Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Indoor Harvest Corp See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Halcyon Senior Loan Fund I Offshore Ltd. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599809 Filed Document 0001599809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBEIMMUNE INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Aegis Capital Corp. and Kingsbury Capital LLC CIK Number 0001245104 Filed Document 0001245104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BOURGEON PARTNERS LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001103692 Filed Document 0001103692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miller Mountain North Prospect Partners See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001597754 Filed Document 0001597754-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Northlight Real Estate Opportunity Fund I L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $149,000,000 Associated Brokers / Dealers Lynx Capital, LLC CIK Number 0001594959 Filed Document 0001594959-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Makena Liquid Endowment B Associates, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596283 Filed Document 0001596283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Pacific Domestic Fund LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569462 Filed Document 0001569462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREYCROFT CO-INVEST EXTREME REACH, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $6,160,001 Associated Brokers / Dealers N/A CIK Number 0001599777 Filed Document 0001599777-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navya Network, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $265,675 Associated Brokers / Dealers N/A CIK Number 0001510058 Filed Document 0001596180-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Resolute Fund III, L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,100,000,000 Associated Brokers / Dealers N/A CIK Number 0001590219 Filed Document 0001590219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Defensive Equity Fund, L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512432 Filed Document 0001512432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morey Mercantile, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Coughlin & Company, Inc CIK Number 0001599488 Filed Document 0001599488-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GENIUS CENTRAL SYSTEMS INC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $860,810 Associated Brokers / Dealers N/A CIK Number 0001571493 Filed Document 0001140361-14-007233 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Satterfield CIK Number 0001429822 Filed Document 0001429822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&R Wine & Spirits Importers LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers M&R Wine & Spirits Importers LLC CIK Number 0001599973 Filed Document 0001599975-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Scienart Advantage Elite Fund See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569410 Filed Document 0001569410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoodWorldCreations LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001561870 Filed Document 0001465818-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edgewater Capital Partners III, LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001599752 Filed Document 0001599752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pheasant Hollow Holdings, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,037,120 Associated Brokers / Dealers Alexandrer Erlichman CIK Number 0001599419 Filed Document 0001599419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tsai Capital Fund LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521357 Filed Document 0000945621-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001581311 Filed Document 0001140361-14-006937 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SADDLE PEAK INVESTMENTS, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355052 Filed Document 0001355052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUSCIOS OFFSHORE FUND SPC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373717 Filed Document 0001373717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Global Small Cap Fund, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598695 Filed Document 0001598695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Health Management LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $188,088 Associated Brokers / Dealers N/A CIK Number 0001599565 Filed Document 0001140361-14-007517 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Advisers Xanthus Fund, L.L.C. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001076673 Filed Document 0000902664-14-000830 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intalio, Inc See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,149,550 Associated Brokers / Dealers N/A CIK Number 0001291883 Filed Document 0001291883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oso Simple Technologies, Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,253,029 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OneEnergy, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $657,033 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
OFC REIT, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers William McGugin CIK Number 0001599840 Filed Document 0001599840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoReach, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $7,019,464 Associated Brokers / Dealers N/A CIK Number 0001550801 Filed Document 0001550801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM TXT Multi-Strategy Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504682 Filed Document 0001504682-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM US Institutional Trading II Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467141 Filed Document 0001467141-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Protective Technologies, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599823 Filed Document 0001599823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
INDUS EMERGING MARKETS LONG ONLY FUND, LTD. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569750 Filed Document 0000919574-14-000892 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sola Ltd See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465910 Filed Document 0000902664-14-000823 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001199937-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndax Pharmaceuticals Inc See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,728,471 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-14-006886 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Biological & Environmental Solutions, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001598652 Filed Document 0001181431-14-006546 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHARLES H MACK & ASSOCIATES INC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001161494 Filed Document 0001161494-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Rbot-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $196,000 Associated Brokers / Dealers N/A CIK Number 0001599867 Filed Document 0001599867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1132 19th Street, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001599422 Filed Document 0001599422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GEODE CAPITAL HOLDINGS LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $17,036,603 Associated Brokers / Dealers N/A CIK Number 0001269241 Filed Document 0001269241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Force Capital LTD See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459889 Filed Document 0001459889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Force Select LTD See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Lignetics Investment Corp. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001599190 Filed Document 0001599190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NW Freshfields REIT LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001599205 Filed Document 0001599234-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldbely Investor Fund I LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers N/A CIK Number 0001597953 Filed Document 0001597953-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity