Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OCEANWOOD OPPORTUNITES FUND See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461025 Filed Document 0001461024-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spacebar, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001610759 Filed Document 0001610759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST NANOTECHNOLOGIES INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001458989 Filed Document 0001458989-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Standard Partners, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593097 Filed Document 0001593097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Orbotix, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $996,670 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Prohibition Brands Inc See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001613437 Filed Document 0001613437-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paramount Multi-Family Opportunity Fund, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001613224 Filed Document 0001613196-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aminex Therapeutics, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001613386 Filed Document 0001613386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wordstream, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $9,000,002 Associated Brokers / Dealers N/A CIK Number 0001492059 Filed Document 0001492059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
American Bonanza Gold Corp. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $396,216 Associated Brokers / Dealers N/A CIK Number 0001072019 Filed Document 0001183740-14-000210 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fin & Field, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
BoostSuite Corp See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613289 Filed Document 0001613289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
ASCENERGY LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers - CIK Number 0001588635 Filed Document 0001588635-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Lariat Partners Fund I PV, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $50,703,494 Associated Brokers / Dealers N/A CIK Number 0001591829 Filed Document 0001140361-14-028363 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMC METALS CORP. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $344,572 Associated Brokers / Dealers N/A CIK Number 0001408146 Filed Document 0001408146-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Pine River FUND LTD See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450317 Filed Document 0001450317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyStem LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613406 Filed Document 0001188112-14-001250 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InfoGPSNetworks, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001612341 Filed Document 0001140361-14-028147 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Gresham Inflation Strategies, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510939 Filed Document 0001510939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudian Holdings Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001597765 Filed Document 0001597765-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Causam Energy, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592042 Filed Document 0001592042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Avalon Battery Corp See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,500,360 Associated Brokers / Dealers N/A CIK Number 0001613269 Filed Document 0001613269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioAtla,LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,110,000 Associated Brokers / Dealers N/A CIK Number 0001614452 Filed Document 0001614452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aquatic Safety Concepts, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552070 Filed Document 0001552070-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BINARY CAPITAL FUND I, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613094 Filed Document 0001613094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquifer All Weather Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546350 Filed Document 0001546350-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Domestic High Yield Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580783 Filed Document 0001580783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEEP GOLD EXPLORATION, INC. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers - CIK Number 0001606003 Filed Document 0001606003-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
RIVERNORTH CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456771 Filed Document 0001456771-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Institutional Capital Network, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580513 Filed Document 0001580513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Full Sea Market, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001612898 Filed Document 0001612898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lingerfelt Commonwealth Legacy Fund, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Cary Street Partners LLC CIK Number 0001574698 Filed Document 0001574698-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroWolf Resources, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers None CIK Number 0001603421 Filed Document 0001603421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Peoples Bankshares, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,510,275 Associated Brokers / Dealers N/A CIK Number 0001612721 Filed Document 0001181431-14-027116 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 96, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608626 Filed Document 0000950142-14-001551 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 93, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567885 Filed Document 0000950142-14-001549 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Fund II A, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beacon Hill Financial Corporation and Mercury Capital Advisors, LLC CIK Number 0001581416 Filed Document 0001140361-14-028115 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plastiq Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549783 Filed Document 0001549783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-14-000446 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTESTOR VALUE FUND LTD See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554013 Filed Document 0000919574-14-004016 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portsmouth Regional Ambulatory Surgery Center, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $508,478 Associated Brokers / Dealers Not applicable CIK Number 0001517567 Filed Document 0001517567-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
BEW Global, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $14,341,091 Associated Brokers / Dealers N/A CIK Number 0001613104 Filed Document 0001613104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Renovate America, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $26,784 Associated Brokers / Dealers N/A CIK Number 0001487481 Filed Document 0001487481-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Northisle Copper & Gold Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $13,488 Associated Brokers / Dealers N/A CIK Number 0001533520 Filed Document 0001183740-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kung Fu Vapes Inc See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001613279 Filed Document 0001613279-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
O'Actually, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613040 Filed Document 0001613040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Supramed, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TKO Alpha Fund, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476476 Filed Document 0001095449-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARGA INTERNATIONAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493616 Filed Document 0001586024-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity