Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Miller Mountain North Prospect Partners See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001597754 Filed Document 0001597754-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
True Ventures IV, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001598006 Filed Document 0001598006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Chamonix Capital Investors, LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Spire Securities, LLC CIK Number 0001600502 Filed Document 0001600502-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DEMORATI, LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001599659 Filed Document 0001599659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Senior Loan Fund II Offshore Ltd. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600019 Filed Document 0001599809-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Parallel Fund A, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600070 Filed Document 0001600070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signature Pharmaceutical Solutions V, LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001599315 Filed Document 0001599315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Post Senior Loan Offshore Fund, Ltd. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568343 Filed Document 0001568343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Division LLC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001599957 Filed Document 0001599957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altai Capital Partners Offshore, Ltd. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476711 Filed Document 0001476711-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMC Alpha Plus Fund, LP See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599551 Filed Document 0001599551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCSC INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Alan Bernard CIK Number 0001579923 Filed Document 0001579923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Horizon Credit Opportunities Fund, LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001237198 Filed Document 0001237198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treflie Global Emerging Markets Fund, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373508 Filed Document 0000919574-14-000886 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vodia Ventures Fund I, LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001570697 Filed Document 0001570697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL MINERALS LTD See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $374,822 Associated Brokers / Dealers N/A CIK Number 0001393799 Filed Document 0001183740-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Europe Technology Growth Limited Partnership See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $273,349,889 Associated Brokers / Dealers N/A CIK Number 0001557806 Filed Document 0001557806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indoor Harvest Corp See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Halcyon Senior Loan Fund I Offshore Ltd. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599809 Filed Document 0001599809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBEIMMUNE INC See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Aegis Capital Corp. and Kingsbury Capital LLC CIK Number 0001245104 Filed Document 0001245104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BOURGEON PARTNERS LP See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001103692 Filed Document 0001103692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miller Mountain North Prospect Partners See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001597754 Filed Document 0001597754-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Northlight Real Estate Opportunity Fund I L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $149,000,000 Associated Brokers / Dealers Lynx Capital, LLC CIK Number 0001594959 Filed Document 0001594959-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Makena Liquid Endowment B Associates, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596283 Filed Document 0001596283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Pacific Domestic Fund LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569462 Filed Document 0001569462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREYCROFT CO-INVEST EXTREME REACH, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $6,160,001 Associated Brokers / Dealers N/A CIK Number 0001599777 Filed Document 0001599777-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navya Network, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $265,675 Associated Brokers / Dealers N/A CIK Number 0001510058 Filed Document 0001596180-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Resolute Fund III, L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,100,000,000 Associated Brokers / Dealers N/A CIK Number 0001590219 Filed Document 0001590219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Defensive Equity Fund, L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512432 Filed Document 0001512432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morey Mercantile, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Coughlin & Company, Inc CIK Number 0001599488 Filed Document 0001599488-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GENIUS CENTRAL SYSTEMS INC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $860,810 Associated Brokers / Dealers N/A CIK Number 0001571493 Filed Document 0001140361-14-007233 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Satterfield CIK Number 0001429822 Filed Document 0001429822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&R Wine & Spirits Importers LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers M&R Wine & Spirits Importers LLC CIK Number 0001599973 Filed Document 0001599975-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Scienart Advantage Elite Fund See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569410 Filed Document 0001569410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoodWorldCreations LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001561870 Filed Document 0001465818-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edgewater Capital Partners III, LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001599752 Filed Document 0001599752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pheasant Hollow Holdings, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,037,120 Associated Brokers / Dealers Alexandrer Erlichman CIK Number 0001599419 Filed Document 0001599419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tsai Capital Fund LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521357 Filed Document 0000945621-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001581311 Filed Document 0001140361-14-006937 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SADDLE PEAK INVESTMENTS, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355052 Filed Document 0001355052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUSCIOS OFFSHORE FUND SPC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373717 Filed Document 0001373717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Global Small Cap Fund, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598695 Filed Document 0001598695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Health Management LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $188,088 Associated Brokers / Dealers N/A CIK Number 0001599565 Filed Document 0001140361-14-007517 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Advisers Xanthus Fund, L.L.C. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001076673 Filed Document 0000902664-14-000830 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intalio, Inc See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,149,550 Associated Brokers / Dealers N/A CIK Number 0001291883 Filed Document 0001291883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oso Simple Technologies, Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,253,029 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OneEnergy, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $657,033 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
OFC REIT, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers William McGugin CIK Number 0001599840 Filed Document 0001599840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoReach, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $7,019,464 Associated Brokers / Dealers N/A CIK Number 0001550801 Filed Document 0001550801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity