Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ABC Pharma Acquisition Co See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $12,500 Associated Brokers / Dealers N/A CIK Number 0001613021 Filed Document 0001613021-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Real Goods Solar, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $7,006,322 Associated Brokers / Dealers N/A and N/A CIK Number 0001425565 Filed Document 0001209191-14-046969 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay Macro Fund Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521960 Filed Document 0000943663-14-000121 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW OFFSHORE FUND LTD. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496751 Filed Document 0001613349-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jello Labs, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $7,515,450 Associated Brokers / Dealers N/A CIK Number 0001591800 Filed Document 0001591800-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caeden, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001607707 Filed Document 0001607707-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Credit Opportunities Fund LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613573 Filed Document 0000919574-14-004042 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontenac X Private Capital Limited Partnership See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M20 Private Fund Advisors, LLC CIK Number 0001563641 Filed Document 0001393725-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esperion Therapeutics, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434868 Filed Document 0001104659-14-051553 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Esulep LLC Permo Fund See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC CIK Number 0001598170 Filed Document 0001598170-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Frontier Fund, L.P. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001455467 Filed Document 0001612489-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bienville Argentina Opportunities Master Fund, LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613536 Filed Document 0001613536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Emerging Market Enhanced Opportunity Fund Ltd See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518508 Filed Document 0000943663-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dScout, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613448 Filed Document 0001613448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Roth LiquidSpace I, LLC See All Filings	D	2014-07-12 00:00:00 UTC
Amount To Be Raised $3,277,473 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001613127 Filed Document 0001613127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GeneCentric Diagnostics, Inc. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000,010 Associated Brokers / Dealers N/A CIK Number 0001529224 Filed Document 0001529224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SurePure, Inc. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001452176 Filed Document 0001144204-14-042743 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
TPI COMPOSITES, INC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $7,420,000 Associated Brokers / Dealers N/A CIK Number 0001455684 Filed Document 0001455684-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Energy Opportunities Co-Investment Fund I, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613153 Filed Document 0000950142-14-001555 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nine Ten Partners LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603715 Filed Document 0001603715-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodland Hollow Apartments LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001613628 Filed Document 0001553350-14-000761 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Biltmore Apartment Homes, Ltd. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001610200 Filed Document 0001610200-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Noddings Convertible Hedge Limited Partnership See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496720 Filed Document 0001496720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nextSociety Inc. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591914 Filed Document 0001591914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Urgent-MD Nostrand Avenue J Management LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001612141 Filed Document 0001612141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Pearl Brook International Alpha Fund, LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612185 Filed Document 0001612185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Clean Plate Restaurants, Inc. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,008,333 Associated Brokers / Dealers N/A CIK Number 0001591040 Filed Document 0001580695-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
West Capital Partners Poppin LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613419 Filed Document 0000906318-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Other
LAE BPI FUND Ltd See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613226 Filed Document 0000919574-14-004027 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL DEFENSIVE U.S. EQUITY FUND See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., a part of Russell Investments CIK Number 0001440781 Filed Document 0001603833-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $12,234,713 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Planter's Crossing LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001613629 Filed Document 0001553350-14-000759 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Juntos Finanzas, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $4,834,890 Associated Brokers / Dealers N/A CIK Number 0001613681 Filed Document 0001613681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000038 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LOYAL3 Holdings, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $47,344,374 Associated Brokers / Dealers N/A CIK Number 0001571036 Filed Document 0001571036-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Punchbowl, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528702 Filed Document 0001528702-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ARDEN ALTERNATIVE ADVISERS COMPASS SPC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553874 Filed Document 0000919574-14-004022 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PieceMaker Technologies Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers Not Applicable CIK Number 0001613431 Filed Document 0001140361-14-028260 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Russell Institutional Funds LLC - Russell Global Real Estate Securities Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001582937 Filed Document 0001603833-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Centre Street Partnership, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613268 Filed Document 0001613268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAIN CAPITAL EUROPE FUND IV, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609825 Filed Document 0001612602-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Bell Partners Fund I, LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $105,250,000 Associated Brokers / Dealers N/A CIK Number 0001612325 Filed Document 0001461373-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Master Fund II, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581102 Filed Document 0001581103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Opportunity Fund, LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001496742 Filed Document 0001095449-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Natural Resources Long/Short Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554188 Filed Document 0001554188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scios Investment Partners, L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001580969 Filed Document 0001140361-14-028239 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Select Global Equity Fund, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580487 Filed Document 0001580487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEF HOLDINGS LTD. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553876 Filed Document 0000919574-14-004021 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund