Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KIG Investment Partnership, L.P. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001568104 Filed Document 0001568104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Offshore Utility Fund, Ltd. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001049822 Filed Document 0001315863-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheetah Medical, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $28,849,535 Associated Brokers / Dealers N/A CIK Number 0001573285 Filed Document 0001573285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SR16 West Mission Road, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001600893 Filed Document 0001600893-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
McCutchen Group Investment Fund Series LLC 2009 Opportunistic Portfolio See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $30,105,220 Associated Brokers / Dealers N/A CIK Number 0001600366 Filed Document 0001565908-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2014 DIF See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601840 Filed Document 0001601840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pentegra Retirement Trust See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pentegra Distributors, Inc. CIK Number 0000759947 Filed Document 0000759947-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580180 Filed Document 0001575909-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Shulogique, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001598982 Filed Document 0001598982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z TRIM HOLDINGS, INC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001052257 Filed Document 0001052257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Cobalt Medical Opportunity Fund II, LP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600872 Filed Document 0001600872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-ASchool-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $206,980 Associated Brokers / Dealers N/A CIK Number 0001600533 Filed Document 0001600533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544274 Filed Document 0001544274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
133 Greenwich Hotel, LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001551438 Filed Document 0001551438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Lazard Emerging Markets Debt Blend Fund (US), L.P. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001569081 Filed Document 0001569081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG DIVERSIFIED STRATEGIES FUND L P See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356649 Filed Document 0001356649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VirtualU, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576074 Filed Document 0001576074-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $33,983,080 Associated Brokers / Dealers Rick Kimbrough CIK Number 0001135856 Filed Document 0001135856-14-000097 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mt Kemble Value Equity Fund I, LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542663 Filed Document 0001542663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCava, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Oak Park Market Neutral Partners L.P. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087989 Filed Document 0001095449-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Islet Sciences, Inc See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers COVA CAPITAL PARTNERS, LLC CIK Number 0001425919 Filed Document 0001532199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TAG RELATIVE VALUE FUND L P See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001284573 Filed Document 0001284573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Utility Fund, L.P. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048758 Filed Document 0001315863-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EarLens Corp See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $38,757,945 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (GBP Feeder), Ltd. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600886 Filed Document 0000950142-14-000518 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Funds SICAV See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001539798 Filed Document 0001140361-14-009170 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse SRI Global Long/Short Fund, LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Slocum & Associates, Inc. CIK Number 0001575909 Filed Document 0001575909-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK EQUITY GROUP, LLC See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Peak Equity Group, LLC CIK Number 0001600738 Filed Document 0001600738-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
CRYSTALPLEX CORP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0000898432-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Altalis Capital Partners, LP See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-14-001933 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $10,466,708 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alliance Mortgage Fund LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595297 Filed Document 0001595297-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $3,717,936 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARLINGTON GLOBAL VALUE FUND L P See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336025 Filed Document 0001336025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Coast Venture Fund, L.P. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600796 Filed Document 0001600796-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bongiovi Media & Technology, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001545049 Filed Document 0001019687-14-000643 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Compology, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600835 Filed Document 0001600835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BIO Wellness, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001512148 Filed Document 0001512148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bulu, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $2,163,005 Associated Brokers / Dealers N/A CIK Number 0001600853 Filed Document 0001600853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
RREEF REAL ESTATE SECURITIES COMMINGLED FUND LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217697 Filed Document 0001217697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001159160 Filed Document 0001356649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Tacoma Hotel, LP See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers Vaughan de Kirby CIK Number 0001600842 Filed Document 0001600842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-009016 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Theorema Europe Fund Plus, Ltd. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489296 Filed Document 0001489296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Theorema Europe Fund Ltd See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350859 Filed Document 0001350859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mineralist, Inc. See All Filings	D	2014-02-24 00:00:00 UTC
Amount To Be Raised $1,702,000 Associated Brokers / Dealers N/A CIK Number 0001600895 Filed Document 0001600892-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MQ Global Macro Fund LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533812 Filed Document 0001533812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG DISTRESSED DEBT FUND II LLC See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443774 Filed Document 0001443774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VirtualU, Inc. See All Filings	D/A	2014-02-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576074 Filed Document 0001576074-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity