Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICG Access Fund, LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corrum Capital Global Credit Opportunities Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001398986 Filed Document 0001398986-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueTrend Fund L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440344 Filed Document 0001315863-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YuppTV, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001601381 Filed Document 0000892303-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EDEN CAPITAL PARTNERS LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460133 Filed Document 0001315863-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bill The Butcher, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Finance 500, Inc. and Halen Capital CIK Number 0001375554 Filed Document 0001185185-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cedar Lake Partners LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601422 Filed Document 0001601422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUIMO LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Deerfield Special Situations Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354395 Filed Document 0001354395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan of State College, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001601958 Filed Document 0001601958-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo and Benefit Finance Securities CIK Number 0000005108 Filed Document 0000005108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
AtheroNova Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Philadelphia Brokerage Corporation CIK Number 0001377053 Filed Document 0001377053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Principal Enhanced Property Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001293213 Filed Document 0001293213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pax8, Inc. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Royal Capital Value Fund (QP) LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414064 Filed Document 0001315863-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartford Alternative Strategies Fund See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531230 Filed Document 0000945621-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAINDANCE TECHNOLOGIES INC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $41,948,352 Associated Brokers / Dealers N/A CIK Number 0001391950 Filed Document 0001391950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD NAVIGATOR FUND, LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386867 Filed Document 0001133521-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pascal Metrics Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601402 Filed Document 0001601402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
STEELHEAD PATHFINDER FUND LTD See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387714 Filed Document 0001133521-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 23, LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601470 Filed Document 0001601470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mustang Investment Holdings L.P. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601029 Filed Document 0001601380-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
VERIZON COMMUNICATIONS INC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman Sachs & Co., J.P.Morgan Securities LLC, Morgan Stanley & Co. Incorporated, and The Williams Capital Group, L.P. CIK Number 0000732712 Filed Document 0001209191-14-015113 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
Gutc Brands Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001602390 Filed Document 0001602390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fiera USA US Equities Fund LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601406 Filed Document 0000950103-14-001479 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AllBlue Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440550 Filed Document 0001315863-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG MEADOW HOLDINGS LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019594 Filed Document 0001140361-14-010204 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornovus Pharmaceuticals Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $1,590,944 Associated Brokers / Dealers N/A CIK Number 0001600112 Filed Document 0001600112-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Eden Strategic Income Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507631 Filed Document 0001315863-14-000134 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAMESTOWN Premier Property Fund, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001537113 Filed Document 0001537113-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
BDR Yarrow Point II LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601374 Filed Document 0001601374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ZFI Capital, L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143692 Filed Document 0001143692-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Centric Investco #1, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $779,004 Associated Brokers / Dealers N/A CIK Number 0001600982 Filed Document 0001600982-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BSP Absolute Return Fund of Funds LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520290 Filed Document 0001315863-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabelli International Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001412410 Filed Document 0000919574-14-002006 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPIAN CORP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001441683 Filed Document 0001441683-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ALPHABRIDGE FIXED INCOME FUND, LTD. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stratton Capital Management, Ltd. CIK Number 0001137697 Filed Document 0001405086-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
DEERFIELD PARTNERS, LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301041 Filed Document 0001301041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueTrend Fund Ltd See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440342 Filed Document 0001315863-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consector Partners LP See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Patrick O'Meara CIK Number 0001415627 Filed Document 0001019056-14-000312 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENVENUE MEDICAL INC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001313047 Filed Document 0001520325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BlueCrest Mercantile Fund L.P. See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486563 Filed Document 0001315863-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABCT Holdings, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001600244 Filed Document 0001600244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GULFSIDE CAPITAL MANAGEMENT, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHRISTOPHER E. P. NALLEY CIK Number 0001599848 Filed Document 0001599848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wild Squirrel LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001601294 Filed Document 0001601294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CipherPoint Software, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $455,956 Associated Brokers / Dealers N/A CIK Number 0001528908 Filed Document 0001528908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Caspida, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $9,525,000 Associated Brokers / Dealers N/A CIK Number 0001601526 Filed Document 0001601526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Dakota LNG, LLC See All Filings	D/A	2014-02-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Dougherty & Company LLC CIK Number 0001600233 Filed Document 0001600233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Apollo Total Return Fund (Exempt) LP See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600911 Filed Document 0000950142-14-000537 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity