|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577088
- Filed Document
- 0001577088-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $132,780
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600531
- Filed Document
- 0001600531-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Bizdrive USA
- CIK Number
- 0001600883
- Filed Document
- 0001600883-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mark Cone, Paul O'Grady, Kevin Moutes, and Jerry MacDonald
- CIK Number
- 0001197407
- Filed Document
- 0001507943-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001600652
- Filed Document
- 0001600652-14-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-23 00:00:00 UTC |
- Amount To Be Raised
- $535,527
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596558
- Filed Document
- 0001596558-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-02-23 00:00:00 UTC |
- Amount To Be Raised
- $4,245,846
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544768
- Filed Document
- 0001544768-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001229576
- Filed Document
- 0000902664-14-001327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600673
- Filed Document
- 0001600673-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
High Quality Fixed Income Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001381361
- Filed Document
- 0001393725-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $20,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464805
- Filed Document
- 0001464805-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569031
- Filed Document
- 0001569031-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570259
- Filed Document
- 0001570259-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SG Americas Securities, LLC
- CIK Number
- 0001542695
- Filed Document
- 0001140361-14-008976
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567769
- Filed Document
- 0000950142-14-000494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
High Yield Fixed Income Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PRINCOR FINANCIAL SERVICES CORPORATION
- CIK Number
- 0001381362
- Filed Document
- 0001393725-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351764
- Filed Document
- 0000919574-14-001915
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599652
- Filed Document
- 0001599653-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600718
- Filed Document
- 0000913849-14-000075
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc., Rob Shor Insurance Associates, Inc., FAS Corp., and UBS Financial Services
- CIK Number
- 0001132469
- Filed Document
- 0001132469-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $16,742,425
- Associated Brokers / Dealers
- Patrick Sullivan, Andrew McGinnis, and Dave Buckalew
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Capital Investment Partners LLC
- CIK Number
- 0001427782
- Filed Document
- 0001427782-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596121
- Filed Document
- 0001596121-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $8,380,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600701
- Filed Document
- 0001600701-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571887
- Filed Document
- 0001571887-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $50,043,267
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458962
- Filed Document
- 0001458962-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $13,028,082
- Associated Brokers / Dealers
- Bryant Kirk, Michael Leonard, Douglas Coughlin, and Douglas Braff
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $2,525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600613
- Filed Document
- 0001600613-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ENVESTNET.COM INC.
- CIK Number
- 0001206259
- Filed Document
- 0001013594-14-000214
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $5,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587076
- Filed Document
- 0001587076-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001456071
- Filed Document
- 0001422652-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574016
- Filed Document
- 0001013594-14-000221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466795
- Filed Document
- 0001013594-14-000219
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377062
- Filed Document
- 0001405086-14-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001577067
- Filed Document
- 0001577067-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600687
- Filed Document
- 0001600687-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600797
- Filed Document
- 0001600797-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561799
- Filed Document
- 0001561799-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Radnor Research & Trading Company LLC
- CIK Number
- 0001482361
- Filed Document
- 0001213900-14-001128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351763
- Filed Document
- 0000919574-14-001914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- Halen Capital
- CIK Number
- 0001599340
- Filed Document
- 0001599340-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc., Rob Shor Insurance Associates, Inc., FAS Corp., and UBS Financial Services
- CIK Number
- 0001132469
- Filed Document
- 0001132469-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600296
- Filed Document
- 0001600296-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Real Estate Securities Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001381354
- Filed Document
- 0001393725-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597356
- Filed Document
- 0001597356-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001422652
- Filed Document
- 0001422652-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Capital Investment Partners LLC
- CIK Number
- 0001427782
- Filed Document
- 0001427782-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Suntrust Investment Services, Inc., UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., Primores AG, and APB Financial Group
- CIK Number
- 0001497810
- Filed Document
- 0001422652-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600536
- Filed Document
- 0001600536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589814
- Filed Document
- 0001589814-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|