|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458163
- Filed Document
- 0001181431-14-010600
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564952
- Filed Document
- 0001564952-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405713
- Filed Document
- 0001405713-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522252
- Filed Document
- 0001522252-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601199
- Filed Document
- 0001601199-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528658
- Filed Document
- 0001528658-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001600844
- Filed Document
- 0001600844-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc,
- CIK Number
- 0001333112
- Filed Document
- 0001315863-14-000153
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599415
- Filed Document
- 0001599415-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $2,687,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585455
- Filed Document
- 0001585455-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407986
- Filed Document
- 0000902664-14-001527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543910
- Filed Document
- 0001543910-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509350
- Filed Document
- 0001509350-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454724
- Filed Document
- 0001565908-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001107862
- Filed Document
- 0000919574-14-002049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438036
- Filed Document
- 0000919574-14-002063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001276265
- Filed Document
- 0000919574-14-002056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $1,540,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601704
- Filed Document
- 0001354488-14-000991
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001201116
- Filed Document
- 0001201116-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569947
- Filed Document
- 0000919574-14-002044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $111,111
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601517
- Filed Document
- 0001601517-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143494
- Filed Document
- 0000919574-14-002051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456006
- Filed Document
- 0000902664-14-001495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001077056
- Filed Document
- 0000902664-14-001508
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458148
- Filed Document
- 0001181431-14-010601
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $4,186,681
- Associated Brokers / Dealers
- Roth Capital Partners LLC
- CIK Number
- 0001533998
- Filed Document
- 0001465818-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595822
- Filed Document
- 0001595822-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598073
- Filed Document
- 0001181431-14-010454
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000833291
- Filed Document
- 0000833291-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- e888 BIZ LLC
- CIK Number
- 0001599336
- Filed Document
- 0001599336-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416871
- Filed Document
- 0000902664-14-001510
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414641
- Filed Document
- 0001414641-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495669
- Filed Document
- 0000902664-14-001515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001212795
- Filed Document
- 0000902664-14-001503
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601128
- Filed Document
- 0001601128-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Financial Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A.
- CIK Number
- 0001035602
- Filed Document
- 0000940394-14-000464
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $1,475,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601620
- Filed Document
- 0001601620-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $29,867,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001105542
- Filed Document
- 0001181431-14-010593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Coronado Investments, LLC
- CIK Number
- 0001371815
- Filed Document
- 0001371815-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001313031
- Filed Document
- 0000902664-14-001522
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Anderson
- CIK Number
- 0001529525
- Filed Document
- 0001181431-14-011616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601727
- Filed Document
- 0001601727-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001315367
- Filed Document
- 0001507943-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218455
- Filed Document
- 0001218455-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458145
- Filed Document
- 0001181431-14-010598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $6,214,612
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475470
- Filed Document
- 0001140361-14-011081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- CASCADIA CAPITAL, LLC
- CIK Number
- 0001299671
- Filed Document
- 0001299671-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001163425
- Filed Document
- 0000919574-14-002055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218455
- Filed Document
- 0001218455-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Detwiler Fenton & Co.
- CIK Number
- 0001594967
- Filed Document
- 0001594967-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|