Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sachs Capital - SPC, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001600444 Filed Document 0001600444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SYW LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Fletcher CIK Number 0001374238 Filed Document 0001374238-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Opportunistic Growth Strategies, L.P. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499364 Filed Document 0001506274-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCHEMY INDIA FUND (CAYMAN) PARTNERS LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428910 Filed Document 0001019056-14-000268 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
KonaRed Corp See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001527355 Filed Document 0001085037-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Naperville Retail Center DST See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $11,822,500 Associated Brokers / Dealers Michael C. Schulmerich, Inland Securities Corporation, Christina S. Nielson, Richard S. Hyams, Dominick A. Ciocia, Harry R. Tyler, Eric S. Scaff, John H. Scully, Joseph A. Nugent, Mark A. Vanvoorhees, Robert A. Cannon, Corbin S. Thomas, Justin C. Lowy, Patrick R. Conway, Vinton D. Hartmann, Steven H. Murphy, Douglas W. Studer, Gregory A. Block, Michael P. Black, Robert R. Tweed, Bryan L. Stewart, Richard H. Hickman, Mark G. Kosanke, Gregory A. Merritt, Stephen K. Davis, Michael C. Ajello, William B. Elson, Eric A. Bicknese, and Clovis M. Morrison CIK Number 0001584586 Filed Document 0001584586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Evogen, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $1,580,000 Associated Brokers / Dealers N/A CIK Number 0001170875 Filed Document 0001170875-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $33,322 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MICHE BAG HOLDINGS, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $5,656,000 Associated Brokers / Dealers N/A CIK Number 0001532610 Filed Document 0001192482-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Real Estate, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Titan Securities CIK Number 0001600364 Filed Document 0001600364-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
YA Global Investments II (U.S.), LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462269 Filed Document 0000902664-14-001208 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareCap LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001582254 Filed Document 0001582254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Morningside China TMT Fund III, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $307,500,000 Associated Brokers / Dealers N/A CIK Number 0001599768 Filed Document 0001572426-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Other
Brookline Pope Asset Fund I, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440543 Filed Document 0001440543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Equity
Candlewood Structured Credit Fund, Ltd See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kelson Capital LLC, Far Hills Group, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001542434 Filed Document 0001542434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEDERAL TAX AUTHORITY, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001479640 Filed Document 0001449374-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SC PLI I LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001600452 Filed Document 0001600452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Heartland Arkansas Equity Fund I, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $9,241,939 Associated Brokers / Dealers N/A CIK Number 0001599138 Filed Document 0001599138-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
JAM Partners, LP See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501284 Filed Document 0001501284-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Vision Knight Capital (China) Fund II, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001600793 Filed Document 0001600793-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AFM-RGI-Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $91,250 Associated Brokers / Dealers N/A CIK Number 0001588643 Filed Document 0001588643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Birch Grove Credit Strategies Fund LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590733 Filed Document 0000902664-14-001291 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AL-Mediaspike-Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $496,750 Associated Brokers / Dealers N/A CIK Number 0001588640 Filed Document 0001588640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569808 Filed Document 0000898432-14-000268 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Reach Real Estate Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560688 Filed Document 0001560688-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SCS Private Equity Fund III, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599728 Filed Document 0001599728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEX PARTNERS IV LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001593476 Filed Document 0001140361-14-008738 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCI LONG SHORT EQUITY FUND, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599179 Filed Document 0001209191-14-012990 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Frame, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $1,534,988 Associated Brokers / Dealers N/A CIK Number 0001600512 Filed Document 0001600512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHT.MD INC. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600537 Filed Document 0001600537-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tarpon Biosystems Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001411180 Filed Document 0001411180-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ZENTECH MANUFACTURING, INC. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001548493 Filed Document 0001548493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
First Life & Casualty Reinsurance Company, Ltd. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001590571 Filed Document 0001590571-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Reven Pharmaceuticals, Inc. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Futures Investment Company CIK Number 0001556231 Filed Document 0000897069-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Petros-Pacesetter Arkansas Fund I, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $5,567,433 Associated Brokers / Dealers N/A CIK Number 0001599021 Filed Document 0001599021-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Tontine Capital Partners II, L.P. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-14-001219 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Miche Blocker Super Senior 3 Preferred Holdings, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $5,656,000 Associated Brokers / Dealers N/A CIK Number 0001599788 Filed Document 0001192482-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Exotic Beta Fund Ltd. See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545296 Filed Document 0000902664-14-001214 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $43,622 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Enhance Entertainment, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578854 Filed Document 0001560688-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
YA Global Investments (U.S.), LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459886 Filed Document 0000902664-14-001207 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morningside China TMT Special Opportunity Fund, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $102,500,000 Associated Brokers / Dealers N/A CIK Number 0001599767 Filed Document 0001572426-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hospital for Special Surgery, L.L.C. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $236,500 Associated Brokers / Dealers Hospital for Special Surgery, L.L.C. CIK Number 0001600591 Filed Document 0001600591-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alokin Industries LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600539 Filed Document 0001600539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AL-HeartThis-Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $118,000 Associated Brokers / Dealers N/A CIK Number 0001592404 Filed Document 0001592404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Candlewood Structured Credit Fund, LP See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kelson Capital LLC, Far Hills Group, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001510075 Filed Document 0001510075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Global Healthcare Associates Fund, L.P. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600226 Filed Document 0000902664-14-001240 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dillon Capital Fund I, LP See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600264 Filed Document 0001562555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digity, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $63,856,600 Associated Brokers / Dealers N/A CIK Number 0001599740 Filed Document 0001140361-14-008453 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569554 Filed Document 0000898432-14-000267 Exclusions or Exemptions 506b Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund