|
|
D/A |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000886422
- Filed Document
- 0000919574-15-002777
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- $3,684,438
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484565
- Filed Document
- 0001484565-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629011
- Filed Document
- 0001629011-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Debt
|
|
|
D |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633442
- Filed Document
- 0001633442-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- $449,970
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635457
- Filed Document
- 0001635457-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489296
- Filed Document
- 0001489296-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-11 00:00:00 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505556
- Filed Document
- 0001140361-15-011461
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636455
- Filed Document
- 0001461373-15-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $612,480
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001141488
- Filed Document
- 0001141488-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479987
- Filed Document
- 0001479987-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435079
- Filed Document
- 0001435079-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415395
- Filed Document
- 0000919574-15-002740
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602858
- Filed Document
- 0001602858-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001221331
- Filed Document
- 0001221331-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502963
- Filed Document
- 0001507943-15-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459930
- Filed Document
- 0000902664-15-001608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571805
- Filed Document
- 0001571805-15-000004
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387215
- Filed Document
- 0000919574-15-002764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001305637
- Filed Document
- 0000919574-15-002752
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635714
- Filed Document
- 0001461859-15-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Summit Equities Inc., Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0001401576
- Filed Document
- 0000943663-15-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001067406
- Filed Document
- 0001067406-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324621
- Filed Document
- 0001324621-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634610
- Filed Document
- 0001634610-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Randall Byrnes
- CIK Number
- 0001467238
- Filed Document
- 0001478747-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563559
- Filed Document
- 0000945621-15-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc.
- CIK Number
- 0001626294
- Filed Document
- 0001626347-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636188
- Filed Document
- 0001636188-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC
- CIK Number
- 0001189739
- Filed Document
- 0000902664-15-001615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414641
- Filed Document
- 0001414641-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636145
- Filed Document
- 0001636145-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lighthouse Managed Futures Fund, L.L.C. - Lighthouse Composite Series
See All Filings
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001401970
- Filed Document
- 0001401970-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635661
- Filed Document
- 0001635661-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust
See All Filings
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pzena Financial Services, LLC
- CIK Number
- 0001592345
- Filed Document
- 0001393725-15-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593540
- Filed Document
- 0001593540-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC
See All Filings
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001522454
- Filed Document
- 0001522454-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635657
- Filed Document
- 0001635661-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001615041
- Filed Document
- 0001615041-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $50,202,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634907
- Filed Document
- 0001634907-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $8,730,000
- Associated Brokers / Dealers
- T.R. Winston and Company
- CIK Number
- 0001633307
- Filed Document
- 0001633307-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605907
- Filed Document
- 0001192482-15-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444206
- Filed Document
- 0001444206-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0001135582
- Filed Document
- 0000943663-15-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001626952
- Filed Document
- 0001626952-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc.
- CIK Number
- 0000921470
- Filed Document
- 0000943663-15-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562386
- Filed Document
- 0001562386-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551187
- Filed Document
- 0000945621-15-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Fordham Financial Management, Inc.
- CIK Number
- 0001614809
- Filed Document
- 0001614809-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $5,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566179
- Filed Document
- 0001566179-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-10 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598730
- Filed Document
- 0001598730-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|