|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- Halen Capital
- CIK Number
- 0001599340
- Filed Document
- 0001599340-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc., Rob Shor Insurance Associates, Inc., FAS Corp., and UBS Financial Services
- CIK Number
- 0001132469
- Filed Document
- 0001132469-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600296
- Filed Document
- 0001600296-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Real Estate Securities Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001381354
- Filed Document
- 0001393725-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597356
- Filed Document
- 0001597356-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001422652
- Filed Document
- 0001422652-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Capital Investment Partners LLC
- CIK Number
- 0001427782
- Filed Document
- 0001427782-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Suntrust Investment Services, Inc., UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., Primores AG, and APB Financial Group
- CIK Number
- 0001497810
- Filed Document
- 0001422652-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600536
- Filed Document
- 0001600536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589814
- Filed Document
- 0001589814-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001381358
- Filed Document
- 0001393725-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600455
- Filed Document
- 0001600455-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542746
- Filed Document
- 0001542746-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $6,454,761
- Associated Brokers / Dealers
- Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ENVESTNET.COM INC.
- CIK Number
- 0001282700
- Filed Document
- 0001013594-14-000215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $10,249,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432491
- Filed Document
- 0001432491-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578744
- Filed Document
- 0001315863-14-000108
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $49,513,148
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557975
- Filed Document
- 0001595216-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600472
- Filed Document
- 0001600472-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574014
- Filed Document
- 0001013594-14-000222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599653
- Filed Document
- 0001599653-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $241,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001130605
- Filed Document
- 0001140361-14-009098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600991
- Filed Document
- 0001600991-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC
- CIK Number
- 0001291322
- Filed Document
- 0001013594-14-000211
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428891
- Filed Document
- 0000902664-14-001317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $2,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600705
- Filed Document
- 0001600705-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570390
- Filed Document
- 0001570390-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593757
- Filed Document
- 0001593757-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001160397
- Filed Document
- 0001160397-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $4,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600733
- Filed Document
- 0001104659-14-012305
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001540997
- Filed Document
- 0001422652-14-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- David Lavine
- CIK Number
- 0001600589
- Filed Document
- 0001600589-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393021
- Filed Document
- 0001013594-14-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587664
- Filed Document
- 0001587664-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574012
- Filed Document
- 0001013594-14-000216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001023399
- Filed Document
- 0000919574-14-001913
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496311
- Filed Document
- 0000897423-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $10,098,734
- Associated Brokers / Dealers
- Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, Deutsche Bank Securities, Inc., Foreside Fund Services, LLC, SunTrust Banks, Inc., Stifel, Nicolaus & Company, Incorporated, and Deutsche Bank Trust Company Americas
- CIK Number
- 0001323161
- Filed Document
- 0001422652-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $3,607,500
- Associated Brokers / Dealers
- Mari Jo Larkin, James Duhon, Tom Gilleland, Guy Mohead, John Morgan, Jason Pitts, Mitch Plumlee, Lori Price, Joey Broussard, Scott Johnson, Tim Lottman, Mike Martin, Jr., Mike Martin, Sr., Vincent Monti, Josh Walters, Joe Harper, Adam Jones, and David Sudderth
- CIK Number
- 0001596437
- Filed Document
- 0001596437-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Mineral Property
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $38,235,562
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366527
- Filed Document
- 0001366527-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600650
- Filed Document
- 0001600650-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600546
- Filed Document
- 0001600546-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001130724
- Filed Document
- 0001130724-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356913
- Filed Document
- 0001013594-14-000224
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598826
- Filed Document
- 0001598826-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC
- CIK Number
- 0001291380
- Filed Document
- 0001013594-14-000212
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001311654
- Filed Document
- 0000919574-14-001912
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567468
- Filed Document
- 0001567468-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SG Americas Securities, LLC
- CIK Number
- 0001542699
- Filed Document
- 0001140361-14-008978
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|