Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mariners LB Holdings, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001601073 Filed Document 0001601073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knightscope, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600983 Filed Document 0001600983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tommie Copper Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516065 Filed Document 0001405086-14-000107 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BROOKSIDE CAYMAN PA LTD See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276762 Filed Document 0001599483-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Credit Opportunities - Series C See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001600954 Filed Document 0001140361-14-009903 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Choral Financial Fund, LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Bradley J. Ness CIK Number 0001417442 Filed Document 0001417442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Valley Next Gen Ventures Fund 1 (a separate series of LLC interests) See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601048 Filed Document 0001601048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remedy Pharmaceuticals, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,374,440 Associated Brokers / Dealers PERAZA CAPITAL AND INVESTMENT, LLC CIK Number 0001501657 Filed Document 0001601029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LightSide Labs, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601956 Filed Document 0001601956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GOLDMAN SACHS INVESTMENT PARTNERS MANAGER OFFSHORE EMPLOYEE FUND LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001424676 Filed Document 0001140361-14-010087 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartflow, Inc. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $106,699,880 Associated Brokers / Dealers N/A CIK Number 0001464521 Filed Document 0001464521-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ancile Global Diversification Fund I LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321908 Filed Document 0001321908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AIM-Variable-2014 LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $559,800 Associated Brokers / Dealers N/A CIK Number 0001598876 Filed Document 0001598876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GYP Holdings I Corp. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001600438 Filed Document 0000895345-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Fusion Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $2,081,772 Associated Brokers / Dealers N/A CIK Number 0001465369 Filed Document 0001140361-14-009720 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vostu, Ltd. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $445,582 Associated Brokers / Dealers none CIK Number 0001440573 Filed Document 0001440573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fintan Partners Institutional Fund I, Ltd. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601058 Filed Document 0001140361-14-009698 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Value Equity Fund (Delaware), L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600265 Filed Document 0000950103-14-001432 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE EMPLOYEE FUND LTD See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001424661 Filed Document 0001140361-14-010082 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JABCAP Event Driven Fund, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542717 Filed Document 0001542668-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JABCAP Event Driven Fund Ltd See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542716 Filed Document 0001542668-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Campus-Clarion Student Housing Partners, LP See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001598901 Filed Document 0001598901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockdale Resources Corp See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,000,020 Associated Brokers / Dealers N/A CIK Number 0001368637 Filed Document 0001255294-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Chesson Laboratory Associates Inc See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001393958 Filed Document 0001393958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Pomelo Domestic Fund LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC and Barclays Capital Inc. CIK Number 0001543249 Filed Document 0001013594-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600839 Filed Document 0000935836-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
OAKTREE MEZZANINE FUND IV (CAYMAN), L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601114 Filed Document 0001181431-14-009618 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Intermediate Fund LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486235 Filed Document 0001486235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cross Shore Overseas Fund, Ltd. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DETWILER FENTON WEALTH MANAGEMENT INC, OMNICAP, LLC, UBS FINANCIAL SERVICES INC., and AMERIPRISE FINANCIAL SERVICES, INC. CIK Number 0001447598 Filed Document 0000919574-14-001967 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Alakea, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001600736 Filed Document 0001600736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BROOKSIDE CAYMAN LTD See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133346 Filed Document 0001599483-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DreamFactory Software, Inc See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001347822 Filed Document 0001347822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SI Southwest Oklahoma City Memory, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $2,410,000 Associated Brokers / Dealers N/A CIK Number 0001601126 Filed Document 0001601126-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Power Capital Resources, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601067 Filed Document 0001580695-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Gamma 2 Robotics, Inc See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601549 Filed Document 0001601549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
JABCAP Global Convertible Fund Ltd See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542719 Filed Document 0001542668-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Partners Opportunity Fund L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485627 Filed Document 0001140361-14-009685 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE RESTRUCTURING FUND LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Central Park Group, and Deutsche Bank Securities, Inc. CIK Number 0001201081 Filed Document 0001315863-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund I, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
JABCAP EMEA Fund Ltd See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542672 Filed Document 0001542668-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek MD Levered Fund, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390640 Filed Document 0000898432-14-000294 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Value Equity Fund (Cayman), L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600271 Filed Document 0000950103-14-001433 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rewards That Count, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001598158 Filed Document 0001598158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Boyu Capital Fund II, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595810 Filed Document 0001595810-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Investment Partners Offshore, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001420395 Filed Document 0001140361-14-010086 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JABCAP Multi Strategy Fund Ltd See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542710 Filed Document 0001542668-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVALARA INC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $29,999,996 Associated Brokers / Dealers N/A CIK Number 0001348036 Filed Document 0001348036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EIP GROWTH & INCOME FUND, A SERIES OF EIP INVESTMENT TRUST See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375169 Filed Document 0001601029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCOR L P See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337961 Filed Document 0001337961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPJ Management, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001552757 Filed Document 0001552757-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity