Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Renewable Energy Trust Capital, Inc. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers ROTH CAPITAL PARTNERS, LLC and MARATHON CAPITAL, LLC CIK Number 0001550826 Filed Document 0000947871-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUANTIA CORP See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001316016 Filed Document 0001231919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIG Fedeler 1-33H, GP See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001600487 Filed Document 0001354488-14-000820 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ACM Permanent Crops, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001600078 Filed Document 0001600078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMEGRAIN, INC. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001600336 Filed Document 0001600336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Turner Real Estate Fund III, L.P. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $51,500,000 Associated Brokers / Dealers Spire Wealth Management, LLC CIK Number 0001600193 Filed Document 0001600193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $6,274,503 Associated Brokers / Dealers John M. Nash, Ramon Bowers, Allen Klenke, and Timothy Hickman CIK Number 0001135856 Filed Document 0001135856-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Star-West Great Northern REIT, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598509 Filed Document 0001598499-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Swinging Down, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600048 Filed Document 0001600048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BOWL NY1 LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001599593 Filed Document 0001599593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Star-West West Covina REIT II, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598500 Filed Document 0001598499-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Prism Quant Fund I, LP See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600119 Filed Document 0001600119-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PINEHURST PARTNERS LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES INC., FIMAT USA, LLC, Flagler Drive Financial, L.P., and Morgan Stanley Smith Barney CIK Number 0001166503 Filed Document 0001166503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Procyon Partners, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542238 Filed Document 0001542238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $5,876,371 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kitsap Mall Holdings II, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598454 Filed Document 0001598518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KINESTRAL TECHNOLOGIES, INC. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001531034 Filed Document 0001531034-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $872,008 Associated Brokers / Dealers Kirk Penland, Dan Golesh, Ken Prodger, and Troy Hammond CIK Number 0001135856 Filed Document 0001135856-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avidity NanoMedicines LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $9,067,850 Associated Brokers / Dealers N/A CIK Number 0001599901 Filed Document 0001599901-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Spinal Simplicity, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001507286 Filed Document 0001507286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Johnston Capital Partners Fund I, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473541 Filed Document 0001439914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROBINSON GROWTH & INCOME FUND I, LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507937 Filed Document 0000913849-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Star-West Belden REIT, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598515 Filed Document 0001598518-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GNS Hillier Onshore Growth Fund See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600036 Filed Document 0001600036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TWM HIGH YIELD 2008 PARTNERSHIP LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001424089-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corbin Macro Fund, Ltd. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001589421 Filed Document 0001589421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UniRisX, LLC See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001467494 Filed Document 0001209191-14-010660 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG Global Long-Short Fund See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001600147 Filed Document 0000902664-14-001183 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BAUPOST LTD PARTNERSHIP 1983 A-1 See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000715915 Filed Document 0001599483-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Nutrition, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DEKEL PARTNERS, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458762 Filed Document 0000919574-14-001176 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernstein Alternative Investment Strategies, LLC See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512705 Filed Document 0000902664-14-000990 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Charge Payment, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599436 Filed Document 0001599436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Bramshill Opportunities Fund, LLC See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600029 Filed Document 0001600029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Archoreo, Inc. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001601054 Filed Document 0001601054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
THELEME FUND LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480782 Filed Document 0000919574-14-001803 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THELEME FUND LTD See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482967 Filed Document 0000919574-14-001810 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appian Natural Resources (UST) Fund LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001588529 Filed Document 0001588529-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-14-001012 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RA Capital Healthcare Fund LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001315082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP IV See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432917 Filed Document 0001599483-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600143 Filed Document 0001600143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $114,522 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Star-West West Covina REIT, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $58,500 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001598499 Filed Document 0001598499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ROCK CAPITAL FUND, L.P. See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866174 Filed Document 0000926877-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Global Multi-Cap Value Portfolio, L.P. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001599483 Filed Document 0001599483-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVERLOOK PERFORMANCE FUND See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES INC. CIK Number 0001459637 Filed Document 0001459637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Arch QP Partners, LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400490 Filed Document 0001315863-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxford Performance Materials, Inc. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600399 Filed Document 0001600399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity