Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497049 Filed Document 0001497049-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONE PINE RESOURCES CANADA LTD. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $32,531,142 Associated Brokers / Dealers N/A CIK Number 0001048278 Filed Document 0001104659-14-011012 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CHATHAM ASSET HIGH YIELD OFFSHORE FUND, LTD. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314062 Filed Document 0000919574-14-001849 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alyeska Fund 2, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599658 Filed Document 0001599658-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CCRE SEF Investors I, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001599935 Filed Document 0001599935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Broad Street Real Estate Opportunity Fund, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550845 Filed Document 0001550845-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAST, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600335 Filed Document 0001140361-14-008223 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Desert Mountain Land Holdings Fund I, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001600279 Filed Document 0001600279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bayview Opportunity Domestic IVa, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001594384 Filed Document 0000902664-14-001236 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Builders Fund LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001595804 Filed Document 0001013594-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HalenHardy, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001600377 Filed Document 0001600377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CSRA 2700 S. Las Vegas, DST See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $33,275,000 Associated Brokers / Dealers N/A CIK Number 0001600333 Filed Document 0001600333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
VYCOR MEDICAL INC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Garden State Securities, Inc CIK Number 0001424768 Filed Document 0001145443-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PIP Vault, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001598356 Filed Document 0001598356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Q CARE INTERNATIONAL LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001034485 Filed Document 0001034485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE NATURAL RESOURCES, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Company, Inc. CIK Number 0001268349 Filed Document 0001268349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476059 Filed Document 0001268349-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Aleutian Fund, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456386 Filed Document 0001456386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Avidity NanoMedicines LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $9,067,850 Associated Brokers / Dealers N/A CIK Number 0001599901 Filed Document 0001599901-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WIND ROSE FUND LTD See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vilas Fund, LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600375 Filed Document 0001600375-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mayfield India II, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566761 Filed Document 0001566761-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Europe Opportunities Fund, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001484188 Filed Document 0001405086-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MERRITT COMMUNITY CAPITAL FUND XVI, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $80,500,000 Associated Brokers / Dealers N/A CIK Number 0001600254 Filed Document 0001600254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buchanan Mortgage Holdings, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers n/a CIK Number 0001594439 Filed Document 0001594439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PharmRight Corp See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers J. Randall Parker CIK Number 0001600431 Filed Document 0001600431-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Symphony Event Driven Opportunities Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invincea, Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $17,325,444 Associated Brokers / Dealers N/A CIK Number 0001459375 Filed Document 0001459375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Asset Partners High Yield Fund LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296063 Filed Document 0000919574-14-001848 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chatham Eureka Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485024 Filed Document 0000919574-14-001850 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archeio Technologies, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600183 Filed Document 0001600183-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JHO I LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001600304 Filed Document 0001600304-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Mobidia Technology Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $38,901 Associated Brokers / Dealers N/A CIK Number 0001477210 Filed Document 0001140361-14-008380 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BlueCreek Net Realty Fund I, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001600312 Filed Document 0001600312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SC INDIA PRINCIPALS FUND IV LTD. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599942 Filed Document 0001599942-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solimar Associates LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,037,588 Associated Brokers / Dealers N/A CIK Number 0001606305 Filed Document 0001606305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BLR Capital Partners, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001281170 Filed Document 0000919574-14-001847 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAION AG See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,349,671 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Microventure Marketplace Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers William Clark CIK Number 0001511691 Filed Document 0001511691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Carrhae Capital Long Master Fund Ltd See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599934 Filed Document 0000902664-14-001195 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Pinnacle Physicals & Financing LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436620 Filed Document 0001268349-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VANDEVEER PARTNERS, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commerce Square Trading CIK Number 0000899348 Filed Document 0000899348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND LEGEND FUND LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569687 Filed Document 0001405086-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Warren County PC#1, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,704,000 Associated Brokers / Dealers N/A CIK Number 0001569943 Filed Document 0001569943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $70,322 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baring Investment Series, LLC - Baring Focused EAFE Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576352 Filed Document 0001576352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Surgical Products IX, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001600168 Filed Document 0001600168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Curoverse, Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,699,999 Associated Brokers / Dealers N/A CIK Number 0001586571 Filed Document 0001586571-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity