Capital Fund, L3C See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001510603 Filed Document 0001510603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Victory Road Diversified Partners LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310946 Filed Document 0000919574-14-000671 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C12 Helix Liquid Opportunities Master L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512199 Filed Document 0000902664-14-000688 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vantix Diagnostics, Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001558003 Filed Document 0001558003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $180,720 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genesis REIT Management Co., LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001599477 Filed Document 0001599477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1607 CAPITAL BOND FUND LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431317 Filed Document 0001393725-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerraLUX, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001488602 Filed Document 0001488602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Various Agents CIK Number 0001444597 Filed Document 0001209191-14-009083 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GoBig, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001598382 Filed Document 0001598382-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bandera Offshore Value Fund Ltd See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382710 Filed Document 0001144204-14-007519 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBFE, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $19,609,375 Associated Brokers / Dealers N/A CIK Number 0001584874 Filed Document 0001584874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kensho Technologies Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001592648 Filed Document 0001592648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Three Bridges Europe Fund, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377769 Filed Document 0000902664-14-000690 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WMI HOLDINGS CORP. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $632,500 Associated Brokers / Dealers N/A CIK Number 0000933136 Filed Document 0001209191-14-012074 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Andromeda Select Fund Ltd See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541128 Filed Document 0001541128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Char Software, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,910,751 Associated Brokers / Dealers N/A CIK Number 0001557788 Filed Document 0001557788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SE Joiner City Field Joint Venture See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,357,000 Associated Brokers / Dealers N/A CIK Number 0001543765 Filed Document 0001354488-14-000776 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Cuyahoga Partners, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099038 Filed Document 0000919574-14-000669 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Screwpulp, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001599465 Filed Document 0001599465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Flexwater Opportunity Fund LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570152 Filed Document 0001570152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
B33 Investors III LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596923 Filed Document 0001596923-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ScoreBig, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001472853 Filed Document 0001472853-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wealth Access, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001559393 Filed Document 0001559393-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE MERIDIAN VENTURES LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001599529 Filed Document 0001599529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChocoChicken Downtown, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001599370 Filed Document 0001599370-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
American Midstream Partners, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $30,000,018 Associated Brokers / Dealers N/A CIK Number 0001513965 Filed Document 0001513965-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CSC - Lake Estates, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,815,000 Associated Brokers / Dealers N/A CIK Number 0001599631 Filed Document 0001599631-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DFJ Venture XI, L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $292,500,000 Associated Brokers / Dealers N/A CIK Number 0001598990 Filed Document 0001598990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund