Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JPMorgan Equity Index Trust See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468036 Filed Document 0000943663-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primary Care Associates Holdings, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600646 Filed Document 0001600646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RANGER MULTI-STRATEGY LTD See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc and UBS Financial Services, Inc CIK Number 0001396105 Filed Document 0001396105-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Teton Capital Partners LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARLIN FUND OFFSHORE II LTD. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601710 Filed Document 0000919574-14-002178 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIMARRON PARTNERS LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461038 Filed Document 0001461038-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jasper China, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283488 Filed Document 0000919574-14-002161 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH MLP Fund, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571217 Filed Document 0000902664-14-001586 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TACONIC OFFSHORE FUND 1.5 LTD See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355989 Filed Document 0001355989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASEPTIA, INC. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $30,463,424 Associated Brokers / Dealers N/A CIK Number 0001519954 Filed Document 0001519954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Little Pim Corp See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001558335 Filed Document 0001558335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRP II, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486667 Filed Document 0000945621-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generation IM Fund PLC / Generation IM Asia Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551187 Filed Document 0000943663-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dirigo LLC See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336582 Filed Document 0001336582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLANTRANGE Inc See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001601379 Filed Document 0001601379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DIRIGO KATAHDIN LLC See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449073 Filed Document 0001449073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Eclipse U.S. Fund, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283074 Filed Document 0000919574-14-002250 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WD Offshore Fund, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388703 Filed Document 0000919574-14-002180 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quikly LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001545691 Filed Document 0001545691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Chelona Systematic Strategies, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545524 Filed Document 0001546927-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER PARTNERS L P See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit-Suisse USA LLC, SunTrust Inv Srvs, and Bel Air CIK Number 0001038088 Filed Document 0001038088-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR Alamance, DST See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $10,982,227 Associated Brokers / Dealers Bluerock Capital Markets LLC, Whitehall-Parker Securities, Inc., Concorde Investment Services, LLC, J.P. Turner & Company, L.L.C., Newport Coast Securities, Inc., and PRIMEX CIK Number 0001600679 Filed Document 0001600679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Northern Trust Equity Long/Short Strategies Fund, Q.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531133 Filed Document 0000950172-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wylan Energy Partners Fund, L.P. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603157 Filed Document 0001603157-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VOYAGER SPECIALISTS LP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072439 Filed Document 0001072439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse Value Partners, L.P. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601520 Filed Document 0001601520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGFSP COINVESTMENT L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458237 Filed Document 0001181431-14-011570 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Global Fund, Ltd. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit-Suisse USA LLC and Edge Corporate Finance LLC CIK Number 0001375133 Filed Document 0001375133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Swell Capital Fund I, L.P. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001602026 Filed Document 0001602026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cimarron Healthcare Opportunities, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571122 Filed Document 0001571122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Covida Holdings, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001600815 Filed Document 0001553350-14-000210 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FFIP, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001379135-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers GVC CAPITAL LLC CIK Number 0001403792 Filed Document 0001011034-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Chart.io, Inc. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,150,812 Associated Brokers / Dealers N/A CIK Number 0001533606 Filed Document 0001533606-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radius Networks, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001551849 Filed Document 0001214659-14-001900 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Campus Quad, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SOHO SATELLITE FUND, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357252 Filed Document 0000919574-14-002255 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 Group, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001602017 Filed Document 0001602017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
CCRC of Ames, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001602149 Filed Document 0001602149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
CANYON VALLEY LITHOTRIPSY LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $78,000 Associated Brokers / Dealers N/A CIK Number 0001564965 Filed Document 0001564965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caisson Breakwater Fund, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544284 Filed Document 0001357140-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAFFLES ASSOCIATES LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169581 Filed Document 0001169581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRE DISCOVERY GROUP OFFSHORE, LTD. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361108 Filed Document 0000919574-14-002146 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD AVENUE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001242672 Filed Document 0000919574-14-002160 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELIZABETH PARK CAPITAL II L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corp. CIK Number 0001530421 Filed Document 0000943663-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next University, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601012 Filed Document 0001601012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NYES LEDGE CAPITAL PARTNERS, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325724 Filed Document 0000919574-14-002127 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JIMMYASH LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001453696 Filed Document 0001453696-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
CARLYLE ASIA REAL ESTATE COINVESTMENT II, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458223 Filed Document 0001181431-14-011475 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity