|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $6,289,694
- Associated Brokers / Dealers
- Richard Kimbrough and Rhonda Miller
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537016
- Filed Document
- 0001315863-14-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $6,211,604
- Associated Brokers / Dealers
- Mark Maizel and Andrew Kraus
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $3,770,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600252
- Filed Document
- 0001600252-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599942
- Filed Document
- 0001599942-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504674
- Filed Document
- 0001504674-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400345
- Filed Document
- 0001315863-14-000103
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598518
- Filed Document
- 0001598518-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369592
- Filed Document
- 0000926877-14-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian D. Marvin, Adam T. Taylor, and Dace Blaskovitz
- CIK Number
- 0001351337
- Filed Document
- 0000898432-14-000239
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313083
- Filed Document
- 0000919574-14-001192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598516
- Filed Document
- 0001598518-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000715916
- Filed Document
- 0001599483-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $35,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558470
- Filed Document
- 0001558470-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- XT Capital Partners, LLC
- CIK Number
- 0001571005
- Filed Document
- 0001571005-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599432
- Filed Document
- 0001599432-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC
- CIK Number
- 0001384000
- Filed Document
- 0001140361-14-007287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558744
- Filed Document
- 0001558744-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $51,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600091
- Filed Document
- 0001600091-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313153
- Filed Document
- 0000919574-14-001197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Genesis Capital, LLC
- CIK Number
- 0001492851
- Filed Document
- 0001492851-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian D. Marvin, Adam T. Taylor, and Dace Blaskovitz
- CIK Number
- 0001092748
- Filed Document
- 0000898432-14-000241
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $1,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598993
- Filed Document
- 0001598993-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600295
- Filed Document
- 0001600295-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- XT Capital Partners, LLC
- CIK Number
- 0001476881
- Filed Document
- 0001476881-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391245
- Filed Document
- 0000899140-14-000276
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $510,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001600199
- Filed Document
- 0001600199-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- XT Capital Partners, LLC
- CIK Number
- 0001545724
- Filed Document
- 0001545724-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598536
- Filed Document
- 0001598499-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600325
- Filed Document
- 0001600325-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543098
- Filed Document
- 0001543098-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598456
- Filed Document
- 0001598499-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $128,338,654
- Associated Brokers / Dealers
- Donald Harrington and Robert Richards
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508630
- Filed Document
- 0001013594-14-000153
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483363
- Filed Document
- 0000902664-14-001007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598510
- Filed Document
- 0001598499-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $17,247,904
- Associated Brokers / Dealers
- John Michael Nash and Robert Bracco
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460975
- Filed Document
- 0000902664-14-000989
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $8,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594561
- Filed Document
- 0001594561-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001118329
- Filed Document
- 0001599483-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598533
- Filed Document
- 0001598518-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $3,152,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597266
- Filed Document
- 0001597266-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $58,500
- Associated Brokers / Dealers
- First Liberties Securities dba First Liberties Financial
- CIK Number
- 0001598501
- Filed Document
- 0001598499-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $7,485
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542857
- Filed Document
- 0001542857-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $709,299
- Associated Brokers / Dealers
- Mark Maizel and Andrew Kraus
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- $802,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600229
- Filed Document
- 0001600229-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., UBS AG, Goldman Sachs (Asia) L.L.C., Avalon Wealth Management LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Commerce Street Capital, LLC, and J.P. Morgan Securities LLC
- CIK Number
- 0001563274
- Filed Document
- 0001563274-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409839
- Filed Document
- 0001424089-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537015
- Filed Document
- 0001315863-14-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian D. Marvin, Adam T. Taylor, and Dace Blaskovitz
- CIK Number
- 0001095205
- Filed Document
- 0000898432-14-000240
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|