Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROSEBURY L P See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000877388 Filed Document 0000877388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Prudential Fixed Income U.S. Liquidity Relative Value Fund I, LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001501400 Filed Document 0000902664-14-000782 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NeoWave Equity Fund LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity CIK Number 0001490377 Filed Document 0001490377-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mast-Head, LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569873 Filed Document 0001569873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sticky's Holdings LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001599544 Filed Document 0001599544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392207 Filed Document 0000902664-14-000737 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King Street Europe, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459472 Filed Document 0000902664-14-000686 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bislr, Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $3,860,272 Associated Brokers / Dealers N/A CIK Number 0001536018 Filed Document 0001536018-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001599713 Filed Document 0001012975-14-000069 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Intermediate Bulk Containers, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,031,000 Associated Brokers / Dealers N/A CIK Number 0001599514 Filed Document 0001599514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Instream Energy Systems Corp. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $628,750 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aliviar Health, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers n/a CIK Number 0001597517 Filed Document 0001597517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Algae Aqua-Culture Technology, Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001545970 Filed Document 0001545970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Fund IX (U.S.), L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001599400 Filed Document 0001181431-14-006303 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA HORIZON CAYMAN FUND LTD. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456244 Filed Document 0000919574-14-000701 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MAGNETAR CAPITAL FUND LTD See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STOCKBRIDGE VALUE FUND II, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599553 Filed Document 0001599553-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STOCKBRIDGE VALUE FUND II SLP, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599555 Filed Document 0001599555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1607 CAPITAL GLOBAL EQUITY FUND LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426152 Filed Document 0001393725-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Study Institute, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599794 Filed Document 0001599794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
UpMeSocial, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599896 Filed Document 0001599896-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
3400 Georgia Avenue Investments I, LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001598182 Filed Document 0001140361-14-005817 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinemont Capital, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599846 Filed Document 0001599846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Equity Partners LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000894736 Filed Document 0000894736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornwall Offshore Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523054 Filed Document 0000902664-14-000693 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tusaar Corp. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,011,084 Associated Brokers / Dealers N/A CIK Number 0001574375 Filed Document 0001574375-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wazee Street Opportunities Fund II LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $35,650,000 Associated Brokers / Dealers N/A CIK Number 0001599271 Filed Document 0001599271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAP IV Private Investors, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001598446 Filed Document 0000950103-14-000996 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arsenal Capital Management, LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Saxony Capital Management, LLC CIK Number 0001573372 Filed Document 0001573372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
Compass Group Providence Square Phase I Investor Units, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001592307 Filed Document 0001599344-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Enigma Technologies, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $4,539,888 Associated Brokers / Dealers N/A CIK Number 0001547343 Filed Document 0001547343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Engineering LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001518540 Filed Document 0001144204-14-007682 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vape Holdings, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-14-000794 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Amici Healthcare Offshore, Ltd. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599667 Filed Document 0000902664-14-000732 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
BREEN HOLDINGS, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $31,350,000 Associated Brokers / Dealers N/A CIK Number 0001600224 Filed Document 0001405086-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ACCESS NATIONAL CORP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001176316 Filed Document 0001329800-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ENGAGEMENT LABS INC. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $513,656 Associated Brokers / Dealers N/A CIK Number 0001600139 Filed Document 0001183740-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CUMBERLAND PARTNERS See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104370 Filed Document 0000902664-14-001468 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightleaf Mortgage Opportunity Fund I, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Quantum Capital CIK Number 0001599095 Filed Document 0001599095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CONCEPT BROKERAGE HOLDING CORP. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $36,300 Associated Brokers / Dealers N/A CIK Number 0001600950 Filed Document 0001600950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PAULSON CAPITAL CORP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0000704159 Filed Document 0001592747-14-000017 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Resource Shipping, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599844 Filed Document 0001599844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA CONSTELLATION ONE FUND, LTD. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456579 Filed Document 0000919574-14-000700 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDRICH MINING CO See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $485,714 Associated Brokers / Dealers N/A CIK Number 0000059860 Filed Document 0001140361-14-006263 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Alpha Blend, LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Afi Lowery CIK Number 0001565743 Filed Document 0001565743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperimus Offshore, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-14-010932 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy IV, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001597316 Filed Document 0001597316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Parallel Fund I, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345007 Filed Document 0000902664-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patriot Drilling Program II, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001600012 Filed Document 0001600012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity