Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Windermere Capital Fund SPC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476952 Filed Document 0001476952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jubilee Tax Exempt Partners, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077286 Filed Document 0000919574-14-001938 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Road Powerhouse LLLP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001599378 Filed Document 0001599378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
JUBILEE See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457646 Filed Document 0000919574-14-001945 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivory Flagship Fund, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citibank NA NY CIK Number 0001265889 Filed Document 0000902664-14-001351 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X1 Discovery, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601040 Filed Document 0001601040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NMSIC Horizon Fund, LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455361 Filed Document 0000902664-14-001363 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Comparity, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001600970 Filed Document 0001600970-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CREDIFI CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600489 Filed Document 0001600489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Agricultural Land Corp See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $18,100,050 Associated Brokers / Dealers N/A CIK Number 0001601032 Filed Document 0001601032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ALeco Container, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers ALeco Container, LLC CIK Number 0001540122 Filed Document 0001540122-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Meru US HFF, LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483613 Filed Document 0000919574-14-001937 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871240 Filed Document 0000871240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Special Opportunities Fund IV, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570413 Filed Document 0001570413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Razor Capital III, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600949 Filed Document 0001600949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Fish Plus People Corp See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $4,931,999 Associated Brokers / Dealers N/A CIK Number 0001601081 Filed Document 0001601081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Polar Bear Fund LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479798 Filed Document 0000902664-14-001367 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
dELiAs, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $44,100,000 Associated Brokers / Dealers Janney Montgomery Scott LLC CIK Number 0001337885 Filed Document 0001209191-14-014476 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
TAXA INC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,802,873 Associated Brokers / Dealers N/A CIK Number 0001600862 Filed Document 0001600862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KonaRed Corp See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $479,999 Associated Brokers / Dealers N/A CIK Number 0001527355 Filed Document 0001085037-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Select Fund LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460161 Filed Document 0000902664-14-001362 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOVEM See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-14-001944 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L3 Cubed LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. CIK Number 0001600800 Filed Document 0001013762-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUPER NOVA MINERALS CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $236,888 Associated Brokers / Dealers N/A CIK Number 0001600864 Filed Document 0001534122-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SmarterRemarketer, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001527696 Filed Document 0001140361-14-009422 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
DUPONT CAPITAL MANAGEMENT CORP GEM TRUST See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361653 Filed Document 0001507943-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Leaf FX Fund LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601087 Filed Document 0001546927-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLITARIO EXPLORATION & ROYALTY CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0000917225 Filed Document 0001599839-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARCHANGEL GLOBAL INVESTORS LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600509 Filed Document 0001181431-14-009131 Exclusions or Exemptions 506c Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ADAMAS OPPORTUNITIES, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132886 Filed Document 0000919574-14-001951 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Conservative Strategy LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512007 Filed Document 0001546927-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Erisa Fund, Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001319630 Filed Document 0000919574-14-001949 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adproval LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001601005 Filed Document 0001601005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
City Soles, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601056 Filed Document 0001601056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clinovo Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers I-Bankers Securities, Inc. CIK Number 0001600540 Filed Document 0001600540-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3401 Riverdale LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001600114 Filed Document 0001600114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Fixed Income GlobalAlpha Offshore Fund Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542227 Filed Document 0000902664-14-002244 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINE GROVE OFFSHORE FUND LTD See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Fairview Securities, Inc., UBS Securities LLC, and Suntrust Investment Services, Inc. CIK Number 0001180121 Filed Document 0001180121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prisma Columbus Fund LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515409 Filed Document 0000902664-14-001366 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeppelin Group, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001555679 Filed Document 0001508498-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Matisse Absolute Return Fund LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479895 Filed Document 0001507943-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reflektion, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $8,410,428 Associated Brokers / Dealers N/A CIK Number 0001561338 Filed Document 0001581196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
mobile.pro Corp See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600556 Filed Document 0001600556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
LUMICELL, INC. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,563,572 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Manalapan Oracle Eagle Fund L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366699 Filed Document 0000919574-14-001936 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANUWAVE Health, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $278,500 Associated Brokers / Dealers N/A CIK Number 0001417663 Filed Document 0001417663-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEW Partners VII, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568317 Filed Document 0001568317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MSDX, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001505022 Filed Document 0001505022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
TPI COMPOSITES, INC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001455684 Filed Document 0001455684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Forerun, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001404539 Filed Document 0001404539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity